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Results: 1-10 of 462

Issuers quoted in the U.S. over-the-counter markets
  • Gowling Lafleur Henderson LLP
  • Canada, USA
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Proposed initial regulations on registration requirements and exemptions
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Over-the-counter trading and reporting
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Proposed initial regulations on derivatives
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Top 5 things you need to know about the proposed initial regulations
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 25 2015

Today, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone towards


Proposed amendments to OSC Rule 48-501 will automatically exempt application to exchange traded funds
  • Stikeman Elliott LLP
  • Canada
  • August 24 2015

The Ontario Securities Commission (OSC) announced last week that OSC Rule 48-501 Trading during Distributions, Formal Bids and Share Exchange


AMF revokes Quebec derivatives exemption and issues limited guidance on registration matters - market participants advised to take urgent action
  • Stikeman Elliott LLP
  • Canada
  • August 14 2015

The Autorité des marchés financiers (AMF), Quebec's financial services regulator, has issued a notice to firms which can no longer rely on the


OSC to review compliance with OTC derivatives rules
  • AUM Law Professional Corp
  • Canada
  • July 30 2015

On June 29, 2015, the OSC announced its intention to review compliance with over-the-counter (OTC) derivative trade reporting requirements as set out


Québec counterparties will be able to grant pledges over cash collateral starting January 1, 2016
  • Stikeman Elliott LLP
  • Canada
  • July 15 2015

Our post of December 9, 2014 introduced the proposed modifications to the Civil Code of Québec (Civil Code) in Bill 28 to permit


OSC announces compliance review of derivatives data reporting
  • Stikeman Elliott LLP
  • Canada
  • July 3 2015

On July 2, 2015, the Ontario Securities Commission (OSC) announced that it intends to initiate a compliance review of the reporting requirements of