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Results: 1-10 of 486

OSFI updates Financial Assessment Criteria for Composite Risk Rating
  • McMillan LLP
  • Canada
  • December 3 2015

Since 2002, the Office of the Superintendent of Financial Institutions ("OSFI") has been providing the Federally Regulated Financial Institutions


Robo-advising: how easy is it to add an online advice platform to your existing services?
  • AUM Law Professional Corp
  • Canada
  • November 30 2015

Providing advice through an online portal is a developing area of the Canadian financial industry. The ability for Canadian clients to input their


Expert panel releases preliminary report on reforming Ontario's financial regulatory regime
  • Stikeman Elliott LLP
  • Canada
  • November 16 2015

On November 4, 2015, an expert panel reviewing Ontario's financial regulatory regime released a preliminary position paper outlining initial


Review Panel recommends creation of new Ontario financial services regulator
  • McCarthy Tétrault LLP
  • Canada, OECD
  • November 9 2015

On November 4, 2015, a panel appointed by the Government of Ontario to review the mandate of provincial financial services regulators - the Financial


CSA provides guidance on Canadian “robo-advisers”
  • Blake Cassels & Graydon LLP
  • Canada
  • October 14 2015

The term "robo-adviser" has become synonymous with a provider of automated, low-cost, investment advisory services through user-friendly web-based


The Financial Report June 25, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • June 25 2015

The recent ruling by US District Judge Leigh May of Atlanta that the US Securities and Exchange Commission’s administrative law judge (ALJ


Federal financial institutions legislative and regulatory Reporter - June 2015
  • Borden Ladner Gervais LLP
  • Canada
  • June 18 2015

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to Federally regulated financial


The Financial Report May 7, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • May 7 2015

The US Treasury Department’s Office of Financial Research published “Tick Size Constraints, High-Frequency Trading, and Liquidity,” which analyzes


Federal financial institutions legislative and regulatory reporter - 19th December 2014
  • Borden Ladner Gervais LLP
  • Canada
  • December 19 2014

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial


Interview with Dr Michel Maila
  • Bennett Jones LLP
  • Canada
  • October 16 2014

Since June 2012, Dr. Michel Maila has served as President and CEO of the Global Risk Institute in Financial Services (GRI), which develops applied