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UCITS V Corrigendum published in OJEU
  • Dentons
  • European Union
  • March 4 2016

A Corrigendum to the fifth Undertakings for the Collective Investment in Transferable Securities Directive (UCITS V) has been published in the OJEU


IOSCO reviews benchmarks implementation by IBOR administrators
  • Dentons
  • Global
  • March 4 2016

IOSCO has published its second review of the implementation of IOSCO's Principles for Financial Benchmarks by the administrators of EURIBOR, LIBOR


ESMA reports on risks and costs of CCP interoperability
  • Dentons
  • European Union
  • March 4 2016

ESMA has published its final report on systemic risk and cost implications of interoperable arrangements between CCPs established under EMIR. It


Financial Regulatory Developments 3 July - European Systemic Risk Board (ESRB)
  • Dentons
  • European Union
  • July 3 2015

ESRB has updated its systemic Risk Dashboard. (Source: ESRB Risk Dashboard Update Overview


Financial Regulatory Developments 15 May - Joint Committee of European Supervisory Authorities (ESAS) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • May 15 2015

The ESAs have published the responses to the consultation on draft guidelines for cross-selling practices. There were 33 responses to the


Financial Regulatory Developments 15 May - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • May 15 2015

IOSCO has published a report titled "Sound Practices at Large Intermediaries: Alternatives to the Use of Credit Ratings to Assess Creditworthiness"


FCA updates good liquidity management practice for investment managers
  • Dentons
  • United Kingdom
  • March 4 2016

FCA has updated its page on liquidity management to share good industry practice it observed during its assessment of risks posed in the fixed income


Financial Regulatory Developments 26 June - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • June 26 2015

ESMA has written to the Commission to inform it that it intends to delay its draft technical standards for the Central Securities Depositories


Financial Regulatory Developments 26 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 26 2015

FCA and PRA have published a joint policy statement on new remuneration rules, together with new rules, guidance and policy papers. The changes apply


Financial Regulatory Developments 31 July - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • July 31 2015

IOSCO has published a thematic review of progress in the regulation of derivative market intermediaries (DMS). In general, the review found that