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Results: 1-10 of 536

Crestfallen claimants: High Court upholds bank disclaimers in claim for negligent advice
  • RPC
  • United Kingdom
  • October 31 2014

In the latest in a line of court rulings upholding disclaimers, the High Court, in the recent case of Crestsign v NatWest & RBS, held that, as a


Project Innovate: an incubator for growth?
  • RPC
  • United Kingdom
  • October 29 2014

The FCA launched its new Innovation Hub yesterday, with the aim of fostering support to businesses looking to benefit consumers in the financial


Is credible deterrence really working? And other questions arising from a mixed week for the FCA
  • RPC
  • United Kingdom
  • May 28 2015

Even though the FCA was able to trumpet that it had imposed its highest ever fine and that it had been successful in two decisions handed down by the


Senior insurance managers regime proposals for NEDs
  • RPC
  • United Kingdom
  • February 27 2015

Last year, we reported on proposals for a new senior insurance managers' regime ('Senior insurance managers - all change!'). At the time, the PRA and


FCA fines general insurer £8.4m for TCF and conduct risk failings
  • RPC
  • United Kingdom
  • August 11 2014

The FCA's latest enforcement action in the general insurance sector is a useful source of conduct risk guidance and a reminder that firms cannot


FCA market study findings
  • RPC
  • United Kingdom
  • November 30 2016

One year on from the FCA's launch of its market study in November 2015 on the asset management sector, the regulator's interim findings suggest there


An uneasy contrast for the FCA balancing commercial drive with cultural reform
  • RPC
  • United Kingdom
  • December 3 2014

Yesterday's speech delivered by Martin Wheatley has reinforced the FCA's increasingly more collaborative approach to its engagement with financial


FCA consults about delaying disclosure of inside information
  • RPC
  • United Kingdom
  • December 1 2016

The FCA has issued a consultation on amendments it proposes to make to the Disclosure and Transparency Rules section of the FCA Handbook. The FCA


High Court considers jurisdiction over non-EU defendant
  • RPC
  • Monaco, United Kingdom
  • January 28 2015

In Jong v HSBC Private Bank (Monaco) SA and others1 the Chancery Division of the High Court considered an application by the defendants to set aside


No need to plead and no need for CMCs
  • RPC
  • United Kingdom
  • February 27 2014

Those celebrating the common sense decision of the Court of Appeal in Clark v In Focuswill have an additional reason to smile when they read comments