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Results: 1-10 of 1,241

This week at the UK regulators - 26 April 2016
  • Clifford Chance LLP
  • Australia, United Kingdom
  • April 26 2016

In a week without major concluded enforcement action, the main developments last week were away from the FCA. The Chancellor of the Exchequer set out


ASIC’s powers receive a boost
  • Gadens
  • Australia
  • April 21 2016

Under pressure from Labor to protect bank customers, and following a ‘detailed consultation’ with the banking industry by the Australian Treasury for


Australian Securities and Investments Commission - extra powers and user pays
  • King & Wood Mallesons
  • Australia
  • April 20 2016

The Australian Government today announced a reform package to boost ASIC's powers and resources. The reforms include increasing some of ASIC's powers


Regulating digital financial product advice consultation paper released
  • Clayton Utz
  • Australia
  • April 14 2016

On Monday, 21 March 2016, ASIC released Consultation Paper 254 Regulating digital financial product advice that included a draft Regulatory Guide


International Regulatory Update 04 - 08 April 2016
  • Clifford Chance LLP
  • Australia, China, European Union, France, Global, Luxembourg, Spain, Switzerland, United Kingdom
  • April 12 2016

The Vice-Chair of the EU Parliament Committee on Economic and Monetary Affairs (ECON), Markus Ferber MEP, has published a statement following the


Foreign investment regulation in Australia
  • Clifford Chance LLP
  • Australia
  • April 11 2016

Whilst the Australian Government generally welcomes foreign investment, certain types of investment proposals may be susceptible to review or require


The Changing Role of Australian Boards in Oversight of Corporate Culture
  • Jones Day
  • Australia
  • April 11 2016

The Australian Securities and Investments Commission's ("ASIC") recent crackdown on corporate culture, particularly focused on banks, has been


Future of Financial Advice laws amendments now in force
  • Gilbert + Tobin
  • Australia
  • April 6 2016

The Act to amend the Future of Financial Advice laws has now received Royal Assent. The amendments are aimed at improving the advice provided to


International Regulatory Update 29 March - 1 April 2016
  • Clifford Chance LLP
  • Australia, European Union, Germany, Global, Hong Kong, Luxembourg, Spain, United Kingdom
  • April 5 2016

The European Securities and Markets Authority (ESMA) has launched a consultation on a proposed non-exhaustive indicative list of information expected


ASIC release guidance on marketplace lending
  • Corrs Chambers Westgarth
  • Australia
  • April 4 2016

ASIC has issued an information sheet (INFO 213) to provide guidance on the regulatory requirements that apply to peer-to-peer lending programs that