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Results: 1-10 of 61

What’s up next? Keeping up with regulatory change
  • Dentons
  • European Union, Global, United Kingdom
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up


ISSA publishes background to compliance principles
  • Dentons
  • Global
  • October 16 2015

ISSA has published a background and overview document to introduce financial institutions to its Financial Crime Compliance Principles (see FReD 18


FSB publishes global securities financing standards and processes
  • Dentons
  • Global
  • November 20 2015

FSB has published its report on standards and processes for global securities financing data collection and aggregation. FSB highlighted the


IIF calls for regulatory consistency
  • Dentons
  • Global
  • June 7 2013

IIF has published a report with recommendations to promote a greater international regulatory consistency. Among other recommendations related to


ICMA presents private wealth management charter of quality
  • Dentons
  • Global
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice


IOSCO lists MMoU non-signatories
  • Dentons
  • Global
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation


Financial Regulatory Developments 7 February - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • February 7 2014

IOSCO's research department has published a report on crowdfunding. The report looks at the risks of what it refers to as "financial return"


IOSCO consults on financial benchmarks
  • Dentons
  • Global
  • January 18 2013

IOSCO is consulting, until 13 February, on the conclusions from its review of a selection of financial benchmarks. The review focused on the


IOSCO holds annual meeting
  • Dentons
  • Global
  • May 18 2012

IOSCO held its annual meeting, which focused on a new financial architecture for the post-crisis era


ICMA publishes Quarterly Report
  • Dentons
  • Global
  • January 20 2012

ICMA's Quarterly Report for the first quarter of 2012 gives a general regulatory update and includes items on the Prospectus Directive Review, the US Foreign Account Tax Compliance Act and the MiFID Review