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Introducing Liquid Alternatives: Game changer for Canadian hedge funds
  • McMillan LLP
  • Canada
  • November 16 2016

On September 22, 2016, the Canadian Securities Administrators (the “CSA”) published their long-awaited proposal for a “liquid alternatives” regulatory

CFTC Enters Into Information Sharing MOU With an Additional Canadian Province
  • Katten Muchin Rosenman LLP
  • Canada
  • November 4 2016

On November 1, Timothy Massad, chairman of the Commodity Futures Trading Commission, John O’Brien, Superintendent of Securities for Newfoundland and

Doing business in Canada - October 2016
  • Aird & Berlis LLP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to

Notice issued to help interpret product determination and trade reporting rules in Canadian jurisdictions governed by MI 96-101
  • Stikeman Elliott LLP
  • Canada
  • October 12 2016

On September 29, 2016, the securities regulators of Alberta, British Columbia, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova

The Financial Report 8 September 2016 News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • September 8 2016

New York Congresswoman Requests Data on Volcker Rule. Representative Carolyn B. Maloney, Democrat of New York and member of the House Financial

OSC Proposes New Rule Regarding Distributions Outside of Canada
  • McMillan LLP
  • Canada
  • August 30 2016

The Ontario Securities Commission (the “OSC”) has proposed a new regime for distributions outside of Canada and published OSC Rule 72-503

SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer

Thinking at the Margin: Canadian Provincial Regulators Issue Margin Proposals for Non-Cleared Derivatives
  • Blake Cassels & Graydon LLP
  • Canada
  • August 12 2016

Regulators of many financial institutions, federally in Canada and internationally, have established rules requiring margin to be exchanged in

Change at the Margins: CSA Publishes Consultation Paper on Margin Requirements for Non-Centrally Cleared Derivatives
  • McMillan LLP
  • Canada
  • August 2 2016

On July 7, 2016, the Canadian Securities Administrators ("CSA") Derivatives Committee ("Committee") released CSA Consultation Paper 95-401 - Margin

Proposed Amendments to NI 31-103 and NI 33-109
  • AUM Law
  • Canada
  • July 31 2016

On July 7, 2016, the Canadian Securities Administrators (CSA) released for comment proposed amendments to NI 31-103 - Registration Requirements