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Full steam ahead for the through-train part two: the Shenzhen-Hong Kong Stock Connect
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • July 15 2015

The Shanghai-Hong Kong Stock Connect ("Shanghai Train"), a pilot program for establishing mutual stock market access between Mainland China and Hong


Weighted voting rights in Hong Kong: hopes raised high but... part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • July 14 2015

In Part 11 of this eUpdate series, we discussed the reasons why Hong Kong regulators did not approve of share structures with disproportionate voting


Hong Kong’s role in China’s financial reform the era of the “new normal” part 2
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • May 1 2015

Since adopting the Open Door Policy some 35 years ago, Mainland China has largely completed the transition from a centrally planned


This week in securities litigation (week ending September 19, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken


This week in securities litigation (week ending June 27, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • June 26 2014

The Supreme Court handed down its much anticipated decision in Halliburton. While the Court declined to overrule Basicand its presumption of reliance


This week in securities litigation (week ending June 20, 2014)
  • Dorsey & Whitney LLP
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which


This week in securities litigation (week ending June 13, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • June 12 2014

The Commission failed to prove its insider trading claims to the satisfaction of a jury for the second week in a row. This time a Los Angeles jury


This week in securities litigation (week ending June 6, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider


This week in securities litigation (week ending May 30, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • May 29 2014

In a holiday shortened week, the SEC filed actions based on the malfeasance at a transfer agent, financial fraud, insider trading and investment fund


This week in securities litigation (week ending may 16, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a