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Results: 1-10 of 280

Commission urges EU co-ordination
  • Dentons
  • European Union
  • March 6 2009

The Commission has stressed the need for EU leaders to stay co-ordinated and take the lead in April at the G20 summit


IOSCO holds annual conference
  • Dentons
  • Global
  • June 19 2009

IOSCO held its annual conference in Tel Aviv


Council pleased with legislative changes
  • Dentons
  • European Union
  • June 26 2009

The Council welcomed the agreements on the CRD, CRA Regulation and Solvency II


IOSCO outlines priorities
  • Dentons
  • Global
  • March 13 2009

Jane Diplock, Chair of the New Zealand Securities Commission, spoke at a regulators’ summit on IOSCO’s priorities


OFT consults on NYSE Liffe
  • Dentons
  • United Kingdom
  • June 26 2009

OFT is consulting on its competition assessment following NYSE Liffe US LLC’s application to FSA to become a Recognised Overseas Investment Exchange


IOSCO consults on remedies for emerging markets
  • Dentons
  • Global
  • June 26 2009

IOSCO is consulting on responding to the financial crisis in emerging markets


Industry urges summit action
  • Dentons
  • Global
  • March 13 2009

A group of industry associations has written a briefing for the London Summit


COBS telephone recording rules now in force
  • Dentons
  • United Kingdom
  • March 13 2009

The new rules in COBS that require firms to record telephone conversations in respect of dealings in certain financial instruments for or on behalf of clients took effect from 6 March


CESR and ESCB publish settlement and CCP recommendations
  • Dentons
  • European Union
  • June 26 2009

CESR and ESCB have published a detailed set of recommendations for securities settlement systems and central counterparties


OECD looks at stock exchanges and corporate governance
  • Dentons
  • Global
  • July 3 2009

OECD has published a paper on the role of stock exchanges in corporate governance