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Results: 1-10 of 65

The Wheatley LIBOR Review the recommendations
  • Norton Rose Fulbright Australia
  • Global, United Kingdom
  • October 2 2012

In September we published a client briefing on the LIBOR Review - key questions and answers


Equator Principles III is approved and launched new trends and a strategy rethink
  • Norton Rose Fulbright Canada LLP
  • Global
  • May 18 2013

The Equator Principles (EP) is an agreement amongst 76 global financial institutions (known as EP Financial Institutions or EPFI) to apply


Financial services updater - 4 February 2014: securities
  • Norton Rose Fulbright LLP
  • Global
  • February 4 2014

The International Organization of Securities Commissions (IOSCO) has published its final report entitled Recommendations regarding the protection of


Financial services updater - 4 February 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • USA, European Union, Global
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer


Dual-class shares may increase value for shareholders
  • Norton Rose Fulbright LLP
  • Global
  • August 18 2014

A significant issue regarding the corporate governance of public companies arises from questions regarding the optimal role of shareholders in


IOSCO publishes due diligence good practices for investment managers
  • Norton Rose Fulbright LLP
  • Global
  • September 11 2009

The International Organisation of Securities Commission (IOSCO) recently released a paper that recommended a number of practices to be adopted by investment managers in performing due diligence


EU should not diverge from G20 path on hedge fund regulation
  • Norton Rose Fulbright LLP
  • European Union, Global
  • May 3 2010

The Alternative Investment Management Association (AIMA) has issued a press release stating that the European Union should not diverge from the path already set by the G20 on hedge fund regulation


High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation
  • Norton Rose Fulbright LLP
  • Global
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation


IOSCO publishes principles for effective regulation of short selling
  • Norton Rose Fulbright LLP
  • Global
  • June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a final report entitled Regulation of Short Selling which contains high level principles for the effective regulation of short selling


Authorities responsible for regulation of public companies announce next steps regarding the creation of a group to interact with the International Accounting Standards Committee Foundation
  • Norton Rose Fulbright LLP
  • Global
  • June 23 2008

The European Commission has published a press release stating that the world’s securities authorities (represented by the International Organization of Securities Commissions, the European Commission, the Japan Financial Services Authority and the US Securities and Exchange Commission) have welcomed the upcoming roundtable on the creation of an International Accounting Standards Committee Foundation (IASCF) Monitoring Group