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Financial Regulatory Developments 12 December - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • December 12 2014

The Regulation on key information documents (KIDs) for packaged retail and insurance-based Investment Products (PRIIPs) was published in the OJEU on


Financial Regulatory Developments 12 December - European Systemic Risk Board (ESRB)
  • Dentons
  • European Union
  • December 12 2014

ESRB has published notifications it received from FCA in relation to FCA's decisions to exempt SMEs from the requirement to maintain capital


Company press releases during proxy fights may not be proxy solicitations
  • Dentons
  • Canada
  • March 10 2014

In Smoothwater Capital Partners LP I v. Equity Financial Holdings Inc., 2014 ONSC 324, the Ontario Superior Court of Justice held that a press


Financial Regulatory Developments 19 September - British Venture Capital Association (BVCA)
  • Dentons
  • United Kingdom
  • September 19 2014

BVCA has published a report it commissioned from King's College, London on lessons learnt from the negotiation of the AIFMD. Among the key


Financial Regulatory Developments 20 February - European Commission (Commission)
  • Dentons
  • European Union
  • February 20 2015

The Commission has published a Green Paper on the Capital Markets Union (CMU) alongside consultation papers on the review of the Prospectus Directive


Financial Regulatory Developments 20 February - Global Financial Markets Association (GFMA)
  • Dentons
  • Global
  • February 20 2015

GFMA and other industry associations have responded to the consultation of the Basel Committee and the International Organisation for Securities


Financial Regulatory Developments 20 February - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • February 20 2015

ESMA has published a list of the responses it has received to its consultation on Guidelines on asset segregation under the Alternative Investment


Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms


Financial Regulatory Developments 20 February - financial markets law committee (FMLC)
  • Dentons
  • European Union
  • February 20 2015

FMLC has written to the European Commission to express its concern on the proposed regulation on the reporting and transparency of securities


Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on