We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 61

Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)
  • Dentons
  • Global
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of


Financial Regulatory Developments 31 January - Financial Stability Board (FSB)
  • Dentons
  • Global
  • January 31 2014

FSB has updated its handbook for peer reviews, which explains the purpose and process for thematic and country reviews. (Source: FSB Updates Peer


Financial Regulatory Developments 7 March - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • March 7 2014

In a speech on the shift towards market-based financing, IOSCO's deputy secretary general has suggested that it is time to start thinking about


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


G20 ministers publish Communiqué
  • Dentons
  • Global
  • March 2 2012

The latest Communiqué from G20 finance ministers and central bank governors comments on the substantial progress made since the last meeting


IOSCO holds annual meeting
  • Dentons
  • Global
  • May 18 2012

IOSCO held its annual meeting, which focused on a new financial architecture for the post-crisis era


IOSCO consults on retail structured products
  • Dentons
  • Global
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes


Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)
  • Dentons
  • Global
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory


IOSCO updates on FSB-related work
  • Dentons
  • Global
  • November 22 2013

IOSCO has written to the Financial Stability Board outlining its current work in relation to: cybercrime in securities markets; long-term