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Results: 1-10 of 1,122

Does your custody agreement comply?
  • K&L Gates
  • Australia
  • October 7 2015

All custody agreements will need to comply with new content requirements from 1 November 2015 as set out by the Australian Securities & Investments

Australian-based swap dealer sanctioned by CFTC in first case for violations of large trader reporting requirements for physical commodity swap positions
  • Katten Muchin Rosenman LLP
  • Australia, USA
  • September 20 2015

The Australia and New Zealand Banking Group Ltd., an Australian-based Commodity Futures Trading Commission-registered swap dealer, was charged by the

Challenging FOS decisions - and how to avoid the need to do so
  • Corrs Chambers Westgarth
  • Australia
  • September 11 2015

A recent court case has highlighted the difficulty of challenging decisions of the Financial Ombudsman Service (FOS). We consider the ways that FOS

Going to market - consumer law update
  • Chapman Tripp
  • Australia, New Zealand, United Kingdom, USA
  • September 8 2015

The risks for organisations from breaching consumer law have increased significantly in the past 12 months, with increased penalties, new fair

Financial services providers beware: ASIC’s regulatory priorities over the next four years
  • Corrs Chambers Westgarth
  • Australia
  • September 1 2015

Investment banks, issuers, brokers, lenders, financial market participants, responsible entities, company directors, auditors and insolvency

ASIC recommends improved lending standards for interest-only home loans
  • Cordato Partners
  • Australia
  • August 24 2015

Currently, 42.3 of all housing loan approvals are for interest-only home loans. They have increased in popularity by 78 over the past three years

ASIC updates responsible lending guidance
  • Gadens Lawyers
  • Australia
  • August 20 2015

On Thursday, 20 August 2015, ASIC released Report 445 titled Review of interest-only home loans. Despite being primarily focused on interest-only

Regulatory reform encourages digital disclosure in financial services
  • Corrs Chambers Westgarth
  • Australia
  • August 13 2015

Historically the regulation of financial products in Australia has constrained innovative approaches to disclosure made possible by rapidly advancing

The Financial Report August 6, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Japan, Singapore
  • August 6 2015

The Australian Securities & Investments Commission (ASIC) published a proposal that would remake six class orders that are scheduled to expire

International regulatory update: 27-31 July 2015
  • Clifford Chance LLP
  • Australia, European Union, Global, Italy, United Kingdom, USA
  • August 4 2015

The European Securities and Markets Authority (ESMA) has published its advice on the extension of the Alternative Investment Fund Managers Directive