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Results: 1-10 of 2,408

UK: FCAPRA publish whistleblowing rules for UK branches
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 11 2017

The FCA and PRA have recently published new rules on whistleblowing procedures for UK branches which will apply from 7 September 2017. In October


Latest FCA rules and guidance: SMCR, remuneration and whistleblowing
  • Dentons
  • Global, United Kingdom
  • May 8 2017

On 3 May the FCA published a series of policy statements tidying up aspects of the senior managers and certification regime (SMCR) for banks and


Calendar Of Key Issues - An Interactive Guide To The Legal Milestones Ahead - May 2017
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • May 4 2017

Country-by-country reporting regulations Emissions Reduction Plan Implementation of EU Damages Directive Installation of sub-meters under the Heat


Financial Services Update, Vol. 12, Issue 18
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • May 1 2017

As companies continue to strengthen their social media outreach efforts, we often have to remind clients that securities laws and financial industry


Financial Services Update, Vol. 12, Issue 17
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 24 2017

Among recent financial services regulatory developments, there appear to be at least four worthy of particular note. First, the Consumer Financial


Banking on Anonymity
  • GSC Solicitors
  • United Kingdom
  • April 12 2017

Before June 2013, any whistleblowing disclosure had to be made in good faith under UK law. This requirement was removed in June 2013 although an


April 2017 International Trade Compliance Update
  • Baker McKenzie
  • USA, Canada, European Union, United Kingdom
  • April 12 2017

The WTO announced that WTO members discussed five new or enhanced proposals to advance services negotiations at meetings of the Working Party on


Brexit - how should my business prepare?
  • Taylor Wessing
  • European Union, United Kingdom
  • April 7 2017

On Wednesday 29 March, the UK began the two-year countdown to Brexit by giving notice to start the formal process to leave the EU. What does this


The regulatory reference regime: Are you reference ready?
  • Freshfields Bruckhaus Deringer LLP
  • United Kingdom
  • April 4 2017

The new regulatory reference regime came into force on 7 March 2017, ushering in significant changes for how banks, PRA investment firms and insurers


Corporate Crime & Investigations Update - 31 March 2017
  • Addleshaw Goddard LLP
  • Ghana, OECD, United Kingdom
  • April 3 2017

The High Court has ruled in favour of the SFO in a judicial review claim brought by Unaenergy Group Holding Pte Ltd, Unaoil Monaco SAM, Ata Ahsani