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Results: 1-10 of 4,215

AFME publishes briefing on MiFID 2 fixed income transparency
  • Dentons
  • European Union
  • February 1 2013

AFME has welcomed the benefits for price discovery that MiFID 2 fixed income transparency will bring, but also pointed to elements of the European


FSA publishes RDR factsheet
  • Dentons
  • United Kingdom
  • February 1 2013

FSA has published a new factsheet setting out its view on questions it addressed at its Retail Distribution Review (RDR) workshops. Questions


ESMA gets EMIR cross-border advice extension
  • Dentons
  • European Union
  • October 4 2013

The Commission has extended ESMA's deadline for finalising its draft technical standards on cross-border application of EMIR from 25 September to 15


ESMA publishes AIFM reporting guidance
  • Dentons
  • European Union
  • October 4 2013

ESMA has published its final guidelines on the reporting obligations for alternative investment fund managers (AIFMs) under the AIFM Directive


FCA updates on EMIR
  • Dentons
  • United Kingdom
  • October 4 2013

FCA has updated its EMIR information pages to include recent information on notifications and exemptions. The latest update looks at reporting of


Treasury publishes FS Act legislation
  • Dentons
  • United Kingdom
  • February 1 2013

Treasury has published a suite of legislation under the FS Act. All but the first instrument have been published in draft. There were no significant


Financial Regulatory Developments 25 April - European Banking Authority (EBA)
  • Dentons
  • European Union
  • April 25 2014

EBA has updated its work programme for 2014 to reflect the technical advice the Commission has asked for on various aspects of CRD4 and CRR that


IOSCO publishes principles on client assets protection
  • Dentons
  • Global
  • February 15 2013

IOSCO has published principles on protecting client assets held by intermediaries. Among other principles, IOSCO says that an intermediary should be


IOSCO reports on systemic risk and perimeter principles
  • Dentons
  • Global
  • October 4 2013

IOSCO has published the final report of its thematic review into the implementation of principles 6 and 7 of its Objectives and Principles of


FCA updates on AIFMD
  • Dentons
  • United Kingdom
  • August 9 2013

FCA has updated its website to clarify the basis on which AIFMD transitional provisions can benefit firms. It also confirms those seeking