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Results: 1-10 of 4,181

Financial Regulatory Developments 21 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 21 2014

FCA has added several new pages to its website to help firms prepare for consumer credit authorisation by it. The pages relate to: preparing for


Financial Regulatory Developments 28 February - European Parliament (EP)
  • Dentons
  • European Union
  • February 28 2014

The Economic Affairs and the Justice and Home Affairs committees in EP have approved (MLD4). They focused on the new requirement for public listing


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


Financial Regulatory Developments 21 February - Council of the EU (Council)
  • Dentons
  • European Union
  • February 21 2014

The Council has published the texts of MiFID 2 and MiFIR on which it reached a political agreement with EP on 14 January. The Committee of Permanent


Disclosure documents of junior mining companies are being scrutinized
  • Dentons
  • Canada
  • August 28 2012

In the late nineties, the Bre-X scandal caused the worldwide reputation of Canada’s mining industry to suffer a huge blow as information disclosed in press releases by Bre-X Minerals Ltd. (“Bre-X”), a Calgarybased company, regarding its discovery in Indonesia of the world’s largest gold deposit was revealed to be untrue


Financial Regulatory Developments 28 February - European Court of Justice (ECJ)
  • Dentons
  • European Union, United Kingdom
  • February 28 2014

Details of an action brought against the EU by the UK in September 2013 to annul certain provisions of the fourth Capital Requirements Directive (CRD


Financial Regulatory Developments 28 February - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union, Ireland
  • February 28 2014

ESMA has published tables showing the national authorities that have told it they comply or intend to comply with its guidelines on the MiFID


Middle East update February 2014
  • Dentons
  • Oman, Middle East
  • February 27 2014

This update is produced on a monthly basis. It provides an update on new legislation in certain Middle East countries (Egypt, Jordan, the Kingdom of


ESMA and ACER sign MoU
  • Dentons
  • European Union
  • July 26 2013

ESMA and the Agency for the Cooperation of Energy Regulators (ACER) have signed a cooperation agreement on working together. The authorities will


Commission updates Work Programme
  • Dentons
  • European Union
  • July 26 2013

The latest edition of the Commission's Work Programme features: a framework for benchmark regulation in September; proposal relating to money market