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Financial Regulatory Developments 8 May - The Joint Committee of European Supervisory Authorities (ESAS) (ESMAEBAEIOPA)
  • Dentons
  • European Union
  • May 8 2015

The Joint Committee of the ESAs has published its fifth "Report on Risks and Vulnerabilities in the EU Financial System". Overall, the report found


Financial Regulatory Developments 8 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 8 2015

ESMA has published its final guidelines setting out a common, uniform and consistent application of the definitions of commodity derivatives under C6


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the


Financial Regulatory Developments 23 January - Financial Services Consumer Panel (FSCP)
  • Dentons
  • United Kingdom
  • January 23 2015

FSCP has published a position paper on its concerns about the recast Insurance Mediation Directive (now known as the Insurance Distribution Directive


Financial Regulatory Developments 23 January - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • January 23 2015

ESMA has concluded a Memorandum of Understanding (MOU) with the Hong Kong Securities and Futures Commission (HK SFC). The MoU establishes cooperation


Financial Regulatory Developments 23 January - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • January 23 2015

PRA has published a policy statement with final rules on its consultation on implementing the BRRD, together with supervisory statements on recovery


Financial Regulatory Developments 23 January - Cases
  • Dentons
  • United Kingdom
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435


Financial Regulatory Developments 23 January - European Commission (Commission)
  • Dentons
  • European Union, USA
  • January 23 2015

There was a meeting of the US-EU Financial Markets Regulatory Dialogue on 12 January. The Commission and ESMA participated with several US government


Important changes to offerings to existing security holders and rights offerings in Canada
  • Dentons
  • Canada
  • November 28 2014

Two important developments were announced today that affect how Canadian reporting issuers can raise capital from their existing security holders:


Conclusion of new agreements between shareholders of Ukrainian joint-stock companies and depository institutions
  • Dentons
  • Ukraine
  • August 26 2014

On 12 October 2014 a year will have passed since the Law of Ukraine "On the Depository System of Ukraine" No. 5178-VI (the "Law") entered into force