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FCA publishes MiFID 2 conduct forum details
  • Dentons
  • United Kingdom
  • May 13 2016

FCA has published the Minutes and slides from a MiFID 2 conduct forum it held on 18 April. The forum attendees were industry associations and a few


Up next from FCA
  • Dentons
  • United Kingdom
  • May 13 2016

The latest edition of FCA’s Policy Development Update provides information and links to publications issued since the last edition, recent Handbook


FCA supplements new rules
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a supplement to its most recent Handbook Notice. It includes the European Long-Term Investment Funds (ELTIF) Regulation (No 2


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


FCA updates on Asset Land enforcement
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has issued a press release on the Supreme Court ruling that Asset Land was operating a collective investment scheme (CIS) without FCA


FCA to launch new website in June
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has announced that, after a year of planning and extensive research with users, it will be launching its redesigned website in June. FCA hopes


Supreme Court confirms Asset Land’s CIS
  • Dentons
  • United Kingdom
  • April 22 2016

The judgment has been given in Asset Land’s appeal to the Supreme Court against a ruling which supported FCA’s claim that Asset Land was operating a


FCA reports on meeting investors’ expectations
  • Dentons
  • United Kingdom
  • April 15 2016

FCA has published the findings of its thematic review into how well asset managers manage funds, segregate mandates and appropriately distribute


FCA publishes business plan for 201617
  • Dentons
  • United Kingdom
  • April 8 2016

FCA has published its business plan for 201617. It identifies seven priorities for FCA in the year ahead: pensions; financial crime and anti-money