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Results: 1-10 of 61

Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)
  • Dentons
  • Global
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of


IOSCO consults on retail structured products
  • Dentons
  • Global
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes


FSB publishes global securities financing standards and processes
  • Dentons
  • Global
  • November 20 2015

FSB has published its report on standards and processes for global securities financing data collection and aggregation. FSB highlighted the


Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


FSB reports on progress
  • Dentons
  • Global
  • June 22 2012

FSB has presented its progress report and several detailed reports to the G20 leaders


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)
  • Dentons
  • Global
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory


IMA responds on complex products
  • Dentons
  • Global
  • May 25 2012

IMA has responded to IOSCO's consultation on distribution of complex financial products


IOSCO releases Annual Conference final communiqué
  • Dentons
  • Global
  • May 25 2012

IOSCO has released the final communiqué on its 37th Annual Conference