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Results: 1-10 of 1,814

Financial Regulatory Developments 31 January - European Banking Authority (EBA)
  • Dentons
  • European Union
  • January 31 2014

EBA has finalised and submitted to the Commission its draft Regulatory Technical Standards (RTS) on own funds requirements for investment firms based


Financial Regulatory Developments 31 January - Agency for the Cooperation of Energy Regulators (ACER)
  • Dentons
  • European Union
  • January 31 2014

On 18 February ACER is holding a roundtable on the implementation of the Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) to


EP publishes texts of CRD4 agreement
  • Dentons
  • European Union
  • April 26 2013

EP has published the text of the final version of the Capital Requirements Directive and Regulation (CRD4CRR) agreed with EP in March. (Source: CRD4


ECON reports on UCITS V
  • Dentons
  • European Union
  • May 17 2013

ECON in the EP has published its report with suggested amendments to the Commission's UCITS V proposal. Many of the amendments relate to the scope of


Commission publishes responses to UCITS 6 consultation
  • Dentons
  • European Union
  • February 15 2013

The Commission has published the response to its consultation on UCITS: Product Rules, Liquidity Management, Depositary, Money Market Funds and


Financial Regulatory Developments 4 April - Joint Committee of the European Supervisory Authorities (ESAs)
  • Dentons
  • European Union
  • April 4 2014

The ESAs have published their third joint report on risks and vulnerabilities in the EU financial system. Among other risks, the report notes those


Financial Regulatory Developments 11 April - Cases
  • Dentons
  • United Kingdom
  • April 11 2014

The High Court has held a preliminary hearing in a case FCA brought against the promoters and operators of four investment schemes. The question was


Financial Regulatory Developments 4 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led


Financial Regulatory Developments 14 November - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • November 14 2014

ESMA has launched a call for evidence to help it draft its Opinion on passporting under the Alternative Investment Fund Managers Directive (AIFMD


Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom, USA
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations