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Providing audited financial statements late leads to charges of custody rule violations
  • Stinson Leonard Street LLP
  • USA
  • October 29 2014

The SEC announced charges against an investment advisory firm and three of its top officials for violating the "custody rule" that requires firms to

Law enforcement bliss: the SEC as policeman, Judge and jury
  • McGuireWoods LLP
  • USA
  • November 7 2014

New York's Southern District Court Judge Jed Rakoff is always worth listening to. He expresses trenchant views about the rule of law elegantly and

EU and UK de-list one individual in respect of terrorism sanctions
  • Debevoise & Plimpton LLP
  • European Union, United Kingdom
  • November 11 2014

The Council of the European Union has removed one individual, Sofiane Yacine Fahas, designated member of al-Takfir and al-Hijra, from the list of

Plaintiff’s law firm steps up actions against Bitcoin-related companies: crypto currency exchange and founder sued for “theft” of Bitcoin
  • Manatt Phelps & Phillips LLP
  • USA
  • October 24 2014

According to a complaint filed in a Florida court, a Cryptsy account holder is claiming that Project Investors, Inc. (dba Cryptsy) and its founder and

Do not attempt to interfere with potential whistleblowing, SEC warns
  • McMillan LLP
  • Canada, USA
  • November 12 2014

Earlier in 2014, Sean McKessy, Chief of the Office of the Whistleblower of the United States Securities and Exchange Commission (the "SEC" or

FinCEN releases two rulings classifying a bitcoin payment system and virtual currency trading platform as MSBs
  • Proskauer Rose LLP
  • USA
  • October 28 2014

In its opening salvo bringing Bitcoin under the watchful eye of the federal government, the Financial Crimes Enforcement Network (FinCEN) issued a

New guidelines for fraud, bribery and money laundering offences
  • Taylor Wessing
  • United Kingdom
  • October 29 2014

The Sentencing Council's new Sentencing Guidelines for how people convicted of fraud, money laundering and bribery offences should be sentenced came

Corporate and commercial update
  • Clyde & Co LLP
  • India, United Kingdom
  • October 28 2014

With slowing economy and skewing market shares, the corporates across the world are trying hard to run their business and keeping their market share

SEC enforcement quarterly newsletter - 3rd quarter 2014
  • Sidley Austin LLP
  • USA
  • October 22 2014

In United States v. McGee, the Third Circuit recently held that SEC Rule 10b5-2(b)(2) was within the SEC’s rulemaking authority and was deserving of

On board - summer 2014
  • King & Wood Mallesons
  • Australia
  • October 27 2014

As the 2014 AGM season gets under way we outline some of the key trends this year. Stakeholder issues - hot topics in recent years like remuneration