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FCA publishes MiFID 2 conduct forum details
  • Dentons
  • United Kingdom
  • May 13 2016

FCA has published the Minutes and slides from a MiFID 2 conduct forum it held on 18 April. The forum attendees were industry associations and a few


Up next from FCA
  • Dentons
  • United Kingdom
  • May 13 2016

The latest edition of FCA’s Policy Development Update provides information and links to publications issued since the last edition, recent Handbook


FCA supplements new rules
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a supplement to its most recent Handbook Notice. It includes the European Long-Term Investment Funds (ELTIF) Regulation (No 2


ECON reports on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

EP's Committee on Economic and Monetary Affairs (ECON) has published its finalised reports on the proposed delays to the MiFID 2 package (drafts


Council updates on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

The Council’s General Secretariat has agreed the current draft of the proposals to delay implementation of the revised Markets in Financial


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


Commission reports on CMU
  • Dentons
  • European Union
  • April 29 2016

The Commission has published a working report on the progress and momentum around the CMU action plan since its launch in September 2015. The first


Commissioner discusses CMU and regulatory framework
  • Dentons
  • European Union
  • April 29 2016

Commissioner Jonathan Hill has discussed current progress towards the capital markets union (CMU) and the overall effectiveness of the regulatory


FCA updates on Asset Land enforcement
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has issued a press release on the Supreme Court ruling that Asset Land was operating a collective investment scheme (CIS) without FCA