We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 2,486

Governance & Securities Law Focus: Latin America Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • October 26 2016

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of

Incentive Compensation for Employees: Instead of Increasing Banks' Bottom Lines, These Arrangements May Increase the Risk of Fines
  • Sutherland Asbill & Brennan LLP
  • USA
  • October 26 2016

The New York State Department of Financial Services (DFS) recently issued guidance to regulated banking institutions (Institutions) prohibiting them

Monitoring incentive compensation: either create a tail, or Chase yours
  • Paul Hastings LLP
  • USA
  • October 24 2016

Last week, the president of the New York Federal Reserve understandably warned banks to continually assess their incentive compensation structures. He

Bill extends time limit for certain FSO Complaints (18 October 2016)
  • A&L Goodbody
  • Ireland
  • October 18 2016

The Government has published the General Scheme of the Financial Services and Pensions Ombudsman Bill 2016 which can be found here. The Bill, in Head

The Financial Report, 13 October 2016, News from Europe
  • DLA Piper LLP
  • China, European Union, United Kingdom
  • October 13 2016

The UK Financial Conduct Authority published a feedback statement that contains responses to its Discussion Paper on smarter consumer communications

Calendar Of Key Issues - An Interactive Guide To The Legal Milestones Ahead - October 2016
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • October 12 2016

This guide identifies the key developments, trends and issues we expect to be on the legal agenda over the coming years. It is easy to navigate with

Canadian Deposit Insurance - Framework Under Review
  • McCarthy Tétrault LLP
  • Canada
  • October 4 2016

On September 16, 2016, Canada’s federal Department of Finance launched a consultation process on the deposit insurance framework. The consultation

Mitigating Risks for Cross-Selling Incentive Compensation at Financial Institutions
  • Holland & Knight LLP
  • USA
  • October 4 2016

Incentive-based compensation at financial institutions have come under increasing scrutiny and regulation, and the scrutiny will only increase due to

Interesting Angles on the DOL’s Fiduciary Rule 22
  • Drinker Biddle & Reath LLP
  • USA
  • October 4 2016

This is my twenty-second article about interesting observations concerning the fiduciary rule and exemptions. While the application of the new

Fund Finance Market Review - Fall 2016
  • Mayer Brown LLP
  • European Union, United Kingdom, USA
  • September 26 2016

Fund Financings continued positive growth and strong credit performance as an asset class through Q2 2016. Capital call subscription credit