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MiFID II Implementing Legislation Published
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • June 23 2017

On June 22, the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (SI 2017701) were presented to Parliament


FIA Publishes Letter Opposing Relocation of Euro-Denominated Derivatives Clearing
  • Katten Muchin Rosenman LLP
  • European Union
  • June 9 2017

On June 6, the Futures Industry Association (FIA) published a letter addressed to European Commission (EC) Vice-President Valdis Dombrovskis


EC Proposes Amendments to EMIR to Improve Functioning of EU Derivatives Markets
  • Katten Muchin Rosenman LLP
  • European Union
  • May 7 2017

The European Commission proposed some amendments to the European Market Infrastructure Regulation to reduce costs and regulatory burdens to market


European Commission Proposes Reforms to EMIR
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • May 5 2017

On May 4, the European Commission (EC) proposed reforms (Proposal) to the European Market Infrastructure Regulation (EMIR). The Proposal aims to


ESMA Clarifies Which Products May Be Eligible for Portfolio Margin
  • Katten Muchin Rosenman LLP
  • European Union
  • April 16 2017

The European Securities and Markets Authority issued an opinion setting forth when a clearing organization ("CCP") may offer the most favorable


CFTC Releases No-Action Letter Regarding the Transfer of Customer-Owned Securities by FCMs to Foreign Brokers
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • April 14 2017

On April 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediate Oversight (DSIO) made publicly available No-Action


ESMA Issues Guidance on Market Structure Under MiFID II
  • Katten Muchin Rosenman LLP
  • European Union
  • April 9 2017

The European Securities and Markets Authority issued guidance related to the operation of two types of trading venues under the Markets in Investment


ESMA Updates MiFID IIMiFIR Investor Protection Q&As
  • Katten Muchin Rosenman LLP
  • European Union
  • April 7 2017

On April 4, the European Securities and Markets Authority (ESMA) added 10 new questions and answers (Q&A) to its Q&A document on the implementation of


ICE Europe Reminds Members and Participants of Revised Large Trader Reporting Requirements Effective March 27
  • Katten Muchin Rosenman LLP
  • European Union
  • March 13 2017

ICE Futures Europe reminded its members that they and market participant must be in full compliance with its ownership and control requirements by


ESAs Publish Statement On Variation Margin Exchange
  • Katten Muchin Rosenman LLP
  • European Union
  • February 24 2017

On February 23, the European Supervisory Authorities (ESAs), which consist of the European Banking Authority, European Insurance and Occupational