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Results: 1-10 of 41

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


This week in securities litigation (week ending December 20, 2013)
  • Dorsey & Whitney LLP
  • USA
  • December 20 2013

Michael Steinberg, formerly of SAC Capital, was found guilty of insider trading by a jury. The verdict preserved the unblemished record of the US


This week in securities litigation (the week ending January 10, 2014)
  • Dorsey & Whitney LLP
  • USA
  • January 9 2014

The insider trading trial of former SAC Capital official Matthew Martoma opened this week in Manhattan with jury selection. The SEC announced the


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • Japan, United Kingdom, USA, Canada, Hong Kong
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi


SEC charges oil and PR firms and their executives with fraud
  • Dorsey & Whitney LLP
  • USA
  • August 4 2014

An energy company, its CEO and the firm's public relations adviser and its president were named in a fraud action by the SEC centered on false


Cobalt International Energy
  • Dorsey & Whitney LLP
  • USA
  • June 22 2012

The SEC has been investigating Angolan presalt company Cobalt International Energy, a US company, since November 2011


This week in securities litigation (week ending may 16, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a


This week in securities litigation (week ending March 7, 2014)
  • Dorsey & Whitney LLP
  • USA
  • March 6 2014

The Supreme Court was the focus of securities litigation this week. Oral argument was presented in the long runningHalliburton case where the


Corruption digest
  • Dorsey & Whitney LLP
  • Canada
  • July 27 2011

The Niko Resources Ltd. pleaded guilty to charges of bribing a public official in Bangladesh, under Canada's Corruption of Foreign Public Officials Act (“CFPOA”