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Results: 1-10 of 61

ICMA presents private wealth management charter of quality
  • Dentons
  • Global
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice


FATF publishes plenary results
  • Dentons
  • Global
  • October 26 2012

FATF has published the results of its latest plenary meeting


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


Hedge funds after the crisis
  • Dentons
  • Global, United Kingdom
  • May 12 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


Industry responds on KID
  • Dentons
  • Global
  • May 22 2009

ISDA and SIFMA have responded to the CESR consultation on Key Investor Document disclosures for UCITS


IOSCO consults on CIS point of sale disclosure
  • Dentons
  • Global
  • November 20 2009

IOSCO has published a draft set of principles for disclosure of key information on collective investment schemes at point of sale (POS


G20 updates on regulation commitments
  • Dentons
  • Global
  • May 21 2010

G20 has published a progress report on its financial regulation commitments


IOSCO adopts new principles
  • Dentons
  • Global
  • June 18 2010

IOSCO has amended its principles of securities regulation to include eight new principles based on lessons from the financial crisis


European Presidents tell G20 of EU aims
  • Dentons
  • European Union, Global
  • June 25 2010

President Barroso of the Commission and President Van Rompuy of the Council have written to G20 setting out their thoughts on the key issues for the Toronto summit


IIF makes supervision proposals
  • Dentons
  • Global
  • July 15 2011

IIF has published two documents which it calls on global regulators to use to improve supervision and put in place enhanced systems of macroprudential oversight