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Results: 1-10 of 61

IMF publishes UK rating papers
  • Dentons
  • Global, United Kingdom
  • August 12 2011

IMF has published a suite of papers rating the UK’s compliance with various international standards


FSB publishes resolution regime standards
  • Dentons
  • Global
  • November 11 2011

FSB has set out its standards for “key attributes” of effective resolution regimes


Financial Regulatory Developments 7 February - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • February 7 2014

IOSCO's research department has published a report on crowdfunding. The report looks at the risks of what it refers to as "financial return"


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


IOSCO updates on FSB-related work
  • Dentons
  • Global
  • November 22 2013

IOSCO has written to the Financial Stability Board outlining its current work in relation to: cybercrime in securities markets; long-term


Financial Regulatory Developments 7 March - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • March 7 2014

In a speech on the shift towards market-based financing, IOSCO's deputy secretary general has suggested that it is time to start thinking about


IOSCO consults on retail structured products
  • Dentons
  • Global
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes


Industry responds on complex products
  • Dentons
  • Global
  • June 8 2012

ICMA, FOA and other industry associations have responded to the International Organisation of Sercurities Commissions' (IOSCOs) consultation on the distribution of complex financial products


ICMA presents private wealth management charter of quality
  • Dentons
  • Global
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice


FATF publishes plenary results
  • Dentons
  • Global
  • October 26 2012

FATF has published the results of its latest plenary meeting