We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 20

FSA bans and fines Northern Rock director
  • Dentons
  • United Kingdom
  • July 30 2010

FSA has fined David Jones, former finance director of Northern Rock, £320,000 and banned him from performing any function related to a regulated activity


FSA consults on auditor and supervisor cooperation
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms


BBA responds on compensation
  • Dentons
  • United Kingdom
  • April 17 2009

BBA has responded to CP 093


A updates on banking defaults
  • Dentons
  • United Kingdom
  • May 4 2012

FSA has published an overview of Financial Services Compensation Scheme (FSCS) levies and projected estimates related to the banking failures of 20089


SFO confirms view on LIBOR fixing “offences”
  • Dentons
  • United Kingdom
  • August 3 2012

The Director of SFO has confirmed its preliminary view that existing criminal offences cover the alleged manipulation of LIBOR


Commission publishes FICOD conference programme
  • Dentons
  • United Kingdom
  • May 25 2012

The Commission has published the programme for its conference on the FICOD review, which will take place on 28 June


Treasury announces Wheatley review ToR
  • Dentons
  • United Kingdom
  • August 3 2012

Treasury has confirmed the Terms of Reference (ToR) of the review it has asked Martin Wheatley to carry out following the LIBOR settling issues


BBA responds on CCP capital
  • Dentons
  • United Kingdom
  • August 3 2012

BBA has responded to EBA’s consultation on capital requirements for CCPs


BBA briefs on CDS regulation
  • Dentons
  • United Kingdom
  • July 13 2012

BBA has issued a briefing on the proposed Central Securities Depository (CDS) Regulation


FSA consults on retail governance guidance
  • Dentons
  • United Kingdom
  • February 4 2011

FSA is consulting on industry guidance following feedback on seminars for retail firms