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FCA to launch new website in June
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has announced that, after a year of planning and extensive research with users, it will be launching its redesigned website in June. FCA hopes


Supreme Court confirms Asset Land’s CIS
  • Dentons
  • United Kingdom
  • April 22 2016

The judgment has been given in Asset Land’s appeal to the Supreme Court against a ruling which supported FCA’s claim that Asset Land was operating a


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


MiFID 2: Taking Stock
  • Dentons
  • European Union
  • February 2 2016

Previous articles in our series on MiFID 2 have considered specific publications and drilled into its effects on particular aspects of business


EP updates on MiFID 2 dates
  • Dentons
  • European Union
  • April 15 2016

EP's Committee on Economic and Monetary Affairs (ECON) has voted to adopt draft reports on the proposed Directive amending the revised Markets in


ESMA publishes principles for stakeholder engagement
  • Dentons
  • European Union
  • April 22 2016

ESMA has published a paper outlining its key principles when trying to foster stakeholder engagement in peer reviews. The objective of the six


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


Outsourcing for asset managers
  • Dentons
  • European Union
  • February 16 2015

It is increasingly difficult for firms easily to check which of the myriad rules on outsourcing in financial services apply to them. Rosali Pretorius


Council updates on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

The Council’s General Secretariat has agreed the current draft of the proposals to delay implementation of the revised Markets in Financial