We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 83

ESMA Adds Certain Credit Derivatives to List of Swaps That Must Be Centrally Cleared
  • Katten Muchin Rosenman LLP
  • European Union
  • April 24 2016

The European Securities and Markets Authority included iTraxx main and iTraxx crossover credit derivatives among the derivatives that are required to


Five Associations Publish Joint Securities Financing Transaction Regulation Information Statement Ahead of July 2016 Compliance Date
  • Katten Muchin Rosenman LLP
  • European Union
  • April 22 2016

On April 13, five industry associations jointly published an information statement (Information Statement) in relation to the EU Securities Financing


ESMA Publishes Opinions on DK Pension Schemes To Be Exempt From EMIR Central Clearing Obligations
  • Katten Muchin Rosenman LLP
  • European Union
  • April 15 2016

On April 13, the European Securities and Markets Authority (ESMA) published a set of opinions (Opinions) in relation to the European Market


ESMA Proposes One-Day Margin Period for CCP Client Accounts
  • Katten Muchin Rosenman LLP
  • European Union
  • April 10 2016

The European Securities and Markets Authority has issued proposed final rules - so-called "regulatory technical standards - permitting


ESMA Declines to Exclude Exchange-Traded Derivatives From MiFIR Open Access Requirements
  • Katten Muchin Rosenman LLP
  • European Union
  • April 8 2016

On April 4, the European Securities and Markets Authority (ESMA) published a risk assessment (Risk Assessment) that confirmed it sees no need to


ESMA Fines Trade Repository for Not Having Systems With Data Immediately Accessible by Regulators
  • Katten Muchin Rosenman LLP
  • European Union
  • April 3 2016

The European Securities and Markets Authority brought its first legal action against a trade repository for allegedly failing to institute systems


ESMA Publishes Consultation Paper on Draft Guidelines for Commodity and Spot Markets Under MAR
  • Katten Muchin Rosenman LLP
  • European Union
  • April 1 2016

On March 30, the European Securities and Markets Authority (ESMA) published a consultation paper (Consultation) regarding draft guidelines under the


European Commission Adopts Equivalence Decision in Regards to US CFTC-Registered CCPs
  • Katten Muchin Rosenman LLP
  • European Union
  • March 18 2016

On March 15, the European Commission (the Commission) adopted an equivalence decision in regards to US central counterparties (CCPs


EU Commission Adopts Delegated Regulation on Abusive Practices and Suspicious Orders and Transactions Under MAR
  • Katten Muchin Rosenman LLP
  • European Union
  • March 18 2016

On March 9, the European Commission adopted a delegated Regulation (and an accompanying Annex) in relation to the EU Market Abuse Regulation (MAR


Draft RTS on Risk-Mitigation Procedures for OTC Derivatives Not Cleared by CCPs Published by EU Supervisory Authorities
  • Katten Muchin Rosenman LLP
  • European Union
  • March 18 2016

On March 8, the European Supervisory Authorities (which includes the European Banking Authority (EBA), the European Insurance and Occupational