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Results: 1-10 of 61

ISDA writes to US Treasury and Commission on extra-territorial legislation
  • Dentons
  • Global
  • April 27 2012

ISDA and other industry associations have written to Timothy Geithner and Michel Barnier expressing their concerns about regulatory reform initiatives that may result in fragmented transatlantic capital markets


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)
  • Dentons
  • Global
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory


IOSCO updates on FSB-related work
  • Dentons
  • Global
  • November 22 2013

IOSCO has written to the Financial Stability Board outlining its current work in relation to: cybercrime in securities markets; long-term


Financial Regulatory Developments 31 January - Financial Stability Board (FSB)
  • Dentons
  • Global
  • January 31 2014

FSB has updated its handbook for peer reviews, which explains the purpose and process for thematic and country reviews. (Source: FSB Updates Peer


Industry responds on complex products
  • Dentons
  • Global
  • June 8 2012

ICMA, FOA and other industry associations have responded to the International Organisation of Sercurities Commissions' (IOSCOs) consultation on the distribution of complex financial products


Joint Forum consults on longevity and point of sale disclosure
  • Dentons
  • Global
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of


IOSCO consults on retail structured products
  • Dentons
  • Global
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes


Another stable door?
  • Dentons
  • Global
  • April 4 2012

Soon after Lehman’s collapse it became clear that less sophisticated investors suffered losses from their purchase of complex Lehman-backed products


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary