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Results: 1-10 of 3,709

Financial Regulatory Developments 22 May - Financial Markets Law Committee (FMLC)
  • Dentons
  • European Union
  • May 22 2015

FMLC has responded to ESMA's consultation on the provisions of the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation


Financial Regulatory Developments 22 May - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • May 22 2015

Andrew Bailey, CEO of PRA, has spoken on the role of financial markets and non-bank institutions in the recent financial crisis and the important


Financial Regulatory Developments 22 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 22 2015

FCA has levied a record £284,432,000 fine on Barclays Bank Plc (Barclays) for failing to control business practices in its London FX business. FCA


Financial Regulatory Developments 22 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 22 2015

EP approves benchmarks Regulation: EP has approved the draft Regulation designed to curb conflicts of interest in the benchmark setting process. The


Financial Regulatory Developments 22 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 22 2015

ESMA published the responses to its call for evidence on competition, choice and conflicts of interest in the credit rating agency (CRA) industry


Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 15 2015

ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments


Financial Regulatory Developments 15 May - Joint Committee of European Supervisory Authorities (ESAS) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • May 15 2015

The ESAs have published the responses to the consultation on draft guidelines for cross-selling practices. There were 33 responses to the


Financial Regulatory Developments 15 May - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • May 15 2015

IOSCO has published a report titled "Sound Practices at Large Intermediaries: Alternatives to the Use of Credit Ratings to Assess Creditworthiness"


Financial Regulatory Developments 15 May - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • May 15 2015

A Delegated Regulation with regard to RTS on major holdings has been published in the OJEU. (Source: Delegated Regulation with Regard to Certain


SEC proposed rule would require new "pay versus performance" table in proxy statements
  • Dentons
  • USA
  • May 13 2015

As public companies navigate the 2015 proxy season, a potential change to executive compensation disclosure is on the horizon. The US Securities and