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Results: 1-10 of 165

FSA censures firm for geared traded endowment failings
  • Dentons
  • United Kingdom
  • May 14 2010

FSA has censured a firm in voluntary liquidation for failings in selling and promoting geared traded endowment policies


Treasury speaks on corporate governance
  • Dentons
  • United Kingdom
  • April 1 2010

Paul Myners spoke on corporate governance


FSA makes new rules
  • Dentons
  • United Kingdom
  • April 1 2010

FSA made five sets of new rules at its March board meeting


IMA pleased with corporate governance plans
  • Dentons
  • United Kingdom
  • December 11 2009

IMA is pleased the FRC plans to reform the Corporate Governance Code (previously the Combined Code) only where appropriate for all listed companies


FSA bans and fines hedge fund manager for mis-marking
  • Dentons
  • United Kingdom
  • February 5 2010

FSA has banned Simon Treacher, a senior fund manager, and fined him £140,000


FSA reveals market-wide exercise results
  • Dentons
  • United Kingdom
  • February 12 2010

FSA has published the results of a market-wide exercise carried out by the Tripartite authorities in November


Structure of UK financial regulation: fix it or rip it up and start again?
  • Dentons
  • United Kingdom
  • September 22 2009

At last, regulators and policy makers seem to have finished analysing what went wrong with financial regulation


Treasury on the conference circuit
  • Dentons
  • United Kingdom
  • September 25 2009

Paul Myners, Financial Services Secretary, spoke on the AIFMD proposal


FSA says senior management must commit to change
  • Dentons
  • United Kingdom
  • November 13 2009

Hector Sants, speaking at Bloomberg, said FSA has changed its regime and is delivering on its outcome-based supervisory programme


LIBA briefs on MiFID review
  • Dentons
  • United Kingdom
  • November 13 2009

LIBA has published a briefing paper looking at the effects MiFID has had on the equity markets and looks at two aspects likely to be important in next year’s MiFID review