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Results: 1-10 of 168

Financial Services Update, Vol. 111, Issue 44
  • Winston & Strawn LLP
  • USA
  • December 5 2016

Technological advances have changed the way that people think about and conduct their banking. However, the banking licenses that companies rely on


Financial Services Update, Vol. 11, Issue 43
  • Winston & Strawn LLP
  • USA
  • November 21 2016

Legal and regulatory activity in the financial services sector included a number of actions that will be closely watched, including the Securities and


Financial Services Update, Vol. 11, Issue 42
  • Winston & Strawn LLP
  • European Union, USA
  • November 14 2016

Last Tuesday, the election produced surprising and unexpected results with Donald Trump winning the Presidency. Pundits are suggesting many areas


Financial Services Update, Vol. 11, Issue 41
  • Winston & Strawn LLP
  • USA
  • November 7 2016

With the U.S. Presidential election set for Tuesday, November 8, Americans will soon learn who will run the country for the next four years. But


Financial Services Update, Vol. 11, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 24 2016

In this edition, we discuss at length two recent developments in the area of bank regulation: first, the D.C. Circuit’s decision that the structure of


Financial Services Update, Vol. 11, Issue 38
  • Winston & Strawn LLP
  • USA
  • October 17 2016

The SEC announced on October 11th that it filed a record number of enforcement actions in fiscal year 2016. During the fiscal year, which ended


Financial Services Update, Vol 11, Issue 37
  • Winston & Strawn LLP
  • USA
  • October 10 2016

On October 3, the first stage of the SEC’s Tick Size Pilot Program (the “Program”)adjusting the “tick” sizewas implemented. A “tick” is the measure


Financial Services Update, Vol 11, Issue 36
  • Winston & Strawn LLP
  • Ireland, USA
  • October 3 2016

In a September 21, 2016 complaint filed in federal district court in Philadelphia, the Securities and Exchange Commission (“SEC”) charged Leon


Financial Services Update, Vol. 11, Issue 35
  • Winston & Strawn LLP
  • USA
  • September 26 2016

The Securities and Exchange Commission’s (“SEC”) Office of Compliance, Inspections and Examinations (“OCIE”) issued a Risk Alert on September 12th


Financial Services Update, Vol. 11, Issue 34
  • Winston & Strawn LLP
  • USA
  • September 19 2016

A federal court recently granted the Consumer Financial Protection Bureau (CFPB) summary judgment regarding liability against CashCall, Inc., its