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Results: 1-10 of 44

FSA censures firm for geared traded endowment failings
  • Dentons
  • United Kingdom
  • May 14 2010

FSA has censured a firm in voluntary liquidation for failings in selling and promoting geared traded endowment policies


FSA helps find a boiler room
  • Dentons
  • United Kingdom
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Structure of UK financial regulation: fix it or rip it up and start again?
  • Dentons
  • United Kingdom
  • September 22 2009

At last, regulators and policy makers seem to have finished analysing what went wrong with financial regulation


Commission on the conference circuit
  • Dentons
  • European Union
  • May 15 2009

Charlie McCreevy spoke:to the European Parliament on the future of EU financial supervision


FSA makes new rules on fines
  • Dentons
  • United Kingdom
  • March 5 2010

FSA made four sets of new rules at its February board meeting


FSA writes to Walker
  • Dentons
  • United Kingdom
  • October 9 2009

Sally Dewar has written to Sir David Walker expressing FSA’s support for his recommendations and saying FSA plans the following


FSA on the conference circuit
  • Dentons
  • United Kingdom
  • May 21 2010

FSA has been busy on the conference circuit in the past week


Hedge funds after the crisis
  • Dentons
  • Global, United Kingdom
  • May 12 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


Commission publishes summary of de Larosiere responses
  • Dentons
  • European Union
  • May 22 2009

The Commission has published a summary of responses it received to the de Larosiere report