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Results: 1-10 of 3,379

Senior Manager’s Regime and its applicability to all regulated firms
  • RPC
  • United Kingdom
  • January 19 2017

The SM&CR was introduced by the FCA and PRA in March 2016 for deposit takers and certain PRA designated investment firms. The regime was intended to


Letters of Credit - Application of Fraudulent Exception
  • Reed Smith LLP
  • United Kingdom
  • January 6 2017

The High Court recently applied the ‘fraud exception’ to prevent payment under a standby letter of credit where the signatory who certified a


FCA publishes its findings on early arrears management
  • Addleshaw Goddard LLP
  • United Kingdom
  • January 5 2017

In December 2016, the FCA published a report following its thematic review


The FCA announces withdrawal of updated consumer credit information sheets
  • Addleshaw Goddard LLP
  • United Kingdom
  • January 4 2017

On 22 December, the FCA announced that it had withdrawn the updated versions of the consumer credit information sheets in relation to arrears and


Commitment Letters Not To Be Taken LightlyHow Committed Are We?
  • Vedder Price PC
  • United Kingdom
  • December 20 2016

At the outset of a transaction, parties often use a commitment letter, letter of intent or Memorandum of Understanding to set out the principal terms


Business Finance and Restructuring - Looking ahead to 2017
  • Weil Gotshal & Manges LLP
  • European Union, United Kingdom, USA
  • December 20 2016

The Insolvency Service is reviewing responses to its consultation on significant reforms designed to improve the restructuring tools available to


Court of Appeal clarifies scope of potential liability under the Misrepresentation Act 1967
  • Herbert Smith Freehills LLP
  • United Kingdom
  • December 16 2016

The recent decision of the Court of Appeal in Taberna Europe CDO II Plc v Selskabet (formerly Roskilde Bank AS) (In bankruptcy) 2016 EWCA Civ 1262


Avoiding Unwanted Attention: How to fulfil your personal regulatory duties
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • December 8 2016

A detailed understanding of your personal regulatory duties is crucial for avoiding unwanted attention from the regulator. Adam Jamieson sets


Trends in Regulatory Enforcement in UK Financial Markets 201617 Mid-Year Report
  • NERA Economic Consulting
  • United Kingdom
  • December 8 2016

Both the number and monetary value of FCA fines slowed to a trickle in the first half of the 201617 financial year (ended 30 September 2016), with


Supply Chain 2020
  • Clyde & Co LLP
  • Global, United Kingdom
  • December 7 2016

The nature of global trade is constantly evolving. The world's population continues to increase, emerging markets are maturing and developed