Katten Muchin Rosenman LLP | USA | 11 Mar 2024
As referenced in the opening scene of the 2023 Oscar-winning film Oppenheimer, Prometheus, the Greek god of forethought, is best known for stealing…
Katten Muchin Rosenman LLP | USA | 11 Mar 2024
The Department of Justice (DOJ) is continuing its efforts to crack down on corporate misconduct by developing a new program to pay corporate…
Katten Muchin Rosenman LLP | USA | 8 Mar 2024
On March 6, the Securities and Exchange Commission (SEC) voted three to two to pass the much-anticipated final rules regarding the enhancement and…
Katten Muchin Rosenman LLP | USA | 6 Mar 2024
On March 6, 2024, by unanimous vote, the Securities and Exchange Commission (SEC) adopted changes to Rule 605 under Regulation NMS, the provision…
Katten Muchin Rosenman LLP | USA | 29 Feb 2024
This advisory provides a general summary of the Corporate Transparency Act and its requirements as they relate to investment managers. This advisory…
Katten Muchin Rosenman LLP | USA | 27 Feb 2024
Just under 10 years ago the Joint Audit Committee launched a shot across the bow of the futures industry, with this, seemingly innocuous, observation…
Katten Muchin Rosenman LLP | USA | 23 Feb 2024
Two new rules that significantly expand who may be required to register as a "dealer" or a "government securities dealer" were adopted by the…