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Results: 1-10 of 20

A updates on banking defaults
  • Dentons
  • United Kingdom
  • May 4 2012

FSA has published an overview of Financial Services Compensation Scheme (FSCS) levies and projected estimates related to the banking failures of 20089


FSA consults on auditor and supervisor cooperation
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms


FSA bans and fines Northern Rock director
  • Dentons
  • United Kingdom
  • July 30 2010

FSA has fined David Jones, former finance director of Northern Rock, £320,000 and banned him from performing any function related to a regulated activity


FSA consults on retail governance guidance
  • Dentons
  • United Kingdom
  • February 4 2011

FSA is consulting on industry guidance following feedback on seminars for retail firms


BBA briefs on CDS regulation
  • Dentons
  • United Kingdom
  • July 13 2012

BBA has issued a briefing on the proposed Central Securities Depository (CDS) Regulation


FSA publishes interest rate hedging warnings
  • Dentons
  • United Kingdom
  • July 6 2012

FSA has published an update on its work and findings relating to the sale of interest rate hedging products


Wheatley Review consults on LIBOR
  • Dentons
  • United Kingdom
  • August 17 2012

The Review chaired by Martin Wheatley into LIBOR setting and related issues has published its initial thoughts for consultation


FSA publishes new Remuneration Code documents
  • Dentons
  • United Kingdom
  • August 31 2012

FSA has published revised Remuneration Code self-assessment templates and tables


ECON consults on post-LIBOR MAD2
  • Dentons
  • European Union, United Kingdom
  • August 24 2012

Arlene McCarthy, the Economic and Monetary Affairs’(ECON) rapporteur for the Directive on criminal sanctions for market abuse (CMAD) and the market abuse Regulation (MAR) (together MAD2), has opened a public consultation seeking views on several questions that have emerged from the LIBOR scandal


Rate setting and regulation. in everyone’s interests?
  • Dentons
  • United Kingdom
  • August 24 2012

FSA’s Final Notice imposing a financial penalty of £59.5 million on Barclays for LIBOR and EURIBOR manipulation has led to intense public scrutiny