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Results: 1-10 of 40

Three industry organizations warn of potential negative impact of extending capital requirements to European commodity dealers
  • Katten Muchin Rosenman LLP
  • European Union
  • July 26 2015

Three industry organizations published a White Paper requesting a delay in the possible application of onerous capital and other requirements to


ESMA Executive Director encourages CFTC to reconsider opposition to two-day cover at CCPs for house positions of clearing members; provides preview of European position limits regime
  • Katten Muchin Rosenman LLP
  • European Union
  • June 14 2015

Verena Ross, Executive Director of the European Securities and Markets Authority, urged the Commodity Futures Trading Commission to reconsider its


Non-recognition of US CCPs as subject to equivalent regulation may require European-based funds to restrict trading in US centrally cleared derivatives
  • Katten Muchin Rosenman LLP
  • European Union
  • May 31 2015

An opinion by the European Securities and Markets Authority could require European-based investment funds subject to the Undertakings for Collective


ESMA calls for EMIR modifications to UCITS Directive
  • Katten Muchin Rosenman LLP
  • European Union
  • May 29 2015

On May 22, the European Securities and Markets Authority (ESMA) published an opinion to the EU institutions (including the Commission, Parliament and


Further delays in transatlantic clearing accord
  • Katten Muchin Rosenman LLP
  • European Union
  • May 8 2015

Commodity Futures Trading Commission Chairman Timothy Massad, and Jonathan Hill, European Commissioner for Financial Stability, Financial Services


ESMA releases final guidance on the definition of physically settled commodity derivatives under MiFID I
  • Katten Muchin Rosenman LLP
  • European Union
  • May 8 2015

On May 7, the European Securities and Markets Authority (ESMA) issued final guidelines (Guidelines) clarifying the definition of physically settled


ESMA issues revised technical standards regarding clearing obligation for interest rate swaps
  • Katten Muchin Rosenman LLP
  • European Union
  • March 15 2015

The European Securities and Markets Authority has amended its regulatory technical standards to address certain issues raised by the European


ESMA disagrees with certain recommendations by European Commission to its proposed technical standards for IRS clearing
  • Katten Muchin Rosenman LLP
  • European Union
  • February 1 2015

The European Securities and Markets Authority issued draft technical standards to govern clearing obligations regarding interest rate swaps. In


ESMA publishes report on high-frequency trading activity in EU equity markets
  • Katten Muchin Rosenman LLP
  • European Union
  • December 19 2014

On December 17, the European Securities and Markets Authority (ESMA) published a report on high-frequency trading (HFT) in EU equity markets. The


ESMA consults on draft guidelines clarifying the definition of “derivatives” under MiFID
  • Katten Muchin Rosenman LLP
  • European Union
  • October 3 2014

On September 29, the European Securities and Markets Authority (ESMA) published a consultation paper (ESMA20141189) (Consultation Paper) concerning