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Corporate crime update September 2013 - United Kingdom
  • Herbert Smith Freehills LLP
  • United Kingdom
  • September 20 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a

FIFA racketeering indictment could cause concern for banks
  • Herbert Smith Freehills LLP
  • USA
  • June 2 2015

The US Department of Justice's ("DOJ") FIFA indictment may require certain banks to review any of their FIFA-related transactions, as well as test

Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

Corporate Crime Update - May 2014 - Spain
  • Herbert Smith Freehills LLP
  • Spain
  • May 31 2014

The Spanish Official Gazette has published the new Spanish Regulation implementing Act 102010 to combat money laundering and the financing of

French AMF fines two bloggers for “misleading” financial commentary
  • Herbert Smith Freehills LLP
  • France, USA
  • November 25 2013

The AMF has taken enforcement action against the author of a blog, a retired professor of financial analysis who describes himself on his blog site

FCA rejects calls for increased transparency on S.166 reviews
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 8 2013

The FCA responded this week to industry feedback requesting greater transparency in relation to its use of section 166 'skilled person' reviews. As

The FCA's financial crime priorities
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and

Corporate crime update - 21 March 2013 - Spain
  • Herbert Smith Freehills LLP
  • Spain
  • March 21 2013

The Spanish Minister of Economy and Competition has submitted a draft bill that modifies the legal regime applicable to credit institutions. The

Concurrent competition powers for the Financial Conduct Authority and Payment Systems Regulator
  • Herbert Smith Freehills LLP
  • United Kingdom
  • April 1 2015

On 1 April 2015 the Financial Conduct Authority (FCA) obtained new concurrent competition powers under the Competition Act 1998 (CA98) and the

Corporate crime update February 2014 - Spain
  • Herbert Smith Freehills LLP
  • European Union, Spain
  • February 25 2014

The Contentious-Administrative Chamber of the Spanish Supreme Court has upheld a fine of 1.7m imposed by the Spanish Council of Ministers on