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Results: 1-10 of 372

Financial litigation roundup - Winter 20162017
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • March 6 2017

This appeal to the Supreme Court was brought by BNY Mellon in its capacity as the trustee under certain Enhanced Capital Notes (ECN) issued by Lloyds


MMT's First Ruling on Hong Kong's Inside Information Disclosure Regime - A New Frontier?
  • Mayer Brown JSM
  • Hong Kong
  • January 20 2017

In November 2016, the Market Misconduct Tribunal (MMT) found that AcrossAsia Limited (AAL), its former chairman, Mr. Albert Saychuan Cheok (Cheok


International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017


This week at the UK regulators - 17 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 17 2016

The main enforcement development last week was the imposition of a fine of £3.2 million and restrictions on taking on new business on a bank for


This week at the UK regulators - 26 September 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, USA
  • September 26 2016

Although no significant enforcement cases were concluded last week, the UK regulators released several consultation papers and statements. The FCA


International Regulatory Update 04 - 08 July 2016
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • July 12 2016

The work programme of the Slovak Presidency of the EU Council, which began on 1 July 2016, has been published. The programme sets out the


This week at the UK regulators - 6 June, 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • June 6 2016

In a relatively quiet week, the main enforcement development last week was the imposition of a fine on a firm for serious failings relating to PPI


The Financial Report May 5, 2016 - News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan, Singapore
  • May 5 2016

The Financial Services Agency announced that representatives from Australia, Japan, Korea and New Zealand signed the Asia Region Funds Passport’s


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • USA, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, European Union, France, Germany
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


International regulatory update -10 14 March 2014
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation