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Results: 1-10 of 44

FSA on the conference circuit
  • Dentons
  • United Kingdom
  • June 18 2010

In the past week:Dan Waters spoke on SEC regulation outside the US: he looked at changes in the EU supervisory architecture and then moved to the differences between current Alternative Investment Fund Managers Directive proposals and the US position


Structure of UK financial regulation: fix it or rip it up and start again?
  • Dentons
  • United Kingdom
  • September 22 2009

At last, regulators and policy makers seem to have finished analysing what went wrong with financial regulation


FSA consults on FS Act implementation
  • Dentons
  • United Kingdom
  • April 30 2010

FSA is consulting on implementing some of its new powers and duties under the Financial Services Act 2010


Barnier speaks on priorities
  • Dentons
  • European Union
  • April 30 2010

Michel Barnier spoke on some of the Commission's priorities in its 2010 work programme


Belgian presidency outlines priorities
  • Dentons
  • European Union
  • July 9 2010

The new Belgian presidency of the EU has outlined its priorities for the next six months


IOSCO holds annual conference
  • Dentons
  • Global
  • June 19 2009

IOSCO held its annual conference in Tel Aviv


Council pleased with legislative changes
  • Dentons
  • European Union
  • June 26 2009

The Council welcomed the agreements on the CRD, CRA Regulation and Solvency II


FSSC to review advice NOS
  • Dentons
  • United Kingdom
  • April 24 2009

FSSC is to review the National Occupational Standards on providing financial advice


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


FSA makes more new rules
  • Dentons
  • United Kingdom
  • June 4 2010

In addition to the new fees rules described above, FSA also made the changes to its Handbook through the following instruments at its May board meeting