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Results: 1-10 of 653

FCA makes new rules
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has made various changes to its Handbook following its Board meeting on 28 January. It made the: Individual Accountability (Extension of Scope


FCA makes UCITS V implementation instrument
  • Dentons
  • European Union, United Kingdom
  • February 5 2016

FCA has issued a policy statement setting out changes to the Handbook needed to implement UCITS V. It provides feedback to consultation as well as


FCA publishes minutes from MiFID 2 roundtable
  • Dentons
  • United Kingdom
  • January 15 2016

FCA has published the Minutes of the MiFID 2 implementation roundtable meeting it held on 6 January. FCA noted: it expects greater clarity on a


Up next from FCA
  • Dentons
  • United Kingdom
  • January 15 2016

The latest edition of FCA's Policy Development Update promises several key documents before the end of March, namely: consultations on changes to FCA


Upper Tribunal dismisses improper identification case
  • Dentons
  • United Kingdom
  • January 15 2016

The Upper Tribunal has dismissed two applications made by Chris Ashton, a former Barclays trader and member of “the cartel” messaging group


FCA consults on MiFID 2 implementation
  • Dentons
  • European Union, United Kingdom
  • December 23 2015

FCA has published its consultation paper on how it will change its rules to address the markets aspects of MiFID 2. See our detailed summary for


MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 15 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA publishes MiFID 2 round table minutes
  • Dentons
  • European Union, United Kingdom
  • December 11 2015

FCA has published the Minutes of the MiFID 2 implementation round table meeting it held on 30 November. FCA noted: there is as yet no indication


Up next from FCA
  • Dentons
  • United Kingdom
  • December 11 2015

The latest edition of FCA's Policy Development Update highlights publications expected in the opening months of 2016, including: before the end of