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Results: 1-10 of 202

MAS takes stringent action against Singapore branch of an international bank for flouting rules
  • Herbert Smith Freehills LLP
  • Singapore
  • May 25 2016

The Monetary Authority of Singapore (MAS) announced yesterday that it has withdrawn approval from the Singapore branch of an international bank due


The UK’s risk-based approach to the “Politically Exposed Persons” regime - section 30 of the Bank of England and Financial Services Act 2016
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 25 2016

The Bank of England and Financial Services Act 2016 (the "Act") paves the way for a more risk-based approach to the Politically Exposed Persons


Sanctions update - creation of Office of Financial Sanctions Implementation and changes to UK financial sanctions regime
  • Herbert Smith Freehills LLP
  • United Kingdom
  • April 13 2016

The Summer Budget 2015 contained a commitment to significantly revamp the UK's approach to the implementation and enforcement of financial sanctions


Corporate Crime Update - May 2016 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • Ukraine, United Kingdom, European Union
  • April 10 2016

Herbert Smith Freehills has published its last Market Abuse update before 3 July 2016, the date when both the new Market Abuse Regulation and the


Corporate Crime Update - February 2016 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • February 29 2016

Sweett Group PLC has been sentenced and ordered to pay £2.25 million as a result of a conviction arising from a Serious Fraud Office (SFO


Corporate Crime Update - December 2015 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • December 22 2015

A UK Court has approved a Deferred Prosecution Agreement (DPA) between the SFO and Standard Bank Plc over an alleged failure to prevent bribery


New York State Proposes New Anti-Money Laundering and Sanctions Compliance Regulations for Financial Institutions
  • Herbert Smith Freehills LLP
  • USA
  • December 18 2015

The New York Department of Financial Services (“DFS”) recently proposed a regulation, which imposes new anti-money laundering (“AML”) and sanctions


Corporate Crime Update - October 2015 - United Kingdom Europe
  • Herbert Smith Freehills LLP
  • OECD, United Kingdom
  • October 17 2015

The Scottish Crown Office and Procurator Fiscal Service announced on 25 September 2015 the first disposal of an offence under section 7 of the


UK: new FCA and PRA whistleblowing rules
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 8 2015

The FCA and the PRA have both published policy statements on their new rules on whistleblowing: FCA policy statement (PS1524) entitled


Corporate Crime Update - September 2015 - Hong Kong
  • Herbert Smith Freehills LLP
  • Hong Kong
  • September 17 2015

On 31 July 2015, the Hong Kong Monetary Authority (HKMA) announced that it has taken disciplinary action against the State Bank of India, Hong Kong