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Results: 1-10 of 67

Diverse companies receive SEC approval to raise funds with Regulation A
  • Porter Wright Morris & Arthur LLP
  • USA
  • December 10 2015

The SEC has approved 12 Regulation A offerings (and about 40 initial Form 1-A filings have been made) since the new Regulation A rules became


Real estate developers use Regulation A to raise capital
  • Porter Wright Morris & Arthur LLP
  • USA
  • November 20 2015

Regulation A is a potentially attractive way for real estate developers to raise up to $50 million for specific projects by selling debt or equity


SEC proposed rules for compensation clawback policies
  • Porter Wright Morris & Arthur LLP
  • USA
  • July 24 2015

The SEC has proposed rules that require the securities exchanges to adopt rules that in turn require listed companies to adopt, disclose and comply


What types of companies might use Regulation A to raise capital?
  • Porter Wright Morris & Arthur LLP
  • USA
  • June 29 2015

Recently finalized Regulation A allows most private companies to raise up to $50 million by selling securities to the public. Companies using


Late Form 4s aren’t just embarrassing anymore
  • Porter Wright Morris & Arthur LLP
  • USA
  • September 11 2014

Yesterday, the SEC announced penalties totaling approximately $2.6 million against directors, officers, beneficial owners and issuers for failure to


Should entrepreneurs care about crowdfunding? It depends on the crowd
  • Porter Wright Morris & Arthur LLP
  • USA
  • July 15 2014

It has been more than two years since the JOBS Act was passed and almost nine months since the SEC proposed crowdfunding rules but still no


SoMoLend and general solicitation in Ohio
  • Porter Wright Morris & Arthur LLP
  • USA
  • October 11 2013

Later this month the Ohio Division of Securities is expected to conduct a hearing regarding the Division's allegations that SoMoLend Holdings, LLC


May 1, 2013: SEC and CFTC red flag rules become effective May 20, 2013
  • Porter Wright Morris & Arthur LLP
  • USA
  • May 14 2013

The Securities and Exchange Commission and the Commodity Futures Trading Commission have adopted rules that require most broker-dealers, mutual funds


Disclosure of corporate political spending
  • Porter Wright Morris & Arthur LLP
  • USA
  • February 7 2013

The Securities and Exchange Commission could propose rules requiring public company disclosure of spending on political activities as early as April


Executive compensation strike suits
  • Porter Wright Morris & Arthur LLP
  • USA
  • January 11 2013

Proxy statement disclosures regarding executive compensation may require special attention this year as the plaintiffs' bar increasingly pursues