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Canadian Regulators Finalize Mandatory OTC Derivatives Clearing Rules
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • January 26 2017

On January 19, 2017, the Canadian Securities Administrators (CSA) published National Instrument 94-101 - Mandatory Central Counterparty Clearing of


Global Government Solutions 2016: Mid-Year Outlook
  • K&L Gates
  • Australia, Canada, European Union, Germany, Global, United Kingdom, USA
  • July 1 2016

As we issue this 2016 Mid-Year Outlook, the global community has begun to wrestle in earnest with the momentous political, economic, and doing


Doing business in Canada - October 2016
  • Aird & Berlis LLP | Aird & McBurney LP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to


Protection des clients à l’égard des dérivés de gré à gré compensés : publication du règlement définitif des ACVM
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 22 2017

Les Autorités canadiennes en valeurs mobilières (les ACVM ) ont récemment publié le Règlement 94102 sur la compensation des dérivés et la


Hong Kong Regulatory Newsletter
  • Sidley Austin LLP
  • USA, Canada, Hong Kong
  • December 22 2016

Hong Kong's Market Misconduct Tribunal (MMT), the statutory tribunal established to adjudicate civil contraventions of the Securities and Futures


Bridging the Weeks by Gary DeWaal: November 23 - December 4 and 7, 2015 (Insider Trading in Futures; Newer, Tougher AML Requirements; New CCO Obligations; Possible Bitcoin Fraud)
  • Katten Muchin Rosenman LLP
  • Canada, European Union, Global, USA
  • December 6 2015

Compliance officers may be in the bullseye again as a result of new regulatory proposals introduced during the prior two weeks by the New York State


Canadian Regulators Finalize Customer Protection Rules for Cleared OTC Derivatives
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 3 2017

The Canadian Securities Administrators (CSA) recently published National Instrument 94-102


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


The financial report October 2, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of


US Commodity Futures Trading Commission Signs Memorandum of Understanding with Canadian Provinces on Cross-Border Supervision
  • Shearman & Sterling LLP
  • Canada, USA
  • May 5 2016

On April 20, 2016, CFTC Chairman Timothy Massad and authorities for three Canadian provinces signed a March 2014 Memorandum of Understanding