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Results: 1-10 of 565

When the limelight dropped on Oliver Curtis
  • HopgoodGanim
  • Australia
  • July 8 2016

Nine years after the fact, Oliver Curtis has been found guilty of conspiring to commit insider trading. He was recently sentenced to two years’

Financial Services Regulation exchange - issue 29 - May 2016 - European Union
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 7 April 2016, the European Parliament’s Committee on Economic and Monetary Affairs (ECON) announced that it had voted in favour of the European

Financial Services Regulation exchange - issue 29 - May 2016 - United Kingdom
  • DLA Piper LLP
  • United Kingdom, USA, Australia
  • May 19 2016

On 2 March 2016, the FCA published a consultation paper (CP167: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance) with

Undermining the certainty of international trade finance
  • King & Wood Mallesons
  • Australia, Global, OECD
  • November 9 2015

With the increasing use and sophistication of technology, the potential for fraud to impact trade finance has increased significantly in recent years

When a regulator calls
  • Clifford Chance LLP
  • Australia
  • August 26 2015

In recent times, regulators have been flexing their muscles by prosecuting those who came before them using information obtained under compulsion

Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

International quarterly - issue 10, 2014
  • Fenwick Elliott Solicitors
  • Australia, United Arab Emirates, United Kingdom
  • November 3 2014

Termination is a serious step and is never one to be taken lightly. It is important that determination provisions are followed precisely. If a

Emerging apportionment issues
  • McInnes Wilson Lawyers
  • Australia
  • April 10 2014

The High Court decision in Hunt & Hunt v. Mitchell Morgan Nominees Pty Ltd ((2013) HCA 10) highlights the impact of proportionate liability where it

This week in securities litigation (week ending February 14, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • February 13 2014

The Commission prevailed after a two week jury trial in an insider trading case this week, ending a string of losses. The agency also filed two

This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of