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Results: 1-10 of 57

Financial Services Update, Vol. 12, Issue 23
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 12 2017

On June 5th, the SEC charged a Utah-based brokerage firm with thousands of violations of Section 17(a) of the Securities Exchange Act of 1934 and


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


Financial Services Update, Vol. 12, Issue 10
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 13 2017

On February 16, 2017, the United States Bankruptcy Court for the Southern District of New York in In re Motors Liquidation Company sent a clear


Financial Services Update, Vol. 12, Issue 8
  • Winston & Strawn LLP
  • USA, European Union, United Kingdom
  • February 27 2017

Dodd-Frank Act reform was one of President Trump’s campaign promises, as he considered it a restraint on credit availability and, thus, a drag on


Financial Services, Vol. 12, Issue 4
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • January 30 2017

On January 26, Sen. Sherrod Brown (D-Ohio), a ranking member of the Senate Banking Committee, and Rep. Maxine Waters (D-Calif.), a ranking member of


Antitrust and Competition - The EU Weekly Briefing ( 23 May 2016)
  • Winston & Strawn LLP
  • European Union, United Kingdom
  • May 23 2016

Toshiba appeals ruling on imposition of gas insulated switchgear cartel fines. On 17 May 2016, details were published in the Official Journal of an


Tom Hayes denied permission to appeal LIBOR conviction
  • Winston & Strawn LLP
  • United Kingdom
  • March 11 2016

On 8 March 2016, the Court of Appeal denied an application made by Tom Hayes (the former derivatives trader convicted for offences related to the


Jury acquits six LIBOR defendants
  • Winston & Strawn LLP
  • United Kingdom
  • February 3 2016

On 27 January 2016, a jury at Southwark Crown Court acquitted defendants accused of conspiracy to defraud. The Director of the SFO said "the key


SFO wins High Court ruling on privilege
  • Winston & Strawn LLP
  • United Kingdom
  • February 3 2016

On 27 January 2016, the High Court upheld the legality of the SFO's procedure for dealing with potentially privileged documents that are saved on


Smith and Ouzman Ltd fined £2.2 million for making corrupt payments
  • Winston & Strawn LLP
  • United Kingdom
  • January 20 2016

On 8 January 2016, Smith and Ouzman Ltd, which specialises in printing security documents, was ordered to pay £2.2 million by Southwark Crown Court