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Results: 1-10 of 177

UK: One month to deadline for implementing FCA and PRA whistleblowing rules
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 9 2016

Given the distractions of the summer holiday season and the aftermath of the Brexit referendum, it would be understandable if other developments


ミャンマー投資ガイド - 2016年4月
  • Herbert Smith Freehills LLP
  • Myanmar, United Kingdom, USA
  • June 28 2016

1948年に英国から独立した後ミャンマー1は 武力衝突と政情不安の時代に突入しました 1962年に軍部の率いる社会主義革命が起きて からは軍事政権による統治が続きました が


The UK’s risk-based approach to the “Politically Exposed Persons” regime - section 30 of the Bank of England and Financial Services Act 2016
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 25 2016

The Bank of England and Financial Services Act 2016 (the "Act") paves the way for a more risk-based approach to the Politically Exposed Persons


Sanctions update - creation of Office of Financial Sanctions Implementation and changes to UK financial sanctions regime
  • Herbert Smith Freehills LLP
  • United Kingdom
  • April 13 2016

The Summer Budget 2015 contained a commitment to significantly revamp the UK's approach to the implementation and enforcement of financial sanctions


Corporate Crime Update - May 2016 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • European Union, Ukraine, United Kingdom
  • April 10 2016

Herbert Smith Freehills has published its last Market Abuse update before 3 July 2016, the date when both the new Market Abuse Regulation and the


Corporate Crime Update - February 2016 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • February 29 2016

Sweett Group PLC has been sentenced and ordered to pay £2.25 million as a result of a conviction arising from a Serious Fraud Office (SFO


Corporate Crime Update - December 2015 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • December 22 2015

A UK Court has approved a Deferred Prosecution Agreement (DPA) between the SFO and Standard Bank Plc over an alleged failure to prevent bribery


Corporate Crime Update - October 2015 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • OECD, United Kingdom
  • October 17 2015

The Scottish Crown Office and Procurator Fiscal Service announced on 25 September 2015 the first disposal of an offence under section 7 of the


UK: new FCA and PRA whistleblowing rules
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 8 2015

The FCA and the PRA have both published policy statements on their new rules on whistleblowing: FCA policy statement (PS1524) entitled


Market abuse update - August 2015
  • Herbert Smith Freehills LLP
  • United Kingdom, USA
  • August 19 2015

The second quarter of 2015 saw continued regulatory focus on market and benchmark misconduct: the FCA and the US regulators imposed a series of