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Results: 1-10 of 4,373

Financial Regulatory Developments 6 March - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • March 6 2015

ESMA has published an overview of all its current and draft guidelines and technical standards. (Source: ESMA Publishes Guidelines Overview


Financial Regulatory Developments 6 March - European Parliament (EP)
  • Dentons
  • European Union
  • March 6 2015

He Economic and Monetary Affairs Committee (ECON) within EP has published its report and recommendations for change to the proposed Regulation on


Financial Regulatory Developments 6 March - European Central Bank (ECB)
  • Dentons
  • European Union
  • March 6 2015

In its third Eurosystem Oversight Report ECB reviews the oversight activities that the Eurosystem performed in the period from 2011 to mid-2014. The


Financial Regulatory Developments 6 March - European Commission (Commission)
  • Dentons
  • European Union
  • March 6 2015

Jonathan Hill has spoken on the common values of the EU and US. He looked at his priorities in the new Commission and described the current Capital


Financial Regulatory Developments 31 October - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • October 31 2014

BoE has published an approach document setting out how it would deal with resolving a failed bank, building society or investment firm. It looks at


Financial Regulatory Developments 31 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 31 2014

FCA has published its decision to fine Paul Reynolds £290,344 and ban him from the industry because it believes he lacks integrity. It found that


Financial Regulatory Developments 24 October - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • October 24 2014

ESMA has published the responses it received to its consultation on technical standards and draft technical advice under the Market Abuse Regulation


FCA speaks on asset and wealth management
  • Dentons
  • United Kingdom
  • November 22 2013

Martin Wheatley has spoken at a conference organised by the Institute of Chartered Financial Analysts (CFA). He dealt with conflicts of interest in


Treasury publishes draft CRD4 reporting regulations
  • Dentons
  • United Kingdom
  • November 22 2013

The Treasury has published the draft Capital Requirements (Country by Country Reporting) Regulations 2013. These Regulations implement the


FCA consults on RIEs and competition
  • Dentons
  • United Kingdom
  • November 22 2013

FCA has opened a consultation on competition in the markets for services provided by Recognised Investment Exchanges (RIEs). FCA proposes amendments