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Financial Services Update, vol. 11, no. 31
  • Winston & Strawn LLP
  • USA
  • August 22 2016

While political gridlock in Washington has caused the well-known stalemate over filling the presently vacant U.S. Supreme Court seat, it has also

Financial Services Update, vol. 11, no. 30
  • Winston & Strawn LLP
  • USA
  • August 15 2016

Wall Street banks have asked the Federal Reserve Board (“Fed”) to grant them an additional five-year grace period to comply with section 619 of the

Debt traders beware: the SEC is watching
  • Winston & Strawn LLP
  • USA
  • May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt

The increasing accountability of compliance officers
  • Winston & Strawn LLP
  • United Kingdom
  • July 22 2015

Recent regulatory investigations in the financial arena have generated headlines for their global scale and for fines measured in their billions of

Making it easier to “amend-and-extend” syndicated loan agreements
  • Winston & Strawn LLP
  • USA
  • January 19 2012

A relatively recent development has been appearing with increasing frequency in newly negotiated and completed loan agreements for deals involving a syndicated bank group of two or more lenders

Mexico fines bank for privacy violations
  • Winston & Strawn LLP
  • Mexico
  • September 1 2015

Mexico’s National Transparency, Information Access, and Data Protection Institute (INAI) recently announced an impending fine of almost $2 million USD

South Korea Eases Financial Cloud Computing Restriction
  • Winston & Strawn LLP
  • South Korea
  • August 10 2016

South Korea's Financial Services Commission announced at the end of June 2016 that the country's Regulation on Supervision of Electronic Finance

Financial Services Update, vol. 11, no. 29
  • Winston & Strawn LLP
  • USA
  • August 8 2016

On August 5, 2016, the Commodity Futures Trading Commission (the “CFTC”) proposed amending certain CFTC regulations relating to the requirement that

Understanding the implications of “no consent” letters issued by the JFIU in Hong Kong
  • Winston & Strawn LLP
  • Hong Kong
  • December 7 2015

"No consent" letters issued by regulators in Hong Kong create concerns and risks for banks in this jurisdiction. A recent Hong Kong High Court

Financial services update, vol. 10, issue 39
  • Winston & Strawn LLP
  • USA
  • November 9 2015

The concept of expanding access to capital for small and medium-size businesses and allowing ordinary investors access to invest in such businesses