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Final Canadian Mandatory Clearing Rule Published
  • Stikeman Elliott LLP
  • Canada
  • January 20 2017

The Canadian Securities Administrators’ (CSA) have published the final version of proposed National Instrument 94-101 Mandatory Central Counterparty


Final Customer Collateral Rule Published by CSA
  • Stikeman Elliott LLP
  • Canada
  • January 20 2017

On January 19, the Canadian Securities Administrators (CSA) published the final form of the segregation and portability rule relating to customer


Hong Kong Regulatory Newsletter
  • Sidley Austin LLP
  • Canada, Hong Kong, USA
  • December 22 2016

Hong Kong's Market Misconduct Tribunal (MMT), the statutory tribunal established to adjudicate civil contraventions of the Securities and Futures


Preparing for fast-approaching margin requirements for non-centrally cleared derivatives
  • Osler Hoskin & Harcourt LLP
  • Canada
  • December 16 2016

Derivatives regulatory reform in Canada continues, with new margin requirements for non-centrally cleared derivative transactions coming into effect


The Finish Line: CSA Publishes Proposed Amendments in Final Phase of Modernization of Investment Fund Product Regulation
  • McCarthy Tétrault LLP
  • Canada
  • December 5 2016

On September 22 2016, the Canadian Securities Administrators (the "CSA") published CSA Notice and Request for Comment - Modernization of Investment


Canadian securities regulators propose permitting the offering of alternative funds to the public
  • Gowling WLG
  • Canada
  • December 1 2016

Canadian securities regulators have published for comment proposed amendments to Canada’s investment fund regulations which would permit the public


Introducing Liquid Alternatives: Game changer for Canadian hedge funds
  • McMillan LLP
  • Canada
  • November 16 2016

On September 22, 2016, the Canadian Securities Administrators (the “CSA”) published their long-awaited proposal for a “liquid alternatives” regulatory


CFTC Enters Into Information Sharing MOU With an Additional Canadian Province
  • Katten Muchin Rosenman LLP
  • Canada
  • November 4 2016

On November 1, Timothy Massad, chairman of the Commodity Futures Trading Commission, John O’Brien, Superintendent of Securities for Newfoundland and


Doing business in Canada - October 2016
  • Aird & Berlis LLP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to


Notice issued to help interpret product determination and trade reporting rules in Canadian jurisdictions governed by MI 96-101
  • Stikeman Elliott LLP
  • Canada
  • October 12 2016

On September 29, 2016, the securities regulators of Alberta, British Columbia, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova