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COBS telephone recording rules now in force
  • Dentons
  • United Kingdom
  • March 13 2009

The new rules in COBS that require firms to record telephone conversations in respect of dealings in certain financial instruments for or on behalf of clients took effect from 6 March


FSA speaks on hedge funds
  • Dentons
  • United Kingdom
  • March 27 2009

Dan Waters looked at regulatory challenges for fund managers


APCIMS warns Turner
  • Dentons
  • United Kingdom
  • March 27 2009

APCIMS has welcomed the Turner review, but has stressed the need for proportionate regulation


FSA says people should be frightened
  • Dentons
  • United Kingdom
  • March 20 2009

In a speech to a Reuters event, Hector Sants spoke of FSA’s role in intensive supervision and credible deterrence


FSA speaks on corporate governance
  • Dentons
  • United Kingdom
  • April 9 2010

Sally Dewar spoke on taking FSA's corporate governance agenda forward


FSA consults on Remuneration Code changes
  • Dentons
  • United Kingdom
  • August 6 2010

FSA is consulting on updating its Remuneration Code


Treasury publishes plans for new regulatory structure
  • Dentons
  • United Kingdom
  • July 30 2010

Treasury is consulting on plans for its new approach to financial regulation


Commission publishes supporting CRA documents
  • Dentons
  • United Kingdom
  • June 11 2010

Following the Commission's announcement of its proposals for CRA supervision (see FReD This Week 4 June) it has also published backup papers


FSA on the conference circuit
  • Dentons
  • United Kingdom
  • October 8 2010

In the past week:Lord Turner spoke on successful regulatory reform: he stressed the most important aspects as higher capital and liquidity standards, measures to address the "too big to fail" problem and better macro-prudential analysis and policy tools


Industry responds on Remuneration Code
  • Dentons
  • United Kingdom
  • October 15 2010

AFME has responded to FSA's consultation on revisions to the Remuneration Code