We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 547

Complaints handling: key amendments announced by the FCA
  • RPC
  • United Kingdom
  • August 7 2015

Our recent blog highlighted the key changes made to DISP rules by the ADR Directive. The FCA has since published the responses to its complaints


High Court finds "without prejudice" communications with a regulator can be withheld in civil proceedings, but decides bank had lost right to do so
  • RPC
  • United Kingdom
  • July 7 2015

In the latest instalment of the LIBOR swaps proceedings in Property Alliance Group Ltd v The Royal Bank of Scotland plc, the court has held for the


Beyond the headlines some positive developments for depositors
  • RPC
  • United Kingdom
  • July 3 2015

The PRA has today announced the existing level of deposit protection (£85,000) will be reduced to £75,000 after 31 December 2015. The FSCS currently


FCA fines finance director for failing to blow the whistle
  • RPC
  • United Kingdom
  • September 30 2015

Approved persons should be open and co-operative with their regulators, as highlighted by the FCA's recent enforcement action against Craig McNeil, former Keydata finance director


FCA's figures for authorisation applications leave many unanswered questions
  • RPC
  • United Kingdom
  • July 9 2015

Amongst the many topics covered within the FCA's annual report there is a frustratingly short section concerned with the efforts being made to deal


A test of skill
  • RPC
  • United Kingdom
  • May 5 2015

Last week, the Administrative Court granted permission to judicially review the s.166 process for reviewing redress awarded as part of the interest


Fraudsters a new weapon!
  • RPC
  • United Kingdom
  • April 9 2015

With the amount of "vishing" scams hitting the news, and consumer websites ever increasing, the fraudsters have added a new weapon to their attack


An uneasy contrast for the FCA balancing commercial drive with cultural reform
  • RPC
  • United Kingdom
  • December 3 2014

Yesterday's speech delivered by Martin Wheatley has reinforced the FCA's increasingly more collaborative approach to its engagement with financial


FCA consults about delaying disclosure of inside information
  • RPC
  • United Kingdom
  • December 1 2016

The FCA has issued a consultation on amendments it proposes to make to the Disclosure and Transparency Rules section of the FCA Handbook. The FCA


FOS is not unfair; it just doesn't apply the law
  • RPC
  • United Kingdom
  • October 16 2014

The new CEO of FOS, Caroline Wayman, gave evidence to the Treasury Select Committee yesterday, including (reportedly) in response to a poll that