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Results: 1-10 of 61

IOSCO updates on FSB-related work
  • Dentons
  • Global
  • November 22 2013

IOSCO has written to the Financial Stability Board outlining its current work in relation to: cybercrime in securities markets; long-term


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


Basel publishes HFT report
  • Dentons
  • Global
  • September 30 2011

Basel has published a report on high-frequency trading (HFT) in foreign exchange markets


Joint Forum consults on longevity and point of sale disclosure
  • Dentons
  • Global
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of


Wolfsberg updates anti-corruption guidance
  • Dentons
  • Global
  • August 25 2011

The Wolfsberg Group has published an updated and expanded version of its 2007 guidance on prevention of corruption


IIF makes supervision proposals
  • Dentons
  • Global
  • July 15 2011

IIF has published two documents which it calls on global regulators to use to improve supervision and put in place enhanced systems of macroprudential oversight


ICMA presents private wealth management charter of quality
  • Dentons
  • Global
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice


IIF calls for regulatory consistency
  • Dentons
  • Global
  • June 7 2013

IIF has published a report with recommendations to promote a greater international regulatory consistency. Among other recommendations related to


Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a


Financial Regulatory Developments 31 January - Financial Stability Board (FSB)
  • Dentons
  • Global
  • January 31 2014

FSB has updated its handbook for peer reviews, which explains the purpose and process for thematic and country reviews. (Source: FSB Updates Peer