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Results: 1-10 of 165

Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


FSA speaks on corporate governance
  • Dentons
  • United Kingdom
  • April 9 2010

Sally Dewar spoke on taking FSA's corporate governance agenda forward


FSA and SEC meet on strategy
  • Dentons
  • United Kingdom, USA
  • February 5 2010

Lord Turner and Hector Sants met the SEC Chair, Mary Shapiro, to discuss current matters of mutual interest


FSA warns of share fraud hit list
  • Dentons
  • United Kingdom
  • February 5 2010

FSA and the City of London Police have written to 6,500 addresses they found on a master list they believe is being circulated to share boiler rooms


Industry responds on Remuneration Code
  • Dentons
  • United Kingdom
  • October 15 2010

AFME has responded to FSA's consultation on revisions to the Remuneration Code


Parliament publishes dark pools report
  • Dentons
  • United Kingdom
  • October 15 2010

Parliament's Economic and Monetary Affairs Committee (ECON) has published a draft report by Kay Swinburne that looks at regulation of trading in financial instruments, including dark pools


IMA responds on remuneration
  • Dentons
  • United Kingdom
  • October 15 2010

IMA has responded to FSA's consultation on changes to the Remuneration Code


FSA explains general guidance principles
  • Dentons
  • United Kingdom
  • October 15 2010

FSA has announced a new consultation process for general guidance


FSA speaks on SIFs
  • Dentons
  • United Kingdom
  • October 15 2010

Rosalie Judd of FSA has spoken on the changes to FSA's approved persons vetting regime and its significant influence function review


FSA publishes financial stability strategy
  • Dentons
  • United Kingdom
  • October 15 2010

FSA has published a document looking at how it intends to use its new financial stability objective