We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 4,181

ESMA publishes EU MAR guideline responses
  • Dentons
  • European Union
  • April 29 2016

ESMA has published the responses it received to its consultation on guidelines relating to the Market Abuse Regulation (EU MAR). (Source: ESMA


Commission updates ESMA on MiFID 2 RTS conditions
  • Dentons
  • European Union
  • April 29 2016

The Commission has published its letters telling ESMA it will endorse ESMA’s draft RTS on non-equity transparency, the ancillary test and position


FCA consults on EU MAR enforcement
  • Dentons
  • United Kingdom
  • April 29 2016

FCA is consulting on proposed changes to the Decision Procedure and Penalties Manual (DEPP) and EG which set out how FCA will enforce EU MAR. This


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


Commission reports on CMU
  • Dentons
  • European Union
  • April 29 2016

The Commission has published a working report on the progress and momentum around the CMU action plan since its launch in September 2015. The first


Council updates on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

The Council’s General Secretariat has agreed the current draft of the proposals to delay implementation of the revised Markets in Financial


ECON reports on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

EP's Committee on Economic and Monetary Affairs (ECON) has published its finalised reports on the proposed delays to the MiFID 2 package (drafts


Regulators consult on secondary annuity market
  • Dentons
  • United Kingdom
  • April 29 2016

FCA is consulting on proposed rules and guidance for the secondary annuity market due to start in April 2017. The proposed rules cover the new


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


FCA makes EU MAR rules
  • Dentons
  • United Kingdom, European Union
  • April 29 2016

FCA has published its final rule amendments for the effective date of EU MAR. The changes will take effect on 3 July 2016 and will amend several