We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 44

Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Commission consults on financial market supervision
  • Dentons
  • European Union
  • March 13 2009

Following the release of the de Larosiere report, the Commission is consulting on improving financial market supervision


APCIMS warns Turner
  • Dentons
  • United Kingdom
  • March 27 2009

APCIMS has welcomed the Turner review, but has stressed the need for proportionate regulation


New commissioner speaks on cleaning up the markets
  • Dentons
  • European Union
  • February 19 2010

In his first published speech since taking over as Internal Market Commissioner, Michel Barnier has spoken on the need to act fast to clean up financial markets


FSA makes new rules on fines
  • Dentons
  • United Kingdom
  • March 5 2010

FSA made four sets of new rules at its February board meeting


FSA makes new rules
  • Dentons
  • United Kingdom
  • April 1 2010

FSA made five sets of new rules at its March board meeting


FSA speaks on corporate governance
  • Dentons
  • United Kingdom
  • April 9 2010

Sally Dewar spoke on taking FSA's corporate governance agenda forward


FSA makes more new rules
  • Dentons
  • United Kingdom
  • June 4 2010

In addition to the new fees rules described above, FSA also made the changes to its Handbook through the following instruments at its May board meeting


FSA launches new online system for regulatory applications
  • Dentons
  • United Kingdom
  • June 4 2010

FSA is launching a web-based system for submission of regulatory applications for approved persons, appointed representatives, variations of permissions, passports, cancellations, waivers and standing data


AIFA responds to FSA fees for 201011
  • Dentons
  • United Kingdom
  • June 4 2010

AIFA has stated that the FSA's fees for 201011 mark "the start of the journey to fairness for IFA firms"