Katten Muchin Rosenman LLP | USA | 11 Mar 2024
The Department of Justice (DOJ) is continuing its efforts to crack down on corporate misconduct by developing a new program to pay corporate…
Katten Muchin Rosenman LLP | USA | 29 Feb 2024
This advisory provides a general summary of the Corporate Transparency Act and its requirements as they relate to investment managers. This advisory…
Katten Muchin Rosenman LLP | USA | 16 Feb 2024
On February 13, the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) proposed to expand anti-money laundering (AML) and…
Katten Muchin Rosenman LLP | European Union, United Kingdom | 17 Nov 2023
On 6 November 2023, the Bank of England (BoE) published a discussion paper on the “Regulatory Regime for Systemic Payment Systems Using Stablecoins…
Katten Muchin Rosenman LLP | United Kingdom | 15 Nov 2023
On 2 November 2023, the Financial Conduct Authority (FCA) published finalised non-handbook guidance on cryptoasset financial promotions in the United…
Katten Muchin Rosenman LLP | USA | 8 Nov 2023
This advisory provides a general summary of the Corporate Transparency Act and its requirements and is not intended to, and does not, provide legal…
Katten Muchin Rosenman LLP | USA | 28 Sep 2023
The U.S. Corporate Transparency Act (“CTA”) is the first comprehensive ultimate beneficial owner (“UBO”) and controlling persons reporting regime in…
Katten Muchin Rosenman LLP | United Kingdom | 15 Sep 2023
On 7 September 2023, the Financial Conduct Authority (“FCA”) published a letter (“Letter”) setting out its findings from meetings with various…
Katten Muchin Rosenman LLP | USA | 11 Sep 2023
A developer and financial backers of a renowned decentralized finance protocol cannot be held liable to private litigants for the activities of…
Katten Muchin Rosenman LLP | USA | 6 Sep 2023
The Securities and Exchange Commission (SEC) recently adopted amendments to SEC Rule 15b9-1 that will require virtually every broker-dealer to become…