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Protection des clients à l’égard des dérivés de gré à gré compensés : publication du règlement définitif des ACVM
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 22 2017

Les Autorités canadiennes en valeurs mobilières (les ACVM ) ont récemment publié le Règlement 94102 sur la compensation des dérivés et la


Canadian Regulators Finalize Customer Protection Rules for Cleared OTC Derivatives
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 3 2017

The Canadian Securities Administrators (CSA) recently published National Instrument 94-102


All bets are off: Quebec AMF moves to ban short-term binary options
  • Stikeman Elliott LLP
  • Canada, USA
  • March 1 2017

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the


Canadian Regulators Finalize Mandatory OTC Derivatives Clearing Rules
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • January 26 2017

On January 19, 2017, the Canadian Securities Administrators (CSA) published National Instrument 94-101 - Mandatory Central Counterparty Clearing of


The Financial Report, 26 January 2017, News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • January 26 2017

Department of Labor releases more fiduciary rule FAQs. ThinkAdvisor reported on the Department of Labor’s release of a second set of Frequently Asked


Hong Kong Regulatory Newsletter
  • Sidley Austin LLP
  • USA, Canada, Hong Kong
  • December 22 2016

Hong Kong's Market Misconduct Tribunal (MMT), the statutory tribunal established to adjudicate civil contraventions of the Securities and Futures


Doing business in Canada - October 2016
  • Aird & Berlis LLP | Aird & McBurney LP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to


The Financial Report 8 September 2016 News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • September 8 2016

New York Congresswoman Requests Data on Volcker Rule. Representative Carolyn B. Maloney, Democrat of New York and member of the House Financial


SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding