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Results: 1-10 of 61

FSB stresses importance of external audit
  • Dentons
  • Global
  • March 23 2012

FSB has reiterated the important role external audit can play in financial regulation


What’s up next? Keeping up with regulatory change
  • Dentons
  • European Union, Global, United Kingdom
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up


IOSCO releases Annual Conference final communiqué
  • Dentons
  • Global
  • May 25 2012

IOSCO has released the final communiqué on its 37th Annual Conference


Wolfsberg updates anti-corruption guidance
  • Dentons
  • Global
  • August 25 2011

The Wolfsberg Group has published an updated and expanded version of its 2007 guidance on prevention of corruption


Joint Forum consults on longevity and point of sale disclosure
  • Dentons
  • Global
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of


IOSCO consults on retail structured products
  • Dentons
  • Global
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes


IIF calls for regulatory consistency
  • Dentons
  • Global
  • June 7 2013

IIF has published a report with recommendations to promote a greater international regulatory consistency. Among other recommendations related to


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a


Council updates Libya and Syria sanctions
  • Dentons
  • Libya, Syria, European Union, Global
  • September 30 2011

The Council has adopted measures to help the Libyan economy recover, in line with a UN Security Council Resolution