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Legal Alert: NAIC Report: 2016 Spring National Meeting
  • Sutherland Asbill & Brennan LLP
  • USA
  • May 24 2016

The National Association of Insurance Commissioners (NAIC) held its 2016 Spring National Meeting from April 1 through April 6 in New Orleans

Appointed Representatives permitted to advise on conversion and transfer of pension benefits in new Act
  • Farrer & Co LLP
  • United Kingdom
  • May 18 2016

Appointed Representatives are now expressly permitted to advise on the conversion or transfer of pension benefits under the Bank of England and

FCA reports on retail advice market
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a report following its survey of firms providing retail investment advice to inform the Financial Advice Market Review and FCA’s

FCA confirms COMP changes
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a policy statement confirming changes to the Compensation Sourcebook (COMP). See also FReD 29 April 2016 and FReD 4 December 2015

UK Regulator Consults on Regulation of Secondary Annuity Market
  • Shearman & Sterling LLP
  • United Kingdom
  • May 5 2016

On April 21, 2016, the FCA published a consultation paper on its proposed rules and guidance for the secondary annuity market due to start in April

The FCA's first year as a competition regulator - Competition and Markets Authority report
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • May 3 2016

The FCA was granted 'concurrent' powers to enforce UK and EU competition law and investigate markets alongside the Competition and Markets Authority

FSCS announces its final levy for 201617
  • Dentons
  • United Kingdom
  • April 29 2016

FSCS has announced its final levy for 201617, at £337 million. This is £26 million less than the levy forecast in FSCS’s plan and budget. Most

Nutter Bank Report, April 2016
  • Nutter McClennen & Fish LLP
  • USA
  • April 28 2016

The FDIC has approved a proposed a rule that will be issued jointly with the other federal banking agencies, the Securities and Exchange Commission

Regulators Release Revised Proposed Executive Compensation Rules
  • Morgan Lewis & Bockius LLP
  • USA
  • April 26 2016

Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) instructed six federal financial regulatory

Fiduciary Rule and Puerto Rico in Focus for Financial Services Lawmakers; SEC, CFTC, FDIC to Hold Meetings
  • Squire Patton Boggs
  • USA
  • April 25 2016

Last week, on April 19, just one day after Senate Republicans introduced a resolution to disapprove and nullify the Department of Labor’s (DOL