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Results: 11-20 of 657

MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 15 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA publishes MiFID 2 round table minutes
  • Dentons
  • European Union, United Kingdom
  • December 11 2015

FCA has published the Minutes of the MiFID 2 implementation round table meeting it held on 30 November. FCA noted: there is as yet no indication


Up next from FCA
  • Dentons
  • United Kingdom
  • December 11 2015

The latest edition of FCA's Policy Development Update highlights publications expected in the opening months of 2016, including: before the end of


Treasury corrects MCD Orders
  • Dentons
  • United Kingdom, European Union
  • November 13 2015

Treasury has made the FSMA (Regulated Activities) (Amendment) (No. 3) Order 2015. It amends the FSMA (Regulated Activities) Order 2001 to clarify the


Up next from FCA
  • Dentons
  • United Kingdom
  • November 13 2015

The latest edition of FCA's Policy Development updates links to its publications and highlights several publications due before the end of the year


FCA publishes MiFID 2 conference materials
  • Dentons
  • United Kingdom
  • November 6 2015

FCA has created a new webpage providing users with access to videos and transcripts of discussions which took place at October's MiFID 2 conference


Treasury consults on UCITS V
  • Dentons
  • European Union, United Kingdom
  • October 30 2015

Treasury is consulting on legislative changes it needs to make to implement UCITS V. The consultation is separate from FCA's current consultation


FOS publishes Ombudsman News
  • Dentons
  • United Kingdom
  • October 23 2015

The October 2015 issue of Ombudsman News includes complaints about life assurance and critical illness cover. FOS highlights the delicate


Treasury publishes ML NRA
  • Dentons
  • United Kingdom
  • October 16 2015

Treasury has released its first national risk assessment (NRA) on the domestic risks of money laundering (ML) and terrorist financing within the