We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 1,814

Financial Regulatory Developments 31 October - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • October 31 2014

BoE has published an approach document setting out how it would deal with resolving a failed bank, building society or investment firm. It looks at


Financial Regulatory Developments 31 October - Financial Stability Board (FSB)
  • Dentons
  • Global
  • October 31 2014

FSB has published a report to the G-20 on the cross-border consistencies and global financial stability implications of regulatory reforms to the


Financial Regulatory Developments 31 October - Department for Business, Innovation and Skills (BIS)
  • Dentons
  • United Kingdom
  • October 31 2014

BIS has published the Government's progress report on the implementation of the Kay Review of UK equity markets and long-term decision making. The


Financial Regulatory Developments 17 April - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • April 17 2015

ESMA has published the responses to its discussion paper on the share classes of UCITS. (Source: Discussion Paper: Share Classes of UCITS


Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 15 2015

ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments


Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


Financial Regulatory Developments 13 February - the Joint Forum (Basel Committee on Banking Standards (BCBS)International Organization of Securities Commissions (IOSCO)IAIS)
  • Dentons
  • Global
  • February 13 2015

He Joint Forum is consulting on recommendations for credit risk management across sectors. In compiling the report it surveyed supervisors and firms


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 6 March - European Parliament (EP)
  • Dentons
  • European Union
  • March 6 2015

He Economic and Monetary Affairs Committee (ECON) within EP has published its report and recommendations for change to the proposed Regulation on