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Results: 1-10 of 68

Hedge Fund Standards Board Publishes Findings From First Cyber-Attack Simulation
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • January 29 2016

On January 21, the Hedge Fund Standards Board (HFSB) released the results of its first cyber-attack simulation (via a press release dated January 19


ACER announces 11th Public Workshop on REMIT Implementation
  • Katten Muchin Rosenman LLP
  • European Union
  • January 22 2016

On January 15, Europe’s Agency for the Cooperation of Energy Regulators (ACER) announced its 11th Public Workshop (Workshop) on the implementation of


FCA Trade Association Roundtable on MiFID II Implementation
  • Katten Muchin Rosenman LLP
  • European Union
  • January 15 2016

On January 6, the Financial Conduct Authority (FCA) held a roundtable (Roundtable) with trade associations to discuss the implementation of the


Bridging the Weeks by Gary DeWaal: November 23 - December 4 and 7, 2015 (Insider Trading in Futures; Newer, Tougher AML Requirements; New CCO Obligations; Possible Bitcoin Fraud)
  • Katten Muchin Rosenman LLP
  • Canada, European Union, Global, USA
  • December 6 2015

Compliance officers may be in the bullseye again as a result of new regulatory proposals introduced during the prior two weeks by the New York State


ESMA issues Public Statement on collateralization of bank guarantees for energy derivatives
  • Katten Muchin Rosenman LLP
  • European Union
  • November 20 2015

On November 19, the European Securities and Markets Authority (ESMA) issued a public statement (Public Statement) regarding its decision not to


ESMA updates final rules on data reporting
  • Katten Muchin Rosenman LLP
  • European Union
  • November 15 2015

The European Securities and Markets Authority published an update of its final rules - known as technical standards - dealing with data reporting


ESMA reopens consultation on indirect clearing arrangements
  • Katten Muchin Rosenman LLP
  • European Union
  • November 13 2015

On November 5, the European Securities and Markets Authority (ESMA) published a consultation paper relating to indirect clearing arrangements (CP


ESMA consults on indirect clearing
  • Katten Muchin Rosenman LLP
  • European Union
  • November 8 2015

The European Securities and Markets Authority issued a consultation paper to, among other things, solicit views on what type of protective accounts


ESMA publishes responses to the consultation on draft RTS under the ELTIF Regulation
  • Katten Muchin Rosenman LLP
  • European Union
  • October 23 2015

On October 20, the European Securities and Markets Authority (ESMA) published the responses received to its consultation on Draft Regulatory


ESMA’s final rules on indirect clearing will be delayed
  • Katten Muchin Rosenman LLP
  • European Union
  • October 11 2015

The European Securities and Markets Authority wrote to the European Commission saying it will be delayed in submitting proposed final rules related