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Financial services and banking news update - 7 July 2017
  • Addleshaw Goddard LLP
  • European Union, Global, United Kingdom
  • July 7 2017

The FCA has published finalised guidance on the treatment of politically exposed persons (PEPs) for anti-money laundering purposes


Brussels Regulatory Brief: July
  • K&L Gates
  • European Union, USA
  • July 6 2017

On 10 May 2017, the European Commission (“Commission”) published its final report (“Report”) concluding a wide-ranging two-year long inquiry into


When are FX Transactions subject to EMIR? FX forwards which settle in T3 or longer are derivatives
  • Arthur Cox
  • European Union, Ireland
  • January 16 2017

Since the introduction of the European Market Infrastructure Regulation (EMIR) there has been uncertainty as to whether an FX forward is subject to


Investment Firms Quarterly Legal and Regulatory Update - Period covered: 1 April 2017 - 30 June 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • July 11 2017

On 4 April 2017, the European Securities and Markets Association (“ESMA”) published a press release (ESMA35-43-349) announcing that it has added new


Funds Quarterly Legal and Regulatory Update - Period covered: 1 April 2017 - 30 June 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • July 10 2017

On 6 April 2017, the European Securities and Markets Authority ("ESMA") published its updated Q&A on the application of the UCITS Directive


MiFID II position limits and reporting regimes: an update
  • HFW
  • European Union
  • July 13 2017

The MiFID II regime will come into force throughout the EU on 3 January 2018. Many of the new rules will directly impact commodity market participants


Do you need an LEI (Legal Entity Identifier)?
  • Charles Russell Speechlys LLP
  • European Union, United Kingdom
  • November 22 2016

Unless your company is subject to the reporting requirements for derivative transactions under the European Market Infrastructure Regulation (EMIR


MiFID II - EU access for non-EU portfolio managers
  • Dentons
  • European Union, Germany
  • July 5 2017

As of 3 January 2018, the Markets in Financial Instruments Directive II (MiFID II) will significantly amend the way forward for non-EU firms (third


Brexit update
  • White & Case LLP
  • European Union, United Kingdom
  • July 5 2017

In the May 2017 edition of the Delta Report, we provided a case review of the landmark Article 50 ruling handed down by the UK Supreme Court and


EU regulatory changes affecting derivatives: what's already in force and what's to come
  • Hogan Lovells
  • European Union, United Kingdom, USA
  • December 21 2016

Five years on from the G20's commitment to implement measures to increase transparency and reduce risk in the derivative markets, there have been