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Results: 1-10 of 44

Structure of UK financial regulation: fix it or rip it up and start again?
  • Dentons
  • United Kingdom
  • September 22 2009

At last, regulators and policy makers seem to have finished analysing what went wrong with financial regulation


FSA explains general guidance principles
  • Dentons
  • United Kingdom
  • October 15 2010

FSA has announced a new consultation process for general guidance


FSA makes new rules
  • Dentons
  • United Kingdom
  • April 1 2010

FSA made five sets of new rules at its March board meeting


FSA speaks on corporate governance
  • Dentons
  • United Kingdom
  • April 9 2010

Sally Dewar spoke on taking FSA's corporate governance agenda forward


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Commission consults on financial market supervision
  • Dentons
  • European Union
  • March 13 2009

Following the release of the de Larosiere report, the Commission is consulting on improving financial market supervision


Presidency publishes Ecofin work programme
  • Dentons
  • European Union
  • January 15 2010

The new Spanish presidency of the EU has published the work programme of the Economic and Financial Affairs Council


FSSC to review advice NOS
  • Dentons
  • United Kingdom
  • April 24 2009

FSSC is to review the National Occupational Standards on providing financial advice


FSA warns firms on poor sanctions procedures
  • Dentons
  • United Kingdom
  • May 1 2009

FSA has published a report following a review of industry practices on complying with the UK financial sanctions regime


3L3 committees respond to supervision consultation
  • Dentons
  • European Union
  • May 1 2009

CESR, CEBS and CEIOPS have issued a joint response to the Commission’s consultation on improving supervision of EU financial markets