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Judge Schofield Dismisses ERISA Claims Related to FX Price Fixing
  • Steptoe & Johnson LLP
  • USA
  • August 24 2016

In an opinion yesterday, Judge Schofield dismissed a case brought purportedly on behalf of various ERISA benefit plans against banks accused of

Investment Management Legal Regulatory Update - August 2016
  • Morrison & Foerster LLP
  • USA
  • August 16 2016

First, the SEC required funds to designate a Chief Compliance Officer. Then, the SEC proposed that funds designate a liquidity risk manager and

News updates: employment and the financial services sector August 2016
  • Eversheds
  • European Union, United Kingdom
  • August 10 2016

The FCA and the Bank of England have released statements on Brexit confirming that existing financial regulation will remain in place and that the

Five tips to organise your financial life
  • Russell Kennedy
  • Australia
  • August 10 2016

The foundation to your Finances is how much money you have set aside for a rainy day. Setting up an automatic transfer the day after you get paid

Estate Tax Changes Past, Present and Future - August 2016
  • McGuireWoods LLP
  • USA
  • August 6 2016

This outline is a selective and evolving review of the history of the modern federal estate tax. It originated during the attempts to repeal the

SEC proposes business continuity and transition plan requirements for investment advisers; staff issues guidance for registered funds
  • Morgan Lewis & Bockius LLP
  • USA
  • August 5 2016

On June 28, 2016, the US Securities and Exchange Commission (SEC) proposed new Rule 206(4)-4 (Proposed Rule) under the Investment Advisers Act of

New FinCEN Rules: Customer Due Diligence to Prevent "Criminals, Kleptocrats, and Others" from Hiding Ill-gotten Proceeds
  • Haynes and Boone LLP
  • USA
  • August 3 2016

As part of the Obama Administration’s continuing efforts to curb money laundering and other international corruption, on July 11, 2016 the final

Pension redress methodology - more changes afoot?
  • RPC
  • United Kingdom
  • August 3 2016

Unsuitable DB pension transfer to personal pension? Advisers have woken up this morning to the Financial Conduct Authority's announcement that next

Qatar Court of Cassation Finds Individual Company Members Can Represent Company
  • Al Tamimi & Company - Advocates and Legal Consultants
  • Qatar
  • July 25 2016

The Qatar Court of Cassation issued an important judgment at the end of May 2016, when it ordered a Qatari bank to pay a Bahraini bank’s director and

Stimulus Package for Insurance Companies and Pension Funds has now been revoked by the OJK
  • Baker & McKenzie
  • Indonesia
  • July 22 2016

On 31 August 2015, the Financial Services Authority (Otoritas Jasa Keuangan or "OJK") issued several circular letters as a stimulus policy package to