We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 419

Canadian Regulators Finalize Mandatory OTC Derivatives Clearing Rules
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • January 26 2017

On January 19, 2017, the Canadian Securities Administrators (CSA) published National Instrument 94-101 - Mandatory Central Counterparty Clearing of


Global Government Solutions 2016: Mid-Year Outlook
  • K&L Gates
  • Australia, Canada, European Union, Germany, Global, United Kingdom, USA
  • July 1 2016

As we issue this 2016 Mid-Year Outlook, the global community has begun to wrestle in earnest with the momentous political, economic, and doing


Hong Kong Regulatory Newsletter
  • Sidley Austin LLP
  • Canada, Hong Kong, USA
  • December 22 2016

Hong Kong's Market Misconduct Tribunal (MMT), the statutory tribunal established to adjudicate civil contraventions of the Securities and Futures


Canadian Regulators Finalize Customer Protection Rules for Cleared OTC Derivatives
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 3 2017

The Canadian Securities Administrators (CSA) recently published National Instrument 94-102


CFTC registers ICE Futures Canada and Montreal Exchange as FBOTs
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 28 2015

The Commodity Futures Trading Commission has issued orders granting foreign board of trade (FBOT) registration to ICE Futures Canada, Inc. and


The financial report October 2, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of


The financial report April 3, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed


U.S. Volcker Rule passed by regulators
  • Stikeman Elliott LLP
  • Canada, USA
  • December 11 2013

Yesterday, the U.S. SEC, CFTC, FDIC, Federal Reserve, and Office of the Comptroller of the Currency approved the final rules implementing the


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


Whistleblower Incentive Programs Continue to Gain Traction as the U.S. CFTC Announces $10-million Payout
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • May 6 2016

With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower