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Results: 1-10 of 245

FCA rejects calls for increased transparency on S.166 reviews
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 8 2013

The FCA responded this week to industry feedback requesting greater transparency in relation to its use of section 166 'skilled person' reviews. As


The FCA's financial crime priorities
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and


French AMF fines two bloggers for “misleading” financial commentary
  • Herbert Smith Freehills LLP
  • France, USA
  • November 25 2013

The AMF has taken enforcement action against the author of a blog, a retired professor of financial analysis who describes himself on his blog site


Corporate crime update September 2013 - United Kingdom
  • Herbert Smith Freehills LLP
  • United Kingdom
  • September 20 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a


Corporate crime update September 2013 - United States
  • Herbert Smith Freehills LLP
  • USA
  • September 20 2013

A federal jury in New York has found Fabrice Tourre liable for fraud for misleading investors in a complex financial product


Corporate Crime Update - May 2014 - Spain
  • Herbert Smith Freehills LLP
  • Spain
  • May 31 2014

The Spanish Official Gazette has published the new Spanish Regulation implementing Act 102010 to combat money laundering and the financing of


FCA fines bank for anti-money laundering failings
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 13 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a


FATF: identifying and responding to the threat of high-risk jurisdictions
  • Herbert Smith Freehills LLP
  • Global
  • November 17 2010

The Financial Action Task Force (FATF) has published a webpage on how it identifies and responds to the threat of high-risk jurisdictions


JMLSG publishes Part III of its money laundering guidance
  • Herbert Smith Freehills LLP
  • United Kingdom
  • November 23 2010

The Joint Money Laundering Steering Group (JMLSG) has published the final version of Part III of its money laundering guidance for the UK financial sector


FATF publishes consultation on reviewing global standards for combating money laundering
  • Herbert Smith Freehills LLP
  • Global
  • November 23 2010

The FAFT has published a consultation paper on its global standards for combating money laundering and terrorist financing (the Recommendations