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Results: 1-10 of 165

FSA consults on fees and levies
  • Dentons
  • United Kingdom
  • October 29 2010

FSA is consulting on policy proposals for its fees and levies


Parliament holds clearing and settlement event
  • Dentons
  • United Kingdom
  • October 29 2010

At a lunch event on clearing and settlement, Judith Hardt of the Federation of European Securities Exchanges spoke on the role of the G-20 recommendations


LSE responds on regulatory structure
  • Dentons
  • United Kingdom
  • October 29 2010

LSE has responded to Treasury's consultation on the UK regulatory structure


FSA consults on operational risk guidance
  • Dentons
  • United Kingdom
  • October 29 2010

FSA is consulting on potential guidance on enhancing frameworks in the standardised approach (TSA) to operational risk


FSA publishes international agenda
  • Dentons
  • United Kingdom
  • October 29 2010

FSA has published its current international agenda


FSB looks at reliance on CRA ratings
  • Dentons
  • United Kingdom
  • November 5 2010

FSB has published some principles that will reduce reliance on Credit Rating Agency (CRA) ratings in standards, laws and regulations


SDRT changes for exchanges and clearing houses
  • Dentons
  • United Kingdom
  • June 5 2009

The Liquidnet H2O Multilateral Trading Facility is an RIE and SIX X-CLEAR AG an RCH for the purposes of the stamp duty and SDRT exemptions that apply to certain securities transfers and trades


FMLC publishes papers
  • Dentons
  • European Union, United Kingdom
  • June 12 2009

FMLC has published several papers


FSA publishes new Market Watch
  • Dentons
  • United Kingdom
  • June 12 2009

The latest edition of Market Watch focuses on post-trade reporting requirements


Lords criticise European proposals
  • Dentons
  • European Union, United Kingdom
  • June 19 2009

The House of Lords' EU committee is concerned about certain aspects of the Commission’s latest round of proposals