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Results: 1-10 of 125

Financial services updater - 4 February 2014: securities
  • Norton Rose Fulbright LLP
  • Global
  • February 4 2014

The International Organization of Securities Commissions (IOSCO) has published its final report entitled Recommendations regarding the protection of


Financial services updater - 4 February 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global, USA
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer


Financial services updater 13 January 2014: retail
  • Norton Rose Fulbright LLP
  • United Kingdom, Global
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products


Financial services updater 13 January 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global
  • January 13 2014

The Joint Forum which consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the


OECD sets out framework for overhaul of financial regulation
  • Norton Rose Fulbright LLP
  • Global
  • December 14 2009

The Organisation for Economic Co-operation and Development (OECD) has published a document which is entitled Policy Framework for Effective and Efficient Financial Regulation


Dual-class shares may increase value for shareholders
  • Norton Rose Fulbright LLP
  • Global
  • August 18 2014

A significant issue regarding the corporate governance of public companies arises from questions regarding the optimal role of shareholders in


Equator Principles III is approved and launched new trends and a strategy rethink
  • Norton Rose Fulbright Canada LLP
  • Global
  • May 18 2013

The Equator Principles (EP) is an agreement amongst 76 global financial institutions (known as EP Financial Institutions or EPFI) to apply


Securities
  • Norton Rose Fulbright LLP
  • Global
  • March 5 2007

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a Consultation Report entitled Market Intermediary Management of Conflicts that Arise in Securities Offerings


Promoting global adherence to international cooperation and information exchange standards
  • Norton Rose Fulbright LLP
  • Global
  • March 15 2010

The Financial Stability Board (FSB) has published a paper which is entitled Promoting global adherence to international cooperation and information exchange standards


IOSCO publishes principles on cross-border supervisory cooperation
  • Norton Rose Fulbright LLP
  • Global
  • May 31 2010

The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation