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Results: 1-10 of 165

FSA makes operational changes
  • Dentons
  • United Kingdom
  • July 10 2009

FSA has announced a new operational structure which will take effect from 1 October


FSA consults on bigger fines
  • Dentons
  • United Kingdom
  • July 10 2009

FSA has published its plans for a consistent and more transparent framework for calculating financial penalties


FSA says people should be frightened
  • Dentons
  • United Kingdom
  • March 20 2009

In a speech to a Reuters event, Hector Sants spoke of FSA’s role in intensive supervision and credible deterrence


FSA consults on remuneration policies
  • Dentons
  • United Kingdom
  • March 20 2009

Following FSA’s publication of a draft Code of practice on remuneration at the end of February, it is now consulting on incorporating the Code (which it has revised considerably since its publication) into its Handbook


MiFID plus one would FSA be happy with your policies?
  • Dentons
  • United Kingdom
  • March 10 2009

Firms have had over a year to comply with FSA’s rules that implemented MiFID


FSA speaks on hedge funds
  • Dentons
  • United Kingdom
  • March 27 2009

Dan Waters looked at regulatory challenges for fund managers


APCIMS warns Turner
  • Dentons
  • United Kingdom
  • March 27 2009

APCIMS has welcomed the Turner review, but has stressed the need for proportionate regulation


FSA publishes lessons from Senior Supervisors Group
  • Dentons
  • United Kingdom
  • October 23 2009

FSA has published the results of discussions of the Senior Supervisors Group, which highlight risk management lessons from the financial crisis


COBS telephone recording rules now in force
  • Dentons
  • United Kingdom
  • March 13 2009

The new rules in COBS that require firms to record telephone conversations in respect of dealings in certain financial instruments for or on behalf of clients took effect from 6 March


Europe agrees economic aims ahead of summit
  • Dentons
  • United Kingdom
  • March 27 2009

The Prime Minister has told the Commons about the European Council meeting last week that, among other things, agreed measures to put to the G20 relating to changes in banking and financial services regulation