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Results: 1-10 of 61

Joint Forum consults on longevity and point of sale disclosure
  • Dentons
  • Global
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of


Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a


IOSCO updates on FSB-related work
  • Dentons
  • Global
  • November 22 2013

IOSCO has written to the Financial Stability Board outlining its current work in relation to: cybercrime in securities markets; long-term


Financial Regulatory Developments 31 January - Financial Stability Board (FSB)
  • Dentons
  • Global
  • January 31 2014

FSB has updated its handbook for peer reviews, which explains the purpose and process for thematic and country reviews. (Source: FSB Updates Peer


ICMA publishes Quarterly Report
  • Dentons
  • Global
  • January 20 2012

ICMA's Quarterly Report for the first quarter of 2012 gives a general regulatory update and includes items on the Prospectus Directive Review, the US Foreign Account Tax Compliance Act and the MiFID Review


Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)
  • Dentons
  • Global
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of


Financial Regulatory Developments 19 June - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • June 19 2015

IOSCO has published a report titled "Credible Deterrence", which identifies key enforcement factors that may deter misconduct in international


EP amends voting dates
  • Dentons
  • Global
  • August 10 2012

The indicative date for the EP Plenary hearings on the proposed Directive and Regulation amending the Markets in Financial Instruments Directive (MiFID 2 and MiFIR) and on the proposed Market Abuse Regulation and Directive on Criminal Sanctions on Market Abuse (MAR and CMAD) has been postponed by one day to 20 November


FATF publishes plenary results
  • Dentons
  • Global
  • October 26 2012

FATF has published the results of its latest plenary meeting