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Results: 1-10 of 82,752

Insurance and structured finance - A new dawn?
  • Hogan Lovells
  • European Union, United Kingdom
  • February 24 2017

A growing trend is emerging within the insurance sector, where insurers and other users of insurance products are looking to structured finance


SFC proposes significant changes to asset management regulation
  • Deacons
  • Hong Kong
  • February 24 2017

On 23 November 2016 the SFC issued a consultation paper on Proposals to Enhance Asset Management Regulation and Point-of-Sale Transparency (see our


Bank win in mis-selling case confirmed by Hong Kong's highest court
  • Herbert Smith Freehills LLP
  • Hong Kong
  • February 24 2017

Last Friday, the Hong Kong Court of Final Appeal brought to a close the long-running case of DBS Bank (Hong Kong) Limited v Sit Pan Jit (FAMV


Hong Kong court orders disqualification and repayment as SFC targeting of directors intensifies
  • Clifford Chance LLP
  • Hong Kong
  • February 24 2017

In a newly published judgment, the Hong Kong Court of First Instance has ordered that three former directors of First Natural Foods Holdings Limited


Financial services and banking news update - 24 February 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • February 24 2017

The CFTC has issued a No-Action Letter 17-12, which will provide relief to Swap Dealers from complying with minimum transfer amount restrictions set


Canadian Securities Administrators Fintech Initiatives: Regulatory Sandbox and Co-Operation
  • McCarthy Tétrault LLP
  • Canada
  • February 24 2017

On February 23, 2017, the Canadian Securities Administrators (CSA) announced the launch of a regulatory sandbox. A regulatory sandbox aims at


Interesting Angles on the DOL’s Fiduciary Rule 37
  • Drinker Biddle & Reath LLP
  • USA
  • February 23 2017

This is my 37th article about interesting observations concerning the Department of Labor's fiduciary rule and exemptions. These articles also cover


The Financial Report, 23 February 2017, US Judicial Developments
  • DLA Piper LLP
  • USA
  • February 23 2017

Panel confirms hedge fund scheme conviction and seven-year sentence. Appellant investment adviser was convicted after a jury trial of conspiracy


Reporting of U.S. Ownership on TIC Form SHC Due by March
  • K&L Gates
  • USA
  • February 23 2017

The U.S. Department of the Treasury (“Treasury”) is currently collecting data from U.S. institutions in connection with its mandatory five-year


The Financial Report, 23 February 2017, Global Regulators
  • DLA Piper LLP
  • Global
  • February 23 2017

IOSCO publishes Findings of the Survey on Loan Funds. The International Organizations of Securities Commissions announced that it has published