We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 630

Financial Regulatory Developments 22 May - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • May 22 2015

Andrew Bailey, CEO of PRA, has spoken on the role of financial markets and non-bank institutions in the recent financial crisis and the important


Financial Regulatory Developments 22 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 22 2015

FCA has levied a record £284,432,000 fine on Barclays Bank Plc (Barclays) for failing to control business practices in its London FX business. FCA


Financial Regulatory Developments 1 May - Investment Association (IA)
  • Dentons
  • United Kingdom
  • May 1 2015

IA has published a Statement of Principles for investment managers. The Statement outlines what having responsibility for managing other people's


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on


Financial Regulatory Developments 2 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the


Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover


Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


Financial Regulatory Developments 20 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 20 2015

FCA has published a report into the current account switching service, which shows that, generally, it is working for consumers. The report found the


Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators
  • Dentons
  • United Kingdom
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that