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Results: 1-10 of 63,359

Gearing up: ASIC's new approach to recovery of its investigation costs
  • Minter Ellison
  • Australia
  • July 30 2015

ASIC announced yesterday that it will now use its power to recover expenses and costs of its investigations. ASIC's approach is detailed in INFO 204


ASIC is keeping a close eye on investoranalyst briefings
  • Lander & Rogers
  • Australia
  • July 30 2015

Another reporting season is nearly here, bringing with it the usual market disclosures and the subsequent investor and analyst briefings. ASIC's high


ESMA publishes Advice & Opinion on the AIFMD third-country passport no definitive view on the US (yet)
  • Cooley LLP
  • European Union
  • July 30 2015

The European Securities and Markets Authority (ESMA) has published: Its Advice on the application of the AIFMD passport to non-EU Alternative


New guidance on digital disclosures for financial services consumers
  • Clayton Utz
  • Australia
  • July 30 2015

New reforms and a new Regulatory Guide 221 "Facilitating digital financial services disclosure", released by ASIC on Tuesday, aim to make it easier


Modifiche al Codice di Autodisciplina delle Società Quotate
  • Latham & Watkins LLP
  • Italy
  • July 30 2015

Il Comitato per la Corporate Governance (il “Comitato”)1 ha approvato lo scorso 10 luglio alcune modifiche al Codice di Autodisciplina delle Società


ASIC rattles a long hidden sabre by issuing a warning that it will seek recovery of expenses associated with ITS investigations
  • Corrs Chambers Westgarth
  • Australia
  • July 30 2015

By information sheet INFO 204, the Australian Securities and Investments Commission (ASIC) has alerted relevant stakeholders of its intention to


New amendments improve, and clarify the operation of, the FOFA laws
  • Gilbert + Tobin
  • Australia
  • July 30 2015

Amendments to the Future of Financial Advice (FOFA) laws, which came into effect on 1 July 2015, are aimed at improving the operation of the FOFA


Preparing a company to deal with activist investors
  • Foley & Lardner LLP
  • USA
  • July 29 2015

Shareholder activism has the potential to affect any publicly traded manufacturer's business approach. Recently activist investors have impacted


Volcker agencies provide guidance regarding treatment of Registered Funds and foreign public funds during their seeding period
  • Dechert LLP
  • USA
  • July 29 2015

As the general July 21, 2015 deadline approached to conform with the implementing regulations (Final Rules) for the Volcker Rule, a key issue


Asset management tax highlights Asia pacific- April to June 2015
  • PwC Australia
  • Asia-Pacific
  • July 29 2015

The final element of the Investment Manager Regime (IMR) received Royal Assent on 25 June 2015 (with some late changes to the original Bill) and is