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Financial Regulatory Developments 3 July - Council of the EU (Council)
  • Dentons
  • European Union
  • July 3 2015

Council and the European Parliament (EP) have agreed measures to improve the transparency of securities lending and repurchase transactions under the


Update banking & finance - July 2015
  • CMS Hasche Sigle
  • Germany
  • July 3 2015

The German Federal Financial Supervisory Authority (“BaFin”) is allowing funds regulated under the German Capital Investment


Financial Regulatory Developments 3 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 3 2015

ESMA has published the first set of Regulatory and Implementing Technical Standards (RTS and ITS) due under the MiFID 2 packages (revised Markets in


Financial Regulatory Developments 3 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 3 2015

PRA has confirmed firms must comply with EBA Guidelines on materiality, proprietary and confidentiality on disclosure frequency from 15 October 2015


Financial Regulatory Developments 3 July - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • July 3 2015

IOSCO is consulting on international standards on fees and expenses of investment funds. The consultation proposes an updated set of common


Financial Regulatory Developments 3 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 3 2015

FCA has published the notes from a round table it held on UK implementation of the second Markets in Financial Instruments Directive (MiFID 2), where


Financial Regulatory Developments 3 July - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union, Luxembourg
  • July 3 2015

Luxembourg has taken over the Presidency, and its focus in the next six months will include Capital Markets Union and banking structural reform


Financial Regulatory Developments 3 July - European Systemic Risk Board (ESRB)
  • Dentons
  • European Union
  • July 3 2015

ESRB has updated its systemic Risk Dashboard. (Source: ESRB Risk Dashboard Update Overview


FCA imposes fine on premium listed company for failing to identify its related party transactions what lessons can be learnt?
  • Hogan Lovells
  • United Kingdom
  • July 2 2015

The Financial Conduct Authority (FCA) has published a final notice imposing a fine of £4,651,200 on Asia Resource Minerals plc (ARM) for: failing to


SEC issues concept release regarding potential additional audit committee disclosures
  • Cooley LLP
  • USA
  • July 2 2015

The SEC hasn't issued a concept release since 2011, but that's changed now with the posting of this concept release regarding possible revisions to