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Results: 1-10 of 61

Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)
  • Dentons
  • Global
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of


Financial Regulatory Developments 19 June - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • June 19 2015

IOSCO has published a report titled "Credible Deterrence", which identifies key enforcement factors that may deter misconduct in international


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


ISSA publishes background to compliance principles
  • Dentons
  • Global
  • October 16 2015

ISSA has published a background and overview document to introduce financial institutions to its Financial Crime Compliance Principles (see FReD 18


FSB publishes global securities financing standards and processes
  • Dentons
  • Global
  • November 20 2015

FSB has published its report on standards and processes for global securities financing data collection and aggregation. FSB highlighted the


Joint Forum consults on longevity and point of sale disclosure
  • Dentons
  • Global
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of


G20 publishes leaders' declaration
  • Dentons
  • Global
  • June 22 2012

The G20 leaders met in Mexico and published their declaration following the meeting


Trade associations call for international cooperation
  • Dentons
  • Global
  • June 22 2012

Trade associations from the EU and the US, including the BBA, FOA, AFME, ICMA and ISDA have produced a joint report calling regulators to establish a framework that addresses concerns over extraterritoriality and protectionism in financial services regulation


What’s up next? Keeping up with regulatory change
  • Dentons
  • European Union, Global, United Kingdom
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up