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The financial report March 20, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries

CFTC registers ICE Futures Canada and Montreal Exchange as FBOTs
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 28 2015

The Commodity Futures Trading Commission has issued orders granting foreign board of trade (FBOT) registration to ICE Futures Canada, Inc. and

The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

Canadian regulators provide temporary exemptions for swap execution facilities
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • October 30 2013

Securities regulators in Ontario, Quebec, Alberta and Manitoba have temporarily exempted swap execution facilities, or SEFs, from recognition as

The Financial Report December 12 2013 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 12 2013

US financial services regulators voted to adopt regulations implementing the Dodd-Frank Act’s “Volcker Rule,” which prohibit deposit-taking banks

The financial report January 9, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • January 9 2014

The Federal Reserve Board, FDIC, OCC, and SEC announced a review of whether it would be appropriate and consistent with the Dodd-Frank Act to exempt

Capital markets 2011 mid-year report
  • Torys LLP
  • Canada, USA
  • July 27 2011

To date, 2011 has been an exciting year in North American capital markets

Recent updates related to derivatives
  • Gowling Lafleur Henderson LLP
  • Canada, USA
  • January 19 2011

The recent passage of the Dodd-Frank Wall Street Reform Act and Consumer Protection Act (the "Dodd-Frank Act") in the United States of America, as well as the proposed regulation of derivatives contained within the Canadian Securities Act (the "Securities Act") which is currently before the Supreme Court of Canada, promises to change the face of derivatives transactions as we currently know them

SEC and CFTC release joint report on May 6 market volatility
  • Stikeman Elliott LLP
  • Canada, USA
  • October 5 2010

The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) released a joint report on Friday outlining their findings respecting the extreme market volatility of May 6, 2010

Financial services legislative and regulatory update - June 11, 2012
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • Canada, Spain, USA
  • June 11 2012

On Sunday, Spain announced that it would be seeking a bailout and the Eurozone banks agreed to lend Spain 100 billion euros ($125 billion dollars) in order to stabilize its banks