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Results: 1-10 of 4,362

Alternative Investment Company - deadline for regulatory adjustment will end June 4, 2017
  • Dentons
  • Poland
  • April 25 2017

On June 4, 2016 amendments to the Act on Investment Funds (the “Act”) entered into force. The purpose of the amendment is implementation in the Polish


Regulation of Fintech in Canada
  • Dentons
  • Canada, USA
  • April 20 2017

This article provides Fintech startups and investors with an overview of the regulatory framework that applies to the Fintech industry and the issues


ASIC, I have breached the law. Credit licensees may be subject to mandatory self-reporting rules.
  • Dentons
  • Australia
  • April 18 2017

A key difference between the ACL and AFSL regime has been that credit licensees have no obligation to report breaches. The absence of breach reporting


Canadian Securities Administrators publish proposed national instrument derivatives: business conduct
  • Dentons
  • Canada
  • April 13 2017

On April 4, 2017, the Canadian Securities Administrators OTC Derivatives Committee (the CSA) published the following proposed national instrument and


Financial Conduct Authority: reforming the availability of information in the UK equity IPO process
  • Dentons
  • United Kingdom
  • April 13 2017

The Financial Conduct Authority (FCA) has published its proposed reforms to improve the timing, sequencing and quality of information in the UK IPO


Financial Conduct Authority: primary markets review
  • Dentons
  • United Kingdom
  • April 13 2017

The Financial Conduct Authority (FCA) has published two papers as part of its review of the structure of the UK's primary markets to ensure that they


Law Regulating Dealings in Foreign Stock Markets No. 1 of 2017
  • Dentons
  • Jordan
  • April 5 2017

The Law Regulating Dealings in Foreign Stock Markets has now been issued, replacing the temporary law No. 50 of 2008. The law is comprised of eight


Saudi Arabia Update - March 2017
  • Dentons
  • Saudi Arabia
  • March 30 2017

The Ministry of Municipal and Rural Affairs (MOMRA) is considering issuing temporary licenses that would allow one commercial shop to engage in two


Recent comments from ASIC regarding licensing
  • Dentons
  • Australia
  • March 23 2017

Members of our team were invited to attend a licensing liaison meeting at ASIC’s offices in Sydney last Thursday. Below are some matters discussed by


Canadian Securities Administrators provide guidance on use of social media by reporting companies
  • Dentons
  • Canada, USA
  • March 21 2017

The rule of timely disclosure in Canada is, in essence, that a reporting (public) company must make significant information about itself available to