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MiFID 2: Taking Stock
  • Dentons
  • European Union
  • February 2 2016

Previous articles in our series on MiFID 2 have considered specific publications and drilled into its effects on particular aspects of business


FMLC responds on EU regulatory framework for financial services
  • Dentons
  • European Union
  • January 29 2016

FMLC has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD 2


EBA publishes responses to ESAs AMLCTF guidelines
  • Dentons
  • European Union
  • February 5 2016

EBA has published the responses received to the European Supervisory Authorities' (ESAs - ESMA, EBA and EIOPA jointly) two sets of anti-money


ESAs write to Commission on cross-selling
  • Dentons
  • European Union
  • January 29 2016

The ESAs have sent a joint letter to the Commission on cross-selling of financial products in the EU. The ESAs raise concerns about inconsistencies


FCA makes new rules
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has made various changes to its Handbook following its Board meeting on 28 January. It made the: Individual Accountability (Extension of Scope


MiFID 2: ESMA's second set of RTS
  • Dentons
  • European Union
  • September 29 2015

The MiFID 2 package takes effect (with a few exceptions) from 3 January 2017. We still await key technical measures. Following ESMA's discussion


ESAs correct PRIIPs KID formulae
  • Dentons
  • European Union
  • January 15 2016

The European Supervisory Authorities (ESAs - EIOPA, ESMA and EBA jointly) have published corrections to two of the formulae in their consultation on


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


FCA publishes minutes from MiFID 2 roundtable
  • Dentons
  • United Kingdom
  • January 15 2016

FCA has published the Minutes of the MiFID 2 implementation roundtable meeting it held on 6 January. FCA noted: it expects greater clarity on a


The compliance function under MiFID 2
  • Dentons
  • European Union
  • June 17 2015

Previous articles in our MiFID 2 series have considered the effects of MiFID 2 on dealings with customers, and on transparency. This third article