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Financial Regulatory Developments 8 May - The Joint Committee of European Supervisory Authorities (ESAS) (ESMAEBAEIOPA)
  • Dentons
  • European Union
  • May 8 2015

The Joint Committee of the ESAs has published its fifth "Report on Risks and Vulnerabilities in the EU Financial System". Overall, the report found


Financial Regulatory Developments 8 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 8 2015

ESMA has published its final guidelines setting out a common, uniform and consistent application of the definitions of commodity derivatives under C6


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the


Financial Regulatory Developments 23 January - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • January 23 2015

ESMA has concluded a Memorandum of Understanding (MOU) with the Hong Kong Securities and Futures Commission (HK SFC). The MoU establishes cooperation


Financial Regulatory Developments 23 January - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • January 23 2015

PRA has published a policy statement with final rules on its consultation on implementing the BRRD, together with supervisory statements on recovery


Financial Regulatory Developments 23 January - Cases
  • Dentons
  • United Kingdom
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435


Financial Regulatory Developments 29 August - European Systemic Risk Board (ESRB)
  • Dentons
  • European Union
  • August 29 2014

ESRB is generally supportive of ESMA's proposal to subject certain classes of OTC interest rate derivatives to central clearing. However, its


Financial Regulatory Developments 29 August - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • August 29 2014

FCA has published a report on how the industry is dealing with the reporting obligations the European Market Infrastructure Regulation (EMIR) imposes


Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will


Outsourcing by UK-based fund managers: identifying and applying the rules
  • Dentons
  • United Kingdom
  • October 6 2014

UK-based fund managers must comply with increasingly complex, and ever-changing regulation. The regulatory structure covers overarching principles of