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New Proposed Rules for Incentive Compensation For “Financial Institutions” Under Dodd-Frank Act Section 956
  • Winston & Strawn LLP
  • USA
  • April 21 2016

Just when you thought you could begin preparing for your annual meeting after filing your proxy statement, this morning, new proposed rules on


Are You a Significant Risk-Taker?
  • Winston & Strawn LLP
  • USA
  • April 26 2016

Sounds racy doesn’t it, like something you might say at a cocktail party to impress people (unsuccessfully)? Unfortunately for those affected, being


Financial Services Update, Vol. 11, no. 16
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 25 2016

In response to an EU Commission request, the European Securities and Markets Authority (“ESMA”) issued on April 11 its key principles for a European


New Proposed Rules for Incentive Compensation for Under Dodd-Frank Act Section 956 - Part 2
  • Winston & Strawn LLP
  • USA
  • April 22 2016

Thursday, I blogged on new proposed rules on incentive compensation for large financial institutions under Dodd-Frank Act Section 956. Today, I


OCC Quarterly Report
  • Winston & Strawn LLP
  • USA
  • June 24 2013

On June 21st, the Office of the Comptroller of the Currency (the "OCC") published its "Quarterly Report on Bank Trading and Derivatives Activities:


Making it easier to “amend-and-extend” syndicated loan agreements
  • Winston & Strawn LLP
  • USA
  • January 19 2012

A relatively recent development has been appearing with increasing frequency in newly negotiated and completed loan agreements for deals involving a syndicated bank group of two or more lenders


Understanding the implications of “no consent” letters issued by the JFIU in Hong Kong
  • Winston & Strawn LLP
  • Hong Kong
  • December 7 2015

"No consent" letters issued by regulators in Hong Kong create concerns and risks for banks in this jurisdiction. A recent Hong Kong High Court


OCC releases first quarter bank data
  • Winston & Strawn LLP
  • USA
  • June 20 2011

On June 17th, the OCC released its Quarterly Report on Bank Trading and Derivatives Activities


OCC issues quarterly report on bank trading and derivatives activities
  • Winston & Strawn LLP
  • USA
  • March 26 2012

On March 20th, the OCC issued its Quarterly Report on Bank Trading and Derivatives Activities


Federal Reserve and Higher One Settle Issues Related to Services Associated with Student Loans
  • Winston & Strawn LLP
  • USA
  • January 7 2016

The private student loan market, over several years, has been the focus of various federal regulatory agencies, including the Consumer Financial