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Results: 1-10 of 72,614

Treasury consults on innovation plan
  • Cummings Law Ltd
  • United Kingdom
  • April 29 2016

HM Treasury has published a consultation paper on an innovation plan for financial services, which sets out ongoing and proposed work to foster a


ESMA publishes EU MAR guideline responses
  • Dentons
  • European Union
  • April 29 2016

ESMA has published the responses it received to its consultation on guidelines relating to the Market Abuse Regulation (EU MAR). (Source: ESMA


Responses to ESMA’s consultation on MAR
  • Cummings Law Ltd
  • European Union
  • April 29 2016

ESMA has published the responses it has received to its January 2016 consultation on draft guidelines under MAR. Respondents include AIMA, the


Commission updates ESMA on MiFID 2 RTS conditions
  • Dentons
  • European Union
  • April 29 2016

The Commission has published its letters telling ESMA it will endorse ESMA’s draft RTS on non-equity transparency, the ancillary test and position


FCA consults on EU MAR enforcement
  • Dentons
  • United Kingdom
  • April 29 2016

FCA is consulting on proposed changes to the Decision Procedure and Penalties Manual (DEPP) and EG which set out how FCA will enforce EU MAR. This


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


Commission reports on CMU
  • Dentons
  • European Union
  • April 29 2016

The Commission has published a working report on the progress and momentum around the CMU action plan since its launch in September 2015. The first


The Supreme Court of NSW weighs in on market-based causation
  • Corrs Chambers Westgarth
  • Australia
  • April 29 2016

A recent decision of the Supreme Court of NSW in Re HIH Insurance Limited (In liquidation) 2016 NSWSC 482 has vindicated proponents of indirect or


SEC Releases New Crowdfunding Rules: Good for Small Companies But at What Cost? - Part 2
  • The Long Law Group, PC
  • USA
  • April 29 2016

This is the second part of our three-part article discussing the SEC’s new equity crowdfunding rules and how they will impact companies (the issuers


MiFID II delay update
  • Cummings Law Ltd
  • European Union
  • April 29 2016

The EU Council has invited COREPER to agree to the European Commission's legislative proposals to amend the MiFID II Directive and MiFIR with a view