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Results: 1-10 of 61

FSB publishes global securities financing standards and processes
  • Dentons
  • Global
  • November 20 2015

FSB has published its report on standards and processes for global securities financing data collection and aggregation. FSB highlighted the


IOSCO consults on suitability and complex products
  • Dentons
  • Global
  • February 24 2012

IOSCO is consulting on a set of principles for suitability which should apply when intermediaries distribute complex financial products


Hedge fund regulation
  • Dentons
  • European Union, Global, United Kingdom
  • March 10 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


Hedge funds after the crisis
  • Dentons
  • Global, United Kingdom
  • May 12 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


ISSA publishes background to compliance principles
  • Dentons
  • Global
  • October 16 2015

ISSA has published a background and overview document to introduce financial institutions to its Financial Crime Compliance Principles (see FReD 18


Financial Regulatory Developments 19 June - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • June 19 2015

IOSCO has published a report titled "Credible Deterrence", which identifies key enforcement factors that may deter misconduct in international


IOSCO holds annual meeting
  • Dentons
  • Global
  • May 18 2012

IOSCO held its annual meeting, which focused on a new financial architecture for the post-crisis era


ICMA publishes Quarterly Report
  • Dentons
  • Global
  • January 20 2012

ICMA's Quarterly Report for the first quarter of 2012 gives a general regulatory update and includes items on the Prospectus Directive Review, the US Foreign Account Tax Compliance Act and the MiFID Review