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Results: 1-10 of 1,590

Financial Regulatory Developments 22 August - Financial Stability Board (FSB)
  • Dentons
  • European Union
  • August 22 2014

FSB has made public the feedback it has received in relation to its consultative report on foreign exchange benchmarks. (Source: Comments on Forex


Financial Regulatory Developments 22 August - The City of London Law Society (CLLS)
  • Dentons
  • United Kingdom
  • August 22 2014

CLLS has published its response to ESMA's consultation paper (CP) on the technical advice it is to provide under, mainly, the recast Markets in


Financial Regulatory Developments 3 October - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • October 3 2014

ESMA has published a consultation on draft technical advice to the Commission on depositary requirements under UCITS V. UCITS V upgrades the duties


Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators
  • Dentons
  • United Kingdom
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that


Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because


Financial Regulatory Developments 15 August - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • August 15 2014

ESMA has published the official translations of its guidelines on reporting requirements under the Alternative Investment Fund Managers Directive


Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid


Financial Regulatory Developments 18 July - European Commission (Commission)
  • Dentons
  • European Union
  • July 18 2014

The Commission services are consulting on the potential economic consequences of country-by-country reporting under the fourth Capital Requirements


Financial Regulatory Developments 18 July - European Central Bank (ECB)
  • Dentons
  • European Union
  • July 18 2014

ECB has published its opinion on the proposed Regulation on reporting and transparency of securities financing transactions (SFT Regulation). It


Financial Regulatory Developments 18 July - Legislation
  • Dentons
  • United Kingdom
  • July 18 2014

Various legislation made under the Banking Act 2009 relating to the application of the Special Resolution Regime to investment firms takes effect on