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Derivatives trade reporting rules introduced in remaining Canadian jurisdictions
  • Blake Cassels & Graydon LLP
  • Canada
  • January 28 2016

On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the


Introduction de règles de déclaration des opérations sur dérivés dans les autres ressorts canadiens
  • Blake Cassels & Graydon LLP
  • Canada
  • January 28 2016

Le 22 janvier 2016, les autorités canadiennes en valeurs mobilières de l’Alberta, de la Colombie-Britannique, du Nouveau-Brunswick, de


Canadian Regulators Propose Collateral Protection Rules for Cleared OTC Derivatives
  • Katten Muchin Rosenman LLP
  • Canada
  • January 24 2016

Members of the Canadian Securities Administrators published their proposal to protect customer collateral in connection with the clearing of


Quebec's AMF proposes an omnibus package of amendments to the Derivatives Regulation
  • Stikeman Elliott LLP
  • Canada
  • January 22 2016

The proposals would expand the exemption for trades in non-Canadian futures and introduce a new hedger certification requirement for OTC derivatives


Five provinces adopt a new prospectus exemption for retail investors relying on suitability advice from an investment dealer
  • Stikeman Elliott LLP
  • Canada
  • January 22 2016

The securities regulatory authorities of five provinces - British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick - have adopted a


TSX provides FAQ guidance on normal course issuer bids
  • Stikeman Elliott LLP
  • Canada
  • January 21 2016

On January 15, 2016, the Toronto Stock Exchange (TSX) issued Staff Notice 2016-0001 (the Staff Notice) which answers questions on the application of


Changes to Ontario participation fees for reporting issuers
  • Blake Cassels & Graydon LLP
  • Canada
  • January 20 2016

In 2015, the Ontario Securities Commission (OSC) approved the replacement of OSC Rule 13-502 Fees (Ontario Fee Rule) and its Companion Policy with a


MÉTHODE DE CLASSIFICATION DU RISQUE ÉCART-TYPE POUR LES ORGANISMES DE PLACEMENT COLLECTIF ET LES FNB
  • Blake Cassels & Graydon LLP
  • Canada
  • December 23 2015

Le 10 décembre 2015, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié pour consultation des projets de modifications dans le


A look back at 2015: a big year in Canadian securities law developments
  • Stikeman Elliott LLP
  • Canada
  • December 23 2015

It was a busy year for Canadian securities regulators and market participants. Virtually every area of securities law from M&A to corporate finance


Risk Classification Methodology Standard Deviation for Mutual Funds and ETFs
  • Blake Cassels & Graydon LLP
  • Canada
  • December 23 2015

On December 10, 2015, the Canadian Securities Administrators (CSA) published for comment proposed amendments as part of stage 3 of the point of sale