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Results: 11-20 of 630

Financial Regulatory Developments 27 February - The Institute of Chartered Accountants in England and Wales (ICAEW)
  • Dentons
  • United Kingdom
  • February 27 2015

ICAEW has issued guidance to assist chartered accountants and other professionals who act as skilled persons under FSMA. This guidance replaces


Financial Regulatory Developments 27 February - Legislation
  • Dentons
  • United Kingdom
  • February 27 2015

Treasury has made the Financial Services and Markets Act (FSMA) (Over the Counter Derivatives, Central Counterparties and Trade Repositories


Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms


The regulatory change treadmill in the UK gathering pace or slowing down?
  • Dentons
  • United Kingdom
  • February 16 2015

This time last year, Emma Radmore of Dentons looked at 10 key legislative and regulatory changes that will affect participants in the UK financial


Consumer credit regulation: keeping pace with permissions
  • Dentons
  • United Kingdom
  • February 16 2015

With consumer credit regulation now firmly in the Financial Conduct Authority's hands, all affected firms should be checking whether they have met


Financial Regulatory Developments 13 February - UK Crowdfunding Association (UKCFA)
  • Dentons
  • United Kingdom
  • February 13 2015

UKCFA has issued a statement welcoming FCA's review of the crowdfunding sector and its conclusion that the UK does not need any new regulation. UKCFA


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 6 February - Financial Markets Law Committee (FMLC)
  • Dentons
  • European Union, United Kingdom
  • February 6 2015

FMLC has responded to ESMA's consultation on the clearing obligation under EMIR (number 3). The response sets out its concerns on: lack of


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 6 February - Legislation
  • Dentons
  • United Kingdom
  • February 6 2015

Treasury has published the draft Financial Services and Markets Act 2000 (Regulated Activities)(Amendment)(No 2) Order. The order will introduce a