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Results: 1-10 of 261

CFTC proposes changes to swap data recordkeeping and reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 23 2015

The Commodity Futures Trading Commission proposed to amend certain of its rules regarding recordkeeping and reporting requirements for cleared swaps


CME Group files disciplinary actions for trading ahead of block trades and failure to supervise an employee engaging in disruptive trading activities
  • Katten Muchin Rosenman LLP
  • USA
  • August 23 2015

In two cases of first impression, CME Group exchanges brought and settled charges against a company for alleged disruptive trading activities by its


CFTC settles enforcement action against FCStone Markets for unauthorized swaps transactions of former trader
  • Katten Muchin Rosenman LLP
  • USA
  • August 23 2015

The Commodity Futures Trading Commission charged INTL FCStone Markets, LLC with failure to adequately supervise the swaps trading activities of


CPMI and IOSCO issue recommendations on unique transaction identifiers
  • Katten Muchin Rosenman LLP
  • Global
  • August 23 2015

The Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions issued a consultative


ASX clear approved as exempt clearinghouse for swaps by CFTC
  • Katten Muchin Rosenman LLP
  • USA
  • August 23 2015

ASX Clear (Futures) Pty Limited received the first order of exemption from registration as a derivatives clearing organization by the Commodity


CFTC proposes cleared swap reporting amendments
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has proposed to amend Part 45 of its regulations insofar as they relate to the reporting to a swaps data


ESMA recommends changes to EMIR
  • Katten Muchin Rosenman LLP
  • European Union
  • August 21 2015

Under Article 85(1) of the European Market Infrastructure Regulation (6482012EU) (EMIR), the European Commission (EC) is required to submit a


CFTC issues order of exemption from registration as a DCO to ASX Clear (Futures) Pty Limited and requests public comment on a petition by Korea Exchange, Inc. for exemption from DCO registration
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has issued an order of exemption from registration as a derivatives clearing organization (DCO) to ASX Clear


European Commission publishes Delegated Regulation on mandatory clearing for OTC interest rate derivatives
  • Katten Muchin Rosenman LLP
  • European Union
  • August 18 2015

On August 6, 2015, the European Commission (EC) adopted new rules in the form of a delegated regulation (Delegated Regulation) requiring the


Securities financing transactions regulation: shining a light on shadow banking
  • Katten Muchin Rosenman LLP
  • European Union
  • August 17 2015

On June 29, 2015, the Council of the European Union announced that its Committee of Permanent Representatives (Coreper) approved a final compromise