We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 580

When the limelight dropped on Oliver Curtis
  • HopgoodGanim
  • Australia
  • July 8 2016

Nine years after the fact, Oliver Curtis has been found guilty of conspiring to commit insider trading. He was recently sentenced to two years’


Financial Services Regulation exchange - issue 29 - May 2016 - United Kingdom
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 2 March 2016, the FCA published a consultation paper (CP167: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance) with


Financial Services Regulation exchange - issue 29 - May 2016 - European Union
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 7 April 2016, the European Parliament’s Committee on Economic and Monetary Affairs (ECON) announced that it had voted in favour of the European


Undermining the certainty of international trade finance
  • King & Wood Mallesons
  • Australia, Global, OECD
  • November 9 2015

With the increasing use and sophistication of technology, the potential for fraud to impact trade finance has increased significantly in recent years


When a regulator calls
  • Clifford Chance LLP
  • Australia
  • August 26 2015

In recent times, regulators have been flexing their muscles by prosecuting those who came before them using information obtained under compulsion


Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably


International quarterly - issue 10, 2014
  • Fenwick Elliott Solicitors
  • Australia, United Arab Emirates, United Kingdom
  • November 3 2014

Termination is a serious step and is never one to be taken lightly. It is important that determination provisions are followed precisely. If a


Emerging apportionment issues
  • McInnes Wilson Lawyers
  • Australia
  • April 10 2014

The High Court decision in Hunt & Hunt v. Mitchell Morgan Nominees Pty Ltd ((2013) HCA 10) highlights the impact of proportionate liability where it


This week in securities litigation (week ending February 14, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • February 13 2014

The Commission prevailed after a two week jury trial in an insider trading case this week, ending a string of losses. The agency also filed two


This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of