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Listing Indian Companies on the Hong Kong Stock Exchange
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • July 18 2016

India is now included as an “acceptable jurisdiction” by The Stock Exchange of Hong Kong Limited (the “HKEx”). The HKEx also published a new “Country


Hong Kong Securities Laws Violations: SFC’s Case Against Moody’s - Part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • June 14 2016

On March 31, 2016, the Securities and Futures Appeals Tribunal (“SFAT”) upheld the disciplinary action of the SFC against Moody’s. This landmark


Hong Kong Market Misconduct: SFC Extends Enforcement Power to Insider Dealing in Overseas Listed Securities - Part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • April 21 2016

Section 300 of the Securities and Futures Ordinance (the “SFO”) prohibits the use of fraudulent or deceptive schemes or engagement in any practice


Hong Kong Market Misconduct: The SFC’s Extra-Territorial Reach - Part 1
  • Dorsey & Whitney LLP
  • Hong Kong
  • March 21 2016

The Securities and Futures Commission of Hong Kong (the "SFC") recently initiated proceedings for alleged market misconduct against U.S.-based


China-Hong Kong Connect - Part Five: An Interconnected World
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • February 15 2016

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


China-Hong Kong connect - part four: the Shenzhen Train delay
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • November 16 2015

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


China-Hong Kong connect part three: the commodities connect
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • September 17 2015

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


Full steam ahead for the through-train part two: the Shenzhen-Hong Kong Stock Connect
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • July 15 2015

The Shanghai-Hong Kong Stock Connect ("Shanghai Train"), a pilot program for establishing mutual stock market access between Mainland China and Hong


Weighted voting rights in Hong Kong: hopes raised high but... part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • July 14 2015

In Part 11 of this eUpdate series, we discussed the reasons why Hong Kong regulators did not approve of share structures with disproportionate voting


Hong Kong’s role in China’s financial reform the era of the “new normal” part 2
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • May 1 2015

Since adopting the Open Door Policy some 35 years ago, Mainland China has largely completed the transition from a centrally planned