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Commission consults on financial market supervision
  • Dentons
  • European Union
  • March 13 2009

Following the release of the de Larosiere report, the Commission is consulting on improving financial market supervision


COBS telephone recording rules now in force
  • Dentons
  • United Kingdom
  • March 13 2009

The new rules in COBS that require firms to record telephone conversations in respect of dealings in certain financial instruments for or on behalf of clients took effect from 6 March


FSA speaks on hedge funds
  • Dentons
  • United Kingdom
  • March 27 2009

Dan Waters looked at regulatory challenges for fund managers


APCIMS warns Turner
  • Dentons
  • United Kingdom
  • March 27 2009

APCIMS has welcomed the Turner review, but has stressed the need for proportionate regulation


FSA says people should be frightened
  • Dentons
  • United Kingdom
  • March 20 2009

In a speech to a Reuters event, Hector Sants spoke of FSA’s role in intensive supervision and credible deterrence


Industry urges summit action
  • Dentons
  • Global
  • March 13 2009

A group of industry associations has written a briefing for the London Summit


IOSCO outlines priorities
  • Dentons
  • Global
  • March 13 2009

Jane Diplock, Chair of the New Zealand Securities Commission, spoke at a regulators’ summit on IOSCO’s priorities


FSA speaks on corporate governance
  • Dentons
  • United Kingdom
  • April 9 2010

Sally Dewar spoke on taking FSA's corporate governance agenda forward


FSA consults on Remuneration Code changes
  • Dentons
  • United Kingdom
  • August 6 2010

FSA is consulting on updating its Remuneration Code


Treasury publishes plans for new regulatory structure
  • Dentons
  • United Kingdom
  • July 30 2010

Treasury is consulting on plans for its new approach to financial regulation