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Results: 1-10 of 77,426

MAR Update
  • Charles Russell Speechlys LLP
  • European Union, United Kingdom
  • September 29 2016

August may be a quiet month in Europe, but in the second month after the Market Abuse Regulation (MAR) came into force, publications from national


Brexit Considerations: Commodities
  • Holman Fenwick Willan LLP
  • European Union, United Kingdom
  • September 29 2016

The UK voted to leave the European Union on 23 June 2016. The potential impact on the commodities industry is likely to be significant, but the


Government proposes to narrow scope of "advising on investments" regulated activity
  • King & Wood Mallesons
  • United Kingdom
  • September 29 2016

On 20 September 2016, HM Treasury published a consultation paper in which it proposes to amend the scope of the UK regulated activity of


Summary of Key Provisions of NY DFS’ Cybersecurity Requirements for Financial Services Companies
  • Bressler, Amery & Ross PC
  • USA
  • September 29 2016

New York Department of Financial Services (DFS) issued proposed regulations on September 13, 2016 regarding cybersecurity requirements for Covered


Focus on Financial services
  • Hall & Wilcox
  • Australia
  • September 29 2016

RG 97 was updated in November 2015. The amendments require, amongst other things, additional disclosure about transactional and operational costs to


New SFC guidance on client agreement requirements
  • Herbert Smith Freehills LLP
  • Hong Kong
  • September 29 2016

In the light of the queries raised by Herbert Smith Freehills following industry consultation, the Securities and Futures Commission (SFC) has issued


The Oman Update - 1161
  • Dentons
  • Oman
  • September 29 2016

Amending certain provisions of the rules and conditions for the election of members of boards of directors of public joint stock companies, and the


Harris Corporation Obtains FCPA Declination While Former Employee is Sanctioned
  • Baker & McKenzie
  • USA
  • September 28 2016

We write to advise you as to why the declination issued last week to Harris Corporation by the U.S. Securities and Exchange Commission (“SEC”) is


Hong Kong Monetary Authority Introduces Initiatives to Promote Fintech Developments
  • Sidley Austin LLP
  • Hong Kong
  • September 28 2016

On Sept. 6, the Hong Kong Monetary Authority (the HKMA) announced two initiatives targeted at raising Hong Kong's profile as a fintech hub: the


Disclosure of Non-GAAP Measures An SEC Focus
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 28 2016

Companies sometimes use numerical measures of financial position and performance that are not prepared in accordance with U.S. Generally Accepted