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Results: 1-10 of 3,709

Financial Regulatory Developments 22 August - Financial Stability Board (FSB)
  • Dentons
  • European Union
  • August 22 2014

FSB has made public the feedback it has received in relation to its consultative report on foreign exchange benchmarks. (Source: Comments on Forex


Financial Regulatory Developments 22 August - The City of London Law Society (CLLS)
  • Dentons
  • United Kingdom
  • August 22 2014

CLLS has published its response to ESMA's consultation paper (CP) on the technical advice it is to provide under, mainly, the recast Markets in


Financial Regulatory Developments 3 October - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • October 3 2014

ESMA has published a consultation on draft technical advice to the Commission on depositary requirements under UCITS V. UCITS V upgrades the duties


Financial Regulatory Developments 3 October - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • October 3 2014

Mark Carney, BoE's governor, has addressed the Institute and Faculty of Actuaries on reforms to the insurance industry, including re-introduction of:


Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators
  • Dentons
  • United Kingdom
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that


Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because


Financial Regulatory Developments 13 March - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • March 13 2015

IOSCO and the Committee on Payments and Market Infrastructures (CPMI) have announced they will be undertaking a review of stress testing by CCPs


Financial Regulatory Developments 15 August - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • August 15 2014

ESMA has published the official translations of its guidelines on reporting requirements under the Alternative Investment Fund Managers Directive


Financial Regulatory Developments 15 August - European Commission (Commission)
  • Dentons
  • European Union
  • August 15 2014

The Commission has asked the European Insurance and Occupational Pensions Authority (EIOPA) for advice on possible delegated measures relating to the


Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid