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Results: 1-10 of 3,764

Commission expert group reports on post-trading barriers
  • Dentons
  • European Union
  • August 29 2008

A Commission expert group on post-trading has published its “second advice”


Up next from FSA
  • Dentons
  • United Kingdom
  • August 29 2008

Before the end of September, FSA plans to publish discussion papers on insurance risk management in the context of Solvency II and on insurance regulatory reporting


FSA authorises NASDAQ OMX MTF
  • Dentons
  • United Kingdom
  • September 12 2008

FSA has authorised NASDAQ OMX Europe to operate as an MTF


ESMA agrees AIFM co-operation arrangement with Brazil
  • Dentons
  • Brazil, European Union
  • January 25 2013

ESMA has agreed, on behalf of EU national regulators, a co-operation arrangement with the Brazilian securities commission that enables Brazilian


More FSA criminal investigation into insider dealing
  • Dentons
  • United Kingdom
  • January 25 2013

The police have arrested five people in connection with an insider dealing investigation led by FSA. No charges have yet been filed against them


Treasury clarifies AIFMD implementation intention
  • Dentons
  • United Kingdom
  • January 25 2013

Treasury has updated its consultation on implementation of the AIFMD (see FReD 18 January) to clarify that it intends to replicate the current


Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 17 2014

FCA has created new resources on the consumer credit part of its website looking at overdrafts. It has carried out research that suggests that people


Financial Regulatory Developments 17 April - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • April 17 2014

ESMA has announced that, with effect from 10 April, Eurex Clearing AG has received authorisation to clear derivatives in accordance with EMIR


Financial Regulatory Developments 17 April - European Commission (Commission)
  • Dentons
  • European Union
  • April 17 2014

The Commission has welcomed the Council's formal adoption of the Market Abuse Regulation and Directive on Criminal Sanctions against Market Abuse


Financial Regulatory Developments 17 April - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • April 17 2014

BoE and the European Central Bank (ECB) have published a joint paper lamenting the shrinking size of the market for asset-backed securities and