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Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package


Financial Regulatory Developments 4 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led


Financial Regulatory Developments 28 February - European Parliament (EP)
  • Dentons
  • European Union
  • February 28 2014

The Economic Affairs and the Justice and Home Affairs committees in EP have approved (MLD4). They focused on the new requirement for public listing


BBA responds on Financial Crime Guide
  • Dentons
  • United Kingdom
  • September 30 2011

BBA’s response to FSA’s consultation on the Financial Crime Guide raises a concern over the timing of the publication


Financial Regulatory Developments 20 June - Presidency of the EU Council (Presidency)
  • Dentons
  • European Union
  • June 20 2014

The Presidency published a note on its recommendation that the latest compromise text for the fourth Money Laundering Directive (MLD4) be agreed


Financial Regulatory Developments 20 June - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • June 20 2014

In this year's Mansion House speech, key announcements were: the Fair and Effective Markets Review, a comprehensive review of standards in the fixed


Financial Regulatory Developments 16 May - Council of the EU (Council)
  • Dentons
  • European Union
  • May 16 2014

The Council has formally adopted the revised Markets in Finaincal Instruments Directive (MiFID 2) and Regulation (MiFIR). As noted in previous


Bribery Act 2010: will your procedures be adequate?
  • Dentons
  • United Kingdom
  • November 18 2010

In the last issue of Bank Notes, we looked at what the Bribery Act 2010 says and highlighted the new corporate offence of failing to prevent bribery


Commission presents MAD revisions
  • Dentons
  • European Union
  • October 21 2011

The Commission has published its proposals for revising the Market Abuse Directive (MAD


Management consultant convicted of insider dealing
  • Dentons
  • USA
  • December 22 2011

FSA has secured another conviction for insider dealing