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Results: 1-10 of 280

Commission publishes summary of de Larosiere responses
  • Dentons
  • European Union
  • May 22 2009

The Commission has published a summary of responses it received to the de Larosiere report


FSA pleased with dealing commission changes
  • Dentons
  • United Kingdom
  • April 9 2009

FSA has carried out a post-implementation review of the changes it made to its dealing commission rules


FSB looks at reliance on CRA ratings
  • Dentons
  • United Kingdom
  • November 5 2010

FSB has published some principles that will reduce reliance on Credit Rating Agency (CRA) ratings in standards, laws and regulations


FSSC to review advice NOS
  • Dentons
  • United Kingdom
  • April 24 2009

FSSC is to review the National Occupational Standards on providing financial advice


Commission consults on securities holding improvements
  • Dentons
  • European Union
  • April 24 2009

As part of its drive to improve the legal framework for "intermediated securities", the Commission has launched a consultation on the legal certainty and efficiency of securities holding and transactions


CESR pleased with disclosures
  • Dentons
  • European Union
  • November 5 2010

CESR is pleased with the improvements it found in financial instruments disclosures


FSB makes SIFI recommendations
  • Dentons
  • Global
  • November 5 2010

FSB has published recommendations for the enhanced supervision of systemically important financial institutions (SIFIs


Commission plans conglomerates supervisory changes
  • Dentons
  • European Union
  • August 20 2010

The Commission has published its plans for a revised Financial Conglomerates Directive (FCD


FOA responds on OTC standardisation
  • Dentons
  • European Union
  • August 20 2010

FOA has responded to CESR's consultation on standardisation and exchange trading of OTC derivatives


Treasury consults on settlement and collateral directives
  • Dentons
  • United Kingdom
  • August 20 2010

Treasury is consulting on implementation of the changes to the Settlement Finality Directive (SFD) and the Financial Collateral Directive (FCD) in the UK