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Recent FoFA Developments
  • Barry.Nilsson. Lawyers
  • Australia
  • February 2 2016

In April 2013 we considered the potential impact of the Future of Financial Advice (FOFA) reforms on claims, and have watched subsequent developments

International regulatory update 4 - 8 January 2016
  • Clifford Chance LLP
  • Australia, Belgium, European Union, Germany, Hong Kong, Luxembourg, Netherlands, South Korea, Spain, United Kingdom, USA
  • January 12 2016

Clifford Chance’s International Regulatory Update is a weekly digest of significant regulatory developments, drawing on our daily content from our

Government rubber stamps Australian financial system reform proposals
  • Clifford Chance LLP
  • Australia
  • January 7 2016

The Australian Government has adopted many of the recommendations made by the Financial System Inquiry Committee, which will likely have wide-ranging

OECD action plan on BEPS and recent tax transparency measures: impact for banking and capital market sectors
  • PwC Australia
  • Australia, OECD
  • December 17 2015

There have been a number of recent Australian developments in response to the Organisation for Economic Cooperation and Development’s (OECD) Base

ASIC releases draft guidance on review and remediation programs and proposed changes to record-keeping requirements for advice licensees
  • DLA Piper LLP
  • Australia
  • December 17 2015

Australian Securities Investments Commission (ASIC) has released consultation paper 247, providing guidance on review and remediation programs

International regulatory update 30 November - 4 December 2015
  • Clifford Chance LLP
  • Hong Kong, South Korea, USA, Australia, European Union
  • December 8 2015

The EU Commission has published a proposal for a Regulation on the Prospectus to be published when securities are offered to the public or a

FSR insights - 2016 outlook
  • Herbert Smith Freehills LLP
  • Australia
  • December 7 2015

As 2015 draws to a close, our FSR team has again reflected on what they forecast will be the significant regulatory developments in 2016. Before we

Treasury invites stakeholder submissions on its draft measures to raise the education, training, and ethical standards of financial advisers
  • Baker & McKenzie
  • Australia
  • December 7 2015

The Treasury has released draft legislation for industry consultation in respect of its measures to raise the education, training, and ethical

New laws target financial adviser competency
  • Corrs Chambers Westgarth
  • Australia
  • December 4 2015

Minimum education standards, a professional training year, a mandatory exam and continuing professional development requirements will be developed by

Australian regulators have corporate culture firmly in their sights
  • Clyde & Co LLP
  • Australia
  • December 1 2015

Culture will be front and centre of the regulatory agenda in Australia in 2016. The absence of the right culture in an insurer will be a red flag for