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Results: 1-10 of 64,491

New guidance on Vietnam's loosening of foreign ownership limits in public companies
  • Mayer Brown JSM
  • Vietnam
  • September 2 2015

On 19 August 2015, the Ministry of Finance ("MOF") issued Circular No. 1232015TT-BTC ("Circular 123") guiding the implementation of new provisions


Dog days for the SEC
  • Morvillo Abramowitz Grand Iason & Anello PC
  • USA
  • September 1 2015

This summer has been a hot one for the Securities and Exchange Commission ("SEC"). In particular over the past couple of months, the SEC has been


Proposed AML regulations for registered investment advisers released by FinCEN
  • Proskauer Rose LLP
  • USA
  • September 1 2015

On August 25, 2015, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) released proposed rules that would require


Switzerland: the Swiss Federal Department of Finance and FINMA open consultation on the Financial Market Infrastructure Ordinance and the FINMA Financial Market Infrastructure Ordinance
  • CMS von Erlach Poncet AG
  • Switzerland
  • September 1 2015

On 20 August 2015, the Swiss Federal Department of Finance and the Swiss Financial Market Supervisory Authority (FINMA) initiated hearings on


Hong Kong removes tax impediments for offshore private equity fund managers
  • Minter Ellison
  • Hong Kong
  • September 1 2015

In July 2015 the Hong Kong government gazetted changes to the Inland Revenue Ordinance (Cap 112) to extend the existing profits tax exemption for


Expansion of issuer liability for crowdfunding: what might this mean for the EB-5 industry
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • September 1 2015

Section 4A(c) of the Securities Act of 1933 (“The 1933 Act”), 15 USC 77d-1(c), is part of the new crowdfunding regime. The JOBS Act


Coming soon - mandatory clearing of interest rate swaps under EMIR
  • Sutherland Asbill & Brennan LLP
  • European Union
  • September 1 2015

On August 6, 2015, the European Commission (EC) adopted new rules that will require the clearing of certain over-the-counter (OTC) interest rate


SEC steps up its pursuit of claims involving the EB-5 Immigrant Investor Program
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • September 1 2015

This summer the SEC has been aggressively pursuing claims against developers and others involved in the EB-5 Immigrant Investor Program, which


Just how scary is the SEC? “Fear” not sufficient grounds to duck administrative subpoena
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • September 1 2015

A witness testifying under oath before the SEC recently refused to answer any questions directed to him, not because of any privilege, but rather


The $225,000 laptop: losing confidential customer data will cost you
  • Briggs and Morgan
  • USA
  • September 1 2015

One of the many examples we use in presenting seminars and panel discussions on cyber security is the "lost laptop problem:" how do broker dealers