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Results: 1-10 of 1,068

ESMA updates on closet index tracking
  • Dentons
  • European Union
  • February 5 2016

ESMA has published a statement providing details of its work on closet index tracking funds. This refers to the practice of fund managers claiming to


FCA makes new rules
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has made various changes to its Handbook following its Board meeting on 28 January. It made the: Individual Accountability (Extension of Scope


EBA publishes responses to ESAs AMLCTF guidelines
  • Dentons
  • European Union
  • February 5 2016

EBA has published the responses received to the European Supervisory Authorities' (ESAs - ESMA, EBA and EIOPA jointly) two sets of anti-money


ESMA publishes consolidated UCITS Q&A
  • Dentons
  • European Union
  • February 5 2016

ESMA has published a consolidated Q&A on the application of the Undertakings for the Collective Investment In Transferable Securities Directive


FCA makes UCITS V implementation instrument
  • Dentons
  • European Union, United Kingdom
  • February 5 2016

FCA has issued a policy statement setting out changes to the Handbook needed to implement UCITS V. It provides feedback to consultation as well as


ESMA migrates MiFID and Short Selling Regulation registers
  • Dentons
  • European Union
  • February 5 2016

The registers under MiFID and the Short Selling Regulation have been migrated to the global ESMA Registers web portal. The portal now contains links


MiFID 2: Taking Stock
  • Dentons
  • European Union
  • February 2 2016

Previous articles in our series on MiFID 2 have considered specific publications and drilled into its effects on particular aspects of business


FMLC responds on EU regulatory framework for financial services
  • Dentons
  • European Union
  • January 29 2016

FMLC has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD 2


ESAs write to Commission on cross-selling
  • Dentons
  • European Union
  • January 29 2016

The ESAs have sent a joint letter to the Commission on cross-selling of financial products in the EU. The ESAs raise concerns about inconsistencies


Commission asks ESMA to continue AIFMD third country review
  • Dentons
  • European Union
  • January 22 2016

ESMA has published a letter from the Commission which asks ESMA to continue its analysis of the equivalence for the purposes of the Alternative