We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 44

Commission publishes summary of de Larosiere responses
  • Dentons
  • European Union
  • May 22 2009

The Commission has published a summary of responses it received to the de Larosiere report


FSSC to review advice NOS
  • Dentons
  • United Kingdom
  • April 24 2009

FSSC is to review the National Occupational Standards on providing financial advice


Commission plans conglomerates supervisory changes
  • Dentons
  • European Union
  • August 20 2010

The Commission has published its plans for a revised Financial Conglomerates Directive (FCD


Commission on the conference circuit
  • Dentons
  • European Union
  • May 15 2009

Charlie McCreevy spoke:to the European Parliament on the future of EU financial supervision


FSA helps find a boiler room
  • Dentons
  • United Kingdom
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors


FSA publishes international agenda
  • Dentons
  • United Kingdom
  • October 29 2010

FSA has published its current international agenda


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


FSA sets 201011 fees
  • Dentons
  • United Kingdom
  • June 4 2010

FSA has adopted its new consolidated policy statement on its fee-raising arrangements and fees and levies for 201011


FSA makes more new rules
  • Dentons
  • United Kingdom
  • June 4 2010

In addition to the new fees rules described above, FSA also made the changes to its Handbook through the following instruments at its May board meeting


FSA launches new online system for regulatory applications
  • Dentons
  • United Kingdom
  • June 4 2010

FSA is launching a web-based system for submission of regulatory applications for approved persons, appointed representatives, variations of permissions, passports, cancellations, waivers and standing data