We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 1,021

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 31 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 31 2015

ESMA is consulting on sound remuneration procedures under UCITS V. Its main aim is to bring the requirements relating to Undertakings For The


Financial Regulatory Developments 24 July - Council of the European Union (Council)
  • Dentons
  • European Union
  • July 24 2015

The Council has published the Minutes of a meeting of the Economic and Finance Ministers (ECOFIN). Among other things, it formally decided not to


Financial Regulatory Developments 24 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 24 2015

Stephen Maijoor spoke at EP's ECON hearing on the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR). He addressed


Financial Regulatory Developments 17 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 17 2015

FCA has published the results of its review of advice and distribution under the Mortgage Market Review (MMR). It looked at the quality of advice


MiFID 2: third-country firms
  • Dentons
  • European Union
  • July 7 2015

The revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR) will mean changes not only for EU based firms but also for


Financial Regulatory Developments 3 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 3 2015

ESMA has published the first set of Regulatory and Implementing Technical Standards (RTS and ITS) due under the MiFID 2 packages (revised Markets in


Financial Regulatory Developments 3 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 3 2015

FCA has published the notes from a round table it held on UK implementation of the second Markets in Financial Instruments Directive (MiFID 2), where


Financial Regulatory Developments 3 July - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union, Luxembourg
  • July 3 2015

Luxembourg has taken over the Presidency, and its focus in the next six months will include Capital Markets Union and banking structural reform