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Results: 1-10 of 2,402

The Senior Managers and Certification Regimes - A new framework for personal accountability - employment aspects
  • Burges Salmon LLP
  • United Kingdom
  • April 26 2016

The Senior Managers and Certification Regimes are the cornerstones of the regulators' drive towards increased personal accountability in the


UK Regulator Publishes Policy Statement and Supervisory Statement on Board Responsibilities
  • Shearman & Sterling LLP
  • United Kingdom
  • April 8 2016

On March 31, 2016, the PRA published a Policy Statement and Supervisory Statement on board responsibilities. The Policy is relevant to all


Luxembourg Legal Update - April 2016
  • Clifford Chance LLP
  • European Union, Luxembourg, OECD
  • April 4 2016

On 23 December 2015, Regulation (EU) N20152365 on transparency of securities financing transactions and of reuse (SFTR) was published in the


Financial Services Update: Authorisation Requirements and Standards for Credit Servicing Firms
  • Mason Hayes & Curran
  • Ireland
  • March 23 2016

Following the enactment in July 2015 of the Consumer Protection (Regulation of Credit Servicing Firms) Act 2015 (the "2015 Act"), the Central Bank


Australia’s FinTech Future - Government strategy and priorities released
  • King & Wood Mallesons
  • Australia
  • March 20 2016

Today, the Australian Government released "Backing Australian Fintech", setting out strategies and priorities to encourage and develop the growth of


What does the future look like for SME complainants?
  • Kennedys Law LLP
  • United Kingdom
  • March 17 2016

In November 2015, the Financial Conduct Authority (FCA) issued a discussion paper entitled 'Our approach to SMEs as users of financial services'. We


Extending the PRA’s powers over auditors and actuaries
  • RPC
  • United Kingdom
  • March 15 2016

Auditors and actuaries are used to being overseen by the Financial Reporting Council (FRC). In a 2015 Consultation Paper, the PRA signalled that it


Bracing for Brexit: countdown to impact.
  • Shoosmiths LLP
  • European Union, United Kingdom
  • March 10 2016

With increasing numbers campaigning for Britain to leave the EU, ever closer union is looking ever more uncertain. Opinion about the positive and


Beyond compliance: Financial services firms are working hard at changing culture
  • FTI Consulting Inc
  • United Kingdom
  • February 29 2016

The global economy has moved on from the crash of 2008 but the banking and broader financial services industries are still recovering from the shock


2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon