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Results: 1-10 of 30

Sanctions update - creation of Office of Financial Sanctions Implementation and changes to UK financial sanctions regime
  • Herbert Smith Freehills LLP
  • United Kingdom
  • April 13 2016

The Summer Budget 2015 contained a commitment to significantly revamp the UK's approach to the implementation and enforcement of financial sanctions


Corporate Crime Update - February 2016 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • February 29 2016

Sweett Group PLC has been sentenced and ordered to pay £2.25 million as a result of a conviction arising from a Serious Fraud Office (SFO


People’s Bank of China enters into anti-money laundering cooperation arrangement with Macau’s Monetary Authority
  • Herbert Smith Freehills LLP
  • China
  • August 26 2015

In what will undoubtedly be seen as another step in Beijing’s effort in the battle against corruption and the proceeds of corrupt transactions, the


US: applicability of business judgment rule to bank officers to be considered by Supreme Court of Georgia
  • Herbert Smith Freehills LLP
  • USA
  • December 6 2013

As the UK Government shapes, and reshapes, provisions in the Financial Services (Banking Reform) Bill to make individual accountability a reality for


French AMF fines two bloggers for “misleading” financial commentary
  • Herbert Smith Freehills LLP
  • France, USA
  • November 25 2013

The AMF has taken enforcement action against the author of a blog, a retired professor of financial analysis who describes himself on his blog site


FCA confirms how it will use new powers to publicise warning notices
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 21 2013

On 15 October 2013, the FCA published its Policy Statement (PS139) on the publication of information about warning notices under its new powers (see


Corporate crime update September 2013 - United Kingdom
  • Herbert Smith Freehills LLP
  • United Kingdom
  • September 20 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a


The FCA's financial crime priorities
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and


FCA fines bank for anti-money laundering failings
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 13 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a


Market abuseinsider dealingFSA enforcement
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 10 2012

The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report