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Results: 1-10 of 10

ASIC's new policy on employee incentive schemes now in operation
  • Clayton Utz
  • Australia
  • November 13 2014

Employee incentive schemes will be easier to implement under a new ASIC policy which started on 30 October 2014.Previously, a limited range of


US "fraud on the market" rules to affect securities class actions?
  • Clayton Utz
  • Australia, USA
  • September 18 2014

Securities class actions may be easier to prove if a recent court decision is followed through.A person who suffers an investment loss because of


The name is bond, simple corporate bond
  • Clayton Utz
  • Australia
  • March 20 2013

Changes in the law to facilitate easier retail debt fundraising took a step forward this morning, when the Government introduced its Simple Corporate


ASX finalises enhanced disclosure rules for mining and oil and gas companies
  • Clayton Utz
  • Australia
  • November 12 2012

Following two rounds of public consultations in October 2011 and September 2012, ASX has amended the Listing Rules to impose additional reporting obligations on listed mining and oil and gas exploration and production companies


Want a little bit more head-room? The new ASX Listing Rule 7.1A
  • Clayton Utz
  • Australia
  • August 2 2012

The introduction of new fundraising rules in the ASX Listing Rules should provide more flexibility and ability for small to mid cap companies to raise additional capital


Defining defence mandates - lessons from the Consolidated Minerals case
  • Clayton Utz
  • Australia
  • February 14 2011

The decision of the NSW Court of Appeal on Tuesday to reject the appeal from the investment bank seeking an additional $30 million in advisory fees in respect of its defence work for Consolidated Minerals is a timely reminder of the importance of having clearly drafted mandate letters


Retail bond and convertible note disclosure relief
  • Clayton Utz
  • Australia
  • May 12 2010

ASIC last night released its much-anticipated disclosure regime for retail bonds


ASIC jump-starts corporate retail bond market and eases disclosure for convertible notes
  • Clayton Utz
  • Australia
  • December 10 2009

ASIC wants to facilitate the establishment of a retail corporate bond market by easing prospectus requirements for listed issuers: it proposes simplified prospectuses similar to transaction-specific prospectuses for corporate bonds and it seeks feedback on whether the simplified prospectuses should be structured as two-part prospectuses


Stuart Byrne
  • Clayton Utz