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Financial Services Update, Vol. 11, Issue 35
  • Winston & Strawn LLP
  • USA
  • September 26 2016

The Securities and Exchange Commission’s (“SEC”) Office of Compliance, Inspections and Examinations (“OCIE”) issued a Risk Alert on September 12th


Financial Services Update, Vol. 11, Issue 34
  • Winston & Strawn LLP
  • USA
  • September 19 2016

A federal court recently granted the Consumer Financial Protection Bureau (CFPB) summary judgment regarding liability against CashCall, Inc., its


Financial Services Update, Vol. 11, Issue 33
  • Winston & Strawn LLP
  • USA
  • September 12 2016

On July 19, 2016, the European Securities and Markets Authority (ESMA) issued advice on the application of the Alternative Investment Fund Manager


Financial Services Update, vol. 11, no. 32
  • Winston & Strawn LLP
  • USA
  • August 29 2016

Last Monday, August 22, was the final day for comments to be filed by the public on the Consumer Financial Protection Bureau’s (CFPB) proposed rule


Financial Services Update, vol. 11, no. 31
  • Winston & Strawn LLP
  • USA
  • August 22 2016

While political gridlock in Washington has caused the well-known stalemate over filling the presently vacant U.S. Supreme Court seat, it has also


Financial Services Update, vol. 11, no. 30
  • Winston & Strawn LLP
  • USA
  • August 15 2016

Wall Street banks have asked the Federal Reserve Board (“Fed”) to grant them an additional five-year grace period to comply with section 619 of the


Financial Services Update, vol. 11, no. 29
  • Winston & Strawn LLP
  • USA
  • August 8 2016

On August 5, 2016, the Commodity Futures Trading Commission (the “CFTC”) proposed amending certain CFTC regulations relating to the requirement that


Financial Services Update, vol. 11, no. 28
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • August 1 2016

On July 28th, the Consumer Financial Protection Bureau (CFPB) released an “Outline of Proposals under Consideration and Alternatives Considered”


Financial Services Update, vol. 11, no. 26
  • Winston & Strawn LLP
  • USA
  • July 19 2016

On July 13, 2016, the Securities and Exchange Commission (“SEC”) adopted recent amendments to update its rules regarding administrative proceedings


Financial Services Update, vol. 11, no. 25
  • Winston & Strawn LLP
  • USA
  • July 11 2016

The Securities and Exchange Commission (“SEC”) was busy on June 28, 2016, proposing rules and making announcements that, if ratified, will