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Fall 2016 The Class Action Chronicle
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • October 18 2016

The Fall 2016 edition focuses on rulings issued between May 15, 2016, and August 15, 2016

Debarment of delinquent fais representatives
  • Cliffe Dekker Hofmeyr
  • South Africa
  • October 17 2016

Once signed into law, the Financial Sector Regulation Bill (Twin Peaks Bill) will significantly amend the current s14 of the Financial Advisory and

CFPB Single-Director Structure Unconstitutional: CFPB Director Now Serves at President’s Will
  • Sutherland Asbill & Brennan LLP
  • USA
  • October 14 2016

A divided panel of the U.S. Court of Appeals for the District of Columbia Circuit ruled October 11, 2016, that the current structure of the Consumer

FCA plans to apply conduct rules to NEDs in banks and insurers
  • RPC
  • United Kingdom
  • October 5 2016

On 28 September the FCA published a Consultation Paper (CP1627) setting out its intention to apply individual rules of conduct to all directors

The individual accountability regime for senior managers - updates, tweaks and the story so far
  • CMS
  • United Kingdom
  • September 30 2016

The regulators have used the half-year mark following implementation of the Senior Managers and Certification Regime (SM&CR) and the Senior Insurance

New challenges for supervisory boards and Audit Committees
  • Wolf Theiss
  • European Union
  • September 12 2016

On June 17, 2016, new EU statutory audit rules became applicable throughout the European Union. Their aim is to enhance transparency of financial

Legal Alert: NAIC Report: 2016 Summer National Meeting
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 7 2016

The National Association of Insurance Commissioners (NAIC) held its 2016 Summer National Meeting from August 26 through August 29 in San Diego

Risking it all
  • Charles Russell Speechlys LLP
  • United Kingdom
  • September 1 2016

In the case of both culture and regulation, approaches by the larger banks and financial institutions have translated into the wider market. The 2009

What Community Bank Board Members Need to Know About D&O
  • Murtha Cullina LLP
  • USA
  • August 16 2016

A bank director's responsibilities are similar to directors of other types of corporations, including the duties of loyalty and care. Federal banking

FSB launches thematic peer review on corporate governance
  • Eversheds
  • Global, OECD
  • August 11 2016

On 8 August 2016 the Financial Stability Board (FSB) launched a peer review. The peer review focuses on the implementation of the G20's Principles of