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Results: 1-10 of 4,378

Regulatory guidelines for crowdfunding
  • Dentons
  • USA
  • December 10 2013

In this video interview, New York Corporate partner Walter Van Dorn examines the US Securities and Exchange Commission's (SEC) upcoming rules for


FCA publishes asset manager outsourcing review
  • Dentons
  • United Kingdom
  • November 8 2013

FCA has published the findings of its thematic review on outsourcing in the asset management sector. The review focused on how asset managers dealt


TOD review published in OJEU
  • Dentons
  • European Union
  • November 8 2013

The Directive amending the Transparency Obligations Directive (TOD) has now been published in the Official Journal of the EU (OJEU). (Source: TOD


Legislative change in the extractive industries: disclosure and reporting requirements
  • Dentons
  • European Union, United Kingdom
  • December 11 2013

On 3 July 2013 the revised Accountancy Directive (Directive 201334) introduced new transparency rules for mining, oil and gas and logging companies


EMIR delegated regulations published in OJEU
  • Dentons
  • European Union
  • March 1 2013

The Commission's Level 2 measures under the European Market Infrastructure Regulation (EMIR), regarding regulatory technical standards, were


IMA updates DIMA
  • Dentons
  • United Kingdom
  • March 1 2013

IMA has published the updated version of its Model Discretionary Investment Management Agreement (DIMA). (Source: IMA Updates DIMA


Financial Regulatory Developments 3rd January - Presidency of the EU
  • Dentons
  • European Union
  • January 3 2014

The Lithuanian presidency of the EU ended at the end of 2013 with agreements on the SRM and the CSD Regulation. During its term, it progressed to


Financial Regulatory Developments 31 January - Agency for the Cooperation of Energy Regulators (ACER)
  • Dentons
  • European Union
  • January 31 2014

On 18 February ACER is holding a roundtable on the implementation of the Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) to


EESC reports on KID regulation
  • Dentons
  • European Union
  • January 18 2013

EESC has published its report on the proposed Key Information Document (KID) Regulation. Its main criticisms are that the proposal (and other related


Further delays to key voting dates
  • Dentons
  • European Union
  • May 3 2013

EP has delayed until 23 October the votes on the Key Information Document Directive (KID), the recast Insurance Mediation Directive (IMD2) and the