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FATF publishes plenary results
  • Dentons
  • Global
  • October 26 2012

FATF has published the results of its latest plenary meeting


EP updates voting dates
  • Dentons
  • European Union
  • July 19 2013

The EP's legislative observatory (OEIL) has updated the following voting forecasts: the Directive on criminal sanctions for insider dealing and


FSA gets land-banking victory
  • Dentons
  • United Kingdom
  • February 15 2013

The High Court has supported FSA in holding that David Banner-Eve, Stuart Cohen, Asset Land Investment Plc and Asset L.I. Inc operated a collective


Financial Regulatory Developments 20 June - Presidency of the EU Council (Presidency)
  • Dentons
  • European Union
  • June 20 2014

The Presidency published a note on its recommendation that the latest compromise text for the fourth Money Laundering Directive (MLD4) be agreed


Financial Regulatory Developments 20 June - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • June 20 2014

In this year's Mansion House speech, key announcements were: the Fair and Effective Markets Review, a comprehensive review of standards in the fixed


Financial Regulatory Developments 28 February - European Parliament (EP)
  • Dentons
  • European Union
  • February 28 2014

The Economic Affairs and the Justice and Home Affairs committees in EP have approved (MLD4). They focused on the new requirement for public listing


EP updates voting dates
  • Dentons
  • European Union
  • November 2 2012

The OEIL legislative observatory has updated the voting dates for the Regulation and Directive amending the Market Abuse Directive (MAR and CSMAD): the indicative plenary sitting date is 11 March 2013, following the committee reports being tabled for plenary


FSA fines firm and MLRO
  • Dentons
  • United Kingdom
  • May 7 2010

FSA has fined Alpari (UK) Ltd £140,000 and fined its former MLRO £14,000 for failing to have in place adequate AML systems and controls


FSA helps find a boiler room
  • Dentons
  • United Kingdom
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors


JMLSG consults on guidance changes
  • Dentons
  • United Kingdom
  • September 25 2009

JMLSG has published more proposed changes to its Guidance, following its proposals of August