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Results: 1-10 of 165

FSA publishes overseas firms COMP waiver by consent
  • Dentons
  • United Kingdom
  • December 11 2009

FSA has published a waiver by consent that will be available to firms who apply for it from 1 January


IMA pleased with corporate governance plans
  • Dentons
  • United Kingdom
  • December 11 2009

IMA is pleased the FRC plans to reform the Corporate Governance Code (previously the Combined Code) only where appropriate for all listed companies


FSA speaks on UK and EU futures
  • Dentons
  • European Union, United Kingdom
  • December 11 2009

Thomas Huertas, in a short speech, highlighted how three factors that defined methods of business before the crisis no longer exist and that changes are necessary and inevitable


OFT publishes report on NYSE LIFFE
  • Dentons
  • United Kingdom
  • December 11 2009

OFT has published its report on NYSE LIFFE, LLC's application to become a recognised overseas investment exchange


Structure of UK financial regulation: fix it or rip it up and start again?
  • Dentons
  • United Kingdom
  • September 22 2009

At last, regulators and policy makers seem to have finished analysing what went wrong with financial regulation


IMA welcomes payroll tax guidance
  • Dentons
  • United Kingdom
  • January 8 2010

IMA welcomed the clarifications and extra FAQs HMRC added to its guidance on the bank payroll tax on 24 December


BBA responds on inducements and advice
  • Dentons
  • United Kingdom, European Union
  • January 8 2010

BBA has responded to two CESR consultations relating to MiFID


FSA on the conference circuit
  • Dentons
  • United Kingdom
  • October 8 2010

In the past week:Lord Turner spoke on successful regulatory reform: he stressed the most important aspects as higher capital and liquidity standards, measures to address the "too big to fail" problem and better macro-prudential analysis and policy tools


FSA consults on Remuneration Code changes
  • Dentons
  • United Kingdom
  • August 6 2010

FSA is consulting on updating its Remuneration Code


CLLs responds on MAD
  • Dentons
  • European Union, United Kingdom
  • August 13 2010

CLLS has responded to the Commission review of the Market Abuse Directive