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Results: 11-20 of 683

PRA consults on MiFID 2 implementation
  • Dentons
  • European Union, United Kingdom
  • April 1 2016

PRA has published its first consultation on how it will change its rules to implement MiFID 2. The consultation covers two areas


FCA issues quarterly consultation
  • Dentons
  • United Kingdom
  • March 24 2016

FCA has issued its latest quarterly consultation on proposed miscellaneous amendments to the Handbook. Proposals include: making changes to the


MiFID 2 PRA consults on implementation
  • Dentons
  • United Kingdom
  • March 24 2016

As the EU still sorts out the timing of MiFID 2 implementation, the UK authorities forge ahead. Following papers from HM Treasury and FCA, PRA is now


MiFID 2: PRA issues consultation paper
  • Dentons
  • European Union, United Kingdom
  • March 24 2016

Currently, the MiFID 2 package is still scheduled to take effect on 3 January 2017. Member States are supposed to have finalised necessary changes to


NCA publishes SARs Annual Report 2015
  • Dentons
  • United Kingdom
  • March 18 2016

NCA has published its Suspicious Activity Reports (SARs) Annual Report 2015. The report covers the first year of the UK Financial Intelligence Unit


FCA publishes MiFID 2 round table minutes
  • Dentons
  • United Kingdom
  • March 18 2016

FCA has published the Minutes of the MiFID 2 implementation round table meeting it held on 22 February. FCA noted that there was little


Up next from FCA
  • Dentons
  • United Kingdom
  • March 11 2016

The latest edition of FCA's Policy Development Update provides information and links to publications issued since the last edition, recent Handbook


SMR and SIMR take effect
  • Dentons
  • United Kingdom
  • March 11 2016

PRA, FCA and PSR have updated their web resources on the SMR and SIMR, which came into force on 7 March. PRA's specialist pages for these regimes


FCA makes new rules
  • Dentons
  • United Kingdom
  • March 4 2016

FCA has made various changes to its Handbook following its Board meetings on 5 and 25 February. It made: the Benchmarks (Amendment No 2) Instrument


Treasury makes UCITS V Regulations
  • Dentons
  • European Union, United Kingdom
  • March 4 2016

Treasury has made the Regulations implementing changes to the Financial Services and Markets Act 2000 (FSMA) necessary to bring UK law into line with