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Results: 1-10 of 59

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Joint Forum consults on longevity and point of sale disclosure
  • Dentons
  • Global
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of


Financial Regulatory Developments 31 January - Financial Stability Board (FSB)
  • Dentons
  • Global
  • January 31 2014

FSB has updated its handbook for peer reviews, which explains the purpose and process for thematic and country reviews. (Source: FSB Updates Peer


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


IOSCO reports on funds in emerging markets
  • Dentons
  • Global
  • July 3 2009

IOSCO has published a report on the development and distribution of foreign collective investment schemes in emerging markets


ICMA presents private wealth management charter of quality
  • Dentons
  • Global
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice


IOSCO consults on retail structured products
  • Dentons
  • Global
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes


Financial Regulatory Developments 31 January - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • January 31 2014

IOSCO has announced that the Indonesian Financial Services Authority has become the 100th signatory to the IOSCO Multilateral Memorandum of


Hedge fund regulation
  • Dentons
  • European Union, Global, United Kingdom
  • March 10 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


IOSCO lists MMoU non-signatories
  • Dentons
  • Global
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation