We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 795

CSA Withdraw Best Execution Disclosure Proposal
  • Stikeman Elliott LLP
  • Canada
  • July 7 2017

The CSA is withdrawing the best execution disclosure rules proposed in May 2014 in light of amendments to IIROC’s best execution rules which were


The Financial Report, 22 June 2017, News from the Americas
  • DLA Piper LLP
  • Canada
  • June 22 2017

Accenture and Microsoft band together to build digital ID network using Blockchain technology. Reuters reported that Accenture Plc and Microsoft Corp


CSA Proposals Aim to Simplify Reports of Exempt Distribution
  • McCarthy Tétrault LLP
  • Canada
  • June 12 2017

On June 8, 2017, the Canadian Securities Administrators (“CSA”) published for a 90-day comment period (ending on September 6, 2017), proposed


OSC Seeks Stakeholder Input on Proposed Derivatives Business Conduct Rule
  • Blake Cassels & Graydon LLP
  • Canada
  • June 1 2017

On May 29, 2017, the Ontario Securities Commission (OSC) hosted a half-day roundtable session to discuss the recently published Proposed National


Les organismes de réglementation canadiens proposent une réglementation générale de la conduite commerciale des courtiers et conseillers en dérivés
  • Blake Cassels & Graydon LLP
  • Canada, Global
  • May 31 2017

Le 4 avril 2017, les Autorités canadiennes en valeurs mobilières (les ACVM ) ont publié pour consultation le projet de Règlement 93-101 sur la


The Financial Report, 25 May 2017, News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • May 25 2017

Reuters reported that the CFPB and the SEC would face structural changes under the President's fiscal 2018 budget proposal


CSA publish proposed business conduct rules for derivatives dealers and advisers
  • AUM Law
  • Canada, Global
  • May 4 2017

Earlier in April, the Canadian Securities Administrators (CSA) published proposed business conduct rules aimed to protect investors in


Conduct Controlled: CSA Proposes Derivatives Business Conduct Rules
  • McMillan LLP
  • Canada
  • April 27 2017

On April 4, 2017, the Canadian Securities Administrators (the “CSA”) published new draft rules governing the business conduct of derivatives firms


Canadian Regulators Propose Broad Derivatives Dealer and Adviser Business Conduct Rules
  • Blake Cassels & Graydon LLP
  • Canada, Global
  • April 24 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published for comment Proposed National Instrument 93-101 - Derivatives: Business


Canadian Securities Administrators publish proposed national instrument derivatives: business conduct
  • Dentons
  • Canada
  • April 13 2017

On April 4, 2017, the Canadian Securities Administrators OTC Derivatives Committee (the CSA) published the following proposed national instrument and