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Results: 1-10 of 1,814

FCA publishes AIF depositary forms
  • Dentons
  • United Kingdom
  • June 7 2013

FCA has published in draft forms that authorised firms wanting to vary their permission to become Alternative Investment Fund (AIF) depositaries can


Treasury publishes funds regulations
  • Dentons
  • United Kingdom
  • June 14 2013

The Alternative Investment Fund Managers Regulations 2013 in draft: these Regulations need approval from both Houses of Parliament and constitute


EBA publishes quarterly risk dashboard
  • Dentons
  • European Union
  • November 1 2013

EBA has published the Risk Dashboard for the third quarter of 2013. Although the overall conditions of EU banks have improved, the dashboard reflects


BOE reviews liquidity insurance facilities
  • Dentons
  • United Kingdom
  • November 1 2013

BoE has announced changes to its role as backstop liquidity provider to the UK financial system. The reform, which is now reflected in the BoE's "Red


Financial Regulatory Developments 27 June - European Commission (Commission)
  • Dentons
  • European Union
  • June 27 2014

The Commission has published the responses it has received on its consultation on the delineation between FX spot and derivative contracts. The


FSA speaks on transaction monitoring
  • Dentons
  • United Kingdom
  • February 8 2013

Patrick Spens, head of Market Monitoring at FSA, has addressed firms on their transaction monitoring obligations. In December FSA sent a letter to


Financial Regulatory Developments 13 June - European Commission (Commission)
  • Dentons
  • European Union
  • June 13 2014

The Commission has published lists setting out the state of play of Regulatory and Implementing Technical Standards (RTS and ITS) it needs to make


Financial Regulatory Developments 16 May - European Banking Authority (EBA)
  • Dentons
  • European Union
  • May 16 2014

EBA is consulting, until 7 July, on draft Regulatory Technical Standards (RTS) on the conditions to national authorities' exercise of their


Financial Regulatory Developments 17 April - Investment Management Association (IMA)
  • Dentons
  • Global
  • April 17 2014

IMA has announced the investment activities of the Association of British Insurers (ABI) is to merge with IMA. (Source: IMA and ABI to Merge


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned