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Results: 11-20 of 634

Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover


Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


Financial Regulatory Developments 20 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 20 2015

FCA has published a report into the current account switching service, which shows that, generally, it is working for consumers. The report found the


Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators
  • Dentons
  • United Kingdom
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that


Financial Regulatory Developments 27 February - The Institute of Chartered Accountants in England and Wales (ICAEW)
  • Dentons
  • United Kingdom
  • February 27 2015

ICAEW has issued guidance to assist chartered accountants and other professionals who act as skilled persons under FSMA. This guidance replaces


Financial Regulatory Developments 27 February - Legislation
  • Dentons
  • United Kingdom
  • February 27 2015

Treasury has made the Financial Services and Markets Act (FSMA) (Over the Counter Derivatives, Central Counterparties and Trade Repositories


Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms


Consumer credit regulation: keeping pace with permissions
  • Dentons
  • United Kingdom
  • February 16 2015

With consumer credit regulation now firmly in the Financial Conduct Authority's hands, all affected firms should be checking whether they have met


The regulatory change treadmill in the UK gathering pace or slowing down?
  • Dentons
  • United Kingdom
  • February 16 2015

This time last year, Emma Radmore of Dentons looked at 10 key legislative and regulatory changes that will affect participants in the UK financial


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA