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Results: 1-10 of 81

Financial Regulatory Developments 10 October - Council of the European Union (Council)
  • Dentons
  • European Union
  • October 10 2014

The Council has published a table it received from the European Parliament setting out the list of files that are unfinished. Parliament has divided


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Financial Regulatory Developments 5 December - Council of the European Union (Council)
  • Dentons
  • European Union
  • December 5 2014

The Presidency has published its compromise response to the proposal for a Regulation on money market funds (MMFs). It has proposed significant


Government confirms DPA introduction
  • Dentons
  • United Kingdom
  • October 26 2012

The Government has confirmed it will introduce deferred prosecution agreements (DPAs) as a new tool in economic crime cases


FATF publishes plenary results
  • Dentons
  • Global
  • October 26 2012

FATF has published the results of its latest plenary meeting


EP updates voting dates
  • Dentons
  • European Union
  • October 5 2012

EP has announced new voting dates on its legislative observatory OEIL


Commission lists Q4 plans
  • Dentons
  • European Union
  • October 5 2012

The Commission has published its table of actions expected to be adopted before the end of this year


Presidency tables new MAR compromises
  • Dentons
  • European Union
  • October 12 2012

The Presidency has published new compromise texts for the Directive on Criminal Sanctions for Insider Dealing and Market Manipulation (CMAD) and the Market Abuse Regulation (MAR


Financial Regulatory Developments 20 June - Presidency of the EU Council (Presidency)
  • Dentons
  • European Union
  • June 20 2014

The Presidency published a note on its recommendation that the latest compromise text for the fourth Money Laundering Directive (MLD4) be agreed