We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 165

Industry responds on Remuneration Code
  • Dentons
  • United Kingdom
  • October 15 2010

AFME has responded to FSA's consultation on revisions to the Remuneration Code


FSA explains general guidance principles
  • Dentons
  • United Kingdom
  • October 15 2010

FSA has announced a new consultation process for general guidance


Parliament publishes dark pools report
  • Dentons
  • United Kingdom
  • October 15 2010

Parliament's Economic and Monetary Affairs Committee (ECON) has published a draft report by Kay Swinburne that looks at regulation of trading in financial instruments, including dark pools


IMA responds on remuneration
  • Dentons
  • United Kingdom
  • October 15 2010

IMA has responded to FSA's consultation on changes to the Remuneration Code


FSA speaks on SIFs
  • Dentons
  • United Kingdom
  • October 15 2010

Rosalie Judd of FSA has spoken on the changes to FSA's approved persons vetting regime and its significant influence function review


FSA publishes financial stability strategy
  • Dentons
  • United Kingdom
  • October 15 2010

FSA has published a document looking at how it intends to use its new financial stability objective


FSA on the conference circuit
  • Dentons
  • United Kingdom
  • May 21 2010

FSA has been busy on the conference circuit in the past week


Treasury looks to the future
  • Dentons
  • United Kingdom
  • May 8 2009

Treasury has published a report of the Financial Services Competitiveness Group, of which the Chancellor is a co-chair


FSA bans and fines fund manager for mismarking
  • Dentons
  • United Kingdom
  • May 1 2009

FSA has banned Loic Albert Antoine Montserret and fined him £35,000


FSA helps find a boiler room
  • Dentons
  • United Kingdom
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors