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FSA warns firms on poor sanctions procedures
  • Dentons
  • United Kingdom
  • May 1 2009

FSA has published a report following a review of industry practices on complying with the UK financial sanctions regime


3L3 committees respond to supervision consultation
  • Dentons
  • European Union
  • May 1 2009

CESR, CEBS and CEIOPS have issued a joint response to the Commission’s consultation on improving supervision of EU financial markets


FSA makes new rules
  • Dentons
  • United Kingdom
  • April 1 2010

FSA made five sets of new rules at its March board meeting


FSA sets 201011 fees
  • Dentons
  • United Kingdom
  • June 4 2010

FSA has adopted its new consolidated policy statement on its fee-raising arrangements and fees and levies for 201011


FSA makes more new rules
  • Dentons
  • United Kingdom
  • June 4 2010

In addition to the new fees rules described above, FSA also made the changes to its Handbook through the following instruments at its May board meeting


FSA launches new online system for regulatory applications
  • Dentons
  • United Kingdom
  • June 4 2010

FSA is launching a web-based system for submission of regulatory applications for approved persons, appointed representatives, variations of permissions, passports, cancellations, waivers and standing data


AIFA responds to FSA fees for 201011
  • Dentons
  • United Kingdom
  • June 4 2010

AIFA has stated that the FSA's fees for 201011 mark "the start of the journey to fairness for IFA firms"


Commission consults on financial market supervision
  • Dentons
  • European Union
  • March 13 2009

Following the release of the de Larosiere report, the Commission is consulting on improving financial market supervision


APCIMS warns Turner
  • Dentons
  • United Kingdom
  • March 27 2009

APCIMS has welcomed the Turner review, but has stressed the need for proportionate regulation


ECOFIN discusses supervisory reform
  • Dentons
  • European Union
  • July 16 2010

The Council announced the meeting of Economics and Finance Ministers on 13 July was due to discuss financial supervisory reform and debate the Belgian presidency's priorities for it