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Results: 1-10 of 67

Hong Kong Market Misconduct: SFC Extends Enforcement Power to Insider Dealing in Overseas Listed Securities - Part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • April 21 2016

Section 300 of the Securities and Futures Ordinance (the “SFO”) prohibits the use of fraudulent or deceptive schemes or engagement in any practice


Hong Kong Market Misconduct: The SFC’s Extra-Territorial Reach - Part 1
  • Dorsey & Whitney LLP
  • Hong Kong
  • March 21 2016

The Securities and Futures Commission of Hong Kong (the "SFC") recently initiated proceedings for alleged market misconduct against U.S.-based


China-Hong Kong Connect - Part Five: An Interconnected World
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • February 15 2016

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


China-Hong Kong connect - part four: the Shenzhen Train delay
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • November 16 2015

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


China-Hong Kong connect part three: the commodities connect
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • September 17 2015

In November 2014, the Shanghai-Hong Kong Stock Connect (the "Shanghai Train"), a pilot program for establishing mutual stock market access between


Full steam ahead for the through-train part two: the Shenzhen-Hong Kong Stock Connect
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • July 15 2015

The Shanghai-Hong Kong Stock Connect ("Shanghai Train"), a pilot program for establishing mutual stock market access between Mainland China and Hong


Weighted voting rights in Hong Kong: hopes raised high but... part 2
  • Dorsey & Whitney LLP
  • Hong Kong
  • July 14 2015

In Part 11 of this eUpdate series, we discussed the reasons why Hong Kong regulators did not approve of share structures with disproportionate voting


Hong Kong’s role in China’s financial reform the era of the “new normal” part 2
  • Dorsey & Whitney LLP
  • China, Hong Kong
  • May 1 2015

Since adopting the Open Door Policy some 35 years ago, Mainland China has largely completed the transition from a centrally planned


This week in securities litigation (week ending September 19, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken


This week in securities litigation (week ending June 27, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • June 26 2014

The Supreme Court handed down its much anticipated decision in Halliburton. While the Court declined to overrule Basicand its presumption of reliance