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Results: 1-10 of 609

Harmonized Reporting for Private Placements (with Increased Disclosure Requirements)
  • Bennett Jones LLP
  • Canada
  • April 27 2016

An issuer that distributes securities to the public must either file a prospectus with securities regulatory authorities and deliver such prospectus


OSC Sets Out Priorities for 2016-2017
  • McCarthy Tétrault LLP
  • Canada
  • April 27 2016

The Ontario Securities Commission (OSC) released its draft Statement of Priorities for 2016-2017. The comment period ends May 9th. Investor


One Form, More Information: Significant Changes to Canadian Report of Exempt Distribution Coming in June
  • McCarthy Tétrault LLP
  • Canada
  • April 25 2016

Currently, post-trade reports have to be filed by issuers or underwriters with Canadian securities regulators following certain exempt distributions


CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding


Statutory best interest standard: summer reading
  • Stikeman Elliott LLP
  • Canada
  • April 8 2016

In a manner often reserved for best-selling novels and blockbuster movies, the Canadian Securities Administrators (CSA) recently issued advance


Amendments Require Additional Disclosures Under Canada’s Early Warning Regime
  • Aird & Berlis LLP
  • Canada
  • April 6 2016

The Canadian Securities Administrators ("CSA") have announced final amendments (the "Amendments") to the early warning system designed to provide


Alberta Confirms it Will Not Join Cooperative Capital Markets Regulatory System
  • Bennett Jones LLP
  • Canada
  • March 31 2016

On March 29, 2016, Alberta Finance Minister Joe Ceci formally announced that the Province of Alberta would not join British Columbia, Saskatchewan


Upcoming changes to Canada's early warning reporting regime
  • DLA Piper (Canada) LLP
  • Canada
  • March 24 2016

On February 25, 2016, the Canadian Securities Administrators (CSA) published final amendments to the rules governing early warning reportingin Canada


Margin Requirements for Non-Centrally Cleared Derivatives Issued in Canada
  • Blake Cassels & Graydon LLP
  • Canada
  • March 22 2016

The Office of the Superintendent of Financial Institutions (OSFI), Canada’s federal regulator of financial institutions, recently issued Guideline


2015 Securities Year in Review - Insight and analysis on key securities law developments in 2015
  • McMillan LLP
  • Canada
  • March 22 2016

2015 was marked by a number of noteworthy developments in Canadian securities laws, including a continued push forward by a number of the provinces