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Results: 1-10 of 4,248

Financial Regulatory Developments 24 April - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • April 24 2015

A Delegated Regulation to supplement the Regulatory Technical Standards (RTS) on specification of margin periods of risk has been published in the


Financial Regulatory Developments 29 August - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • August 29 2014

ESMA has published its opinion on how it expects national regulators to apply the modifications to the guidelines on money market funds (MMF) which


Financial Regulatory Developments 29 August - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • August 29 2014

PRA has published its statements of supervisory policy (SSPs) on: subordinated guarantees and use of capital. This statement sets out PRA's


Financial Regulatory Developments 6 March - European Parliament (EP)
  • Dentons
  • European Union
  • March 6 2015

He Economic and Monetary Affairs Committee (ECON) within EP has published its report and recommendations for change to the proposed Regulation on


Financial Regulatory Developments 6 March - European Central Bank (ECB)
  • Dentons
  • European Union
  • March 6 2015

In its third Eurosystem Oversight Report ECB reviews the oversight activities that the Eurosystem performed in the period from 2011 to mid-2014. The


Financial Regulatory Developments 6 March - European Commission (Commission)
  • Dentons
  • European Union
  • March 6 2015

Jonathan Hill has spoken on the common values of the EU and US. He looked at his priorities in the new Commission and described the current Capital


Saudi Arabia update
  • Dentons
  • Saudi Arabia
  • December 18 2014

Businesses operating in Saudi Arabia are subject to the Competition Law, which prohibits certain anti-competitive behavior and provides for


Financial Regulatory Developments 23 May - Parliament
  • Dentons
  • United Kingdom
  • May 23 2014

Two Private Members' Bills, the Investment Management (Fiduciary Duties) Bill 2013-14 proposing a duty on investment managers to act in the best


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned


Financial Regulatory Developments 17 April - Financial Services Compensation Scheme (FSCS)
  • Dentons
  • United Kingdom
  • April 17 2014

FSCS has announced its final levy for 201415 of £276 million. This is significantly less than expected following FSCS' review of claims data. Only