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Results: 1-10 of 74

Hong Kong Securities Laws Violations: The SFC’s Extra-Territorial Reach - Part 2 (U.S. short-seller found culpable of market misconduct)
  • Dorsey & Whitney LLP
  • Hong Kong
  • October 21 2016

Hong Kong’s Market Misconduct Tribunal (the "MMT") has found U.S.-based Andrew Edward Left culpable of market misconduct in connection with his


Листинг российских компаний на Гонконгской фондовой бирже
  • Dorsey & Whitney LLP
  • Hong Kong
  • September 14 2016

Россия теперь включена в список приемлемых юрисдикций Гонконгской фондовой биржи1 (ГФБ). ГФБ также опубликовала Руководство для страны -


Listing Russian Companies on the Hong Kong Stock Exchange
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • September 13 2016

Russia is now included in the list of “acceptable jurisdictions” by The Stock Exchange of Hong Kong Limited1 (the “HKEx”). The HKEx also published a


China-Hong Kong Connect - Part 6: Approval of Shenzhen-Hong Kong Train
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • August 29 2016

In November 2014, the Shanghai-Hong Kong Stock Connect (the“Shanghai-Hong Kong Train”), a pilot program for establishing mutual stock market access


Listing Indian Companies on the Hong Kong Stock Exchange
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • July 18 2016

India is now included as an “acceptable jurisdiction” by The Stock Exchange of Hong Kong Limited (the “HKEx”). The HKEx also published a new “Country


Hong Kong Securities Laws Violations: SFC’s Case Against Moody’s - Part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • June 14 2016

On March 31, 2016, the Securities and Futures Appeals Tribunal (“SFAT”) upheld the disciplinary action of the SFC against Moody’s. This landmark


Hong Kong Market Misconduct: SFC Extends Enforcement Power to Insider Dealing in Overseas Listed Securities - Part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • April 21 2016

Section 300 of the Securities and Futures Ordinance (the “SFO”) prohibits the use of fraudulent or deceptive schemes or engagement in any practice


Hong Kong Market Misconduct: The SFC’s Extra-Territorial Reach - Part 1
  • Dorsey & Whitney LLP
  • Hong Kong
  • March 21 2016

The Securities and Futures Commission of Hong Kong (the "SFC") recently initiated proceedings for alleged market misconduct against U.S.-based


China-Hong Kong Connect - Part Five: An Interconnected World
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • February 15 2016

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


China-Hong Kong connect - part four: the Shenzhen Train delay
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • November 16 2015

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between