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Results: 1-10 of 280

New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Pre-Budget Report 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has published the 2009 Pre-Budget Report


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


Industry guidance for FSA Banking Conduct of Business sourcebook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Payments Council, the British Bankers’ Association and the Building Societies Association have jointly published industry guidance on the FSA’s Banking Conduct of Business sourcebook (BCOBS


FSA publishes feedback statement on remuneration
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA’s code on remuneration policies (the Code) comes into force for large banks, building societies and broker dealers on 1 January 2010


Modification by consent of COMP 16.3.1R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has published a new web page stating that it has made a modification by consent of Rule 16


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


Maintaining financial stability across the United Kingdom's banking system
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The National Audit Office (NAO) has published a report which is entitled Maintaining financial stability across the United Kingdom’s banking system


Resolution and contagion
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published a speech that Thomas Huertas (Director, Banking Sector, FSA and Vice Chairman, CEBS) gave on 26 February 2010 at the CCBSFMG Conference in London


The Banking Act 2009 (Inter-Bank Payment Systems) (Disclosure and Publication of Specified Information) Regulations 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

On the Office of Public Sector Information website there has been published The Banking Act 2009 (Inter-Bank Payment Systems) (Disclosure and Publication of Specified Information) Regulations 2010 (the Regulations