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Financial Services Update, Vol. 11, no. 16
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 25 2016

In response to an EU Commission request, the European Securities and Markets Authority (“ESMA”) issued on April 11 its key principles for a European


Financial Services Update, Vol. 11, no. 15
  • Winston & Strawn LLP
  • Global, USA
  • April 18 2016

Effective as of April 15, 2016, the Hizballah Financial Sanctions Regulations, 31 C.F.R. part 566 (the "Sanctions") were implemented by the United


Financial Services Update, Vol. 11, no. 14
  • Winston & Strawn LLP
  • OECD, USA
  • April 11 2016

On April 7th, the Securities and Exchange Commission ("SEC") approvedthe Financial Industry Regulatory Authority's ("FINRA") proposed amendment to


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know
  • Winston & Strawn LLP
  • United Kingdom
  • April 7 2016

Shortening the Settlement Cycle for Securities to T2: FINRA Requests Comment on Proposed Amendments to FINRA Rules to Support the Industry


Financial Services Update, Vol. 11, no. 13
  • Winston & Strawn LLP
  • USA
  • April 4 2016

According to the Institute for Women’s Policy Research in Washington, D.C., the U.S. gender wage gap is closing so slowly that pay equality won’t be


Financial Services Update, Vol. 11, Issue 12
  • Winston & Strawn LLP
  • USA
  • March 28 2016

Last week was a very busy week for bank regulatory developments. It began with the release of the Federal Reserve System's audited financial


Financial Services Update, Vol. 11, Issue 11
  • Winston & Strawn LLP
  • USA
  • March 23 2016

In a March 15th press release, the Securities and Exchange Commission ("SEC") announced the first-of-its-kind case under a provision of the Dodd-Frank


Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable


Financial services update, vol. 11, issue 8
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • February 29 2016

Asset managers should take note: March 2016 will be an important month in the European Union. More specifically, on March 18, 2016, the last amended


Financial services update, vol. 11, issue 7
  • Winston & Strawn LLP
  • USA
  • February 22 2016

Practising Law Institute held its 2016 “The SEC Speaks” conference last week, featuring a number of presentations from, and discussions with