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FCPA snapshot 2013
  • Venable LLP
  • USA
  • March 5 2014

Foreign Corrupt Practices Act (FCPA) enforcement activity in 2013 was robust, with DOJ and the SEC bringing 31 new FCPA enforcement actions

This week in securities litigation (Dec. 30, 2011 Jan. 7, 2012)
  • Dorsey & Whitney LLP
  • USA
  • January 6 2012

The new year began with Congressional testimony on two recurring subjects: the implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading

Halliburton and the future of securities class actions: part III
  • Dorsey & Whitney LLP
  • USA
  • March 5 2014

Yesterday the Supreme Court heard argument in Halliburton Co. v. Erica P. John Fund, Inc., No. 13-317. The case has the potential to rewrite the rules

Supreme Court holds SOX whistleblower provisions apply to public company's private contractors and subcontractors
  • Day Pitney LLP
  • USA
  • March 5 2014

Yesterday, the U.S. Supreme Court held, in a 6-3 decision - its first regarding a Sarbanes-Oxley (SOX) whistleblower case - that SOX's

The autorité des marchés financiers initiates a consultation on the compensation of consumers of financial products and services
  • Borden Ladner Gervais LLP
  • Canada
  • January 10 2012

In the wake of the scandals of Norbourg, Earl Jones and Mount Real, the Autorité des marchés financiers (AMF) initiated a public consultation on December 9, 2011, regarding the compensation of victims of financial crimes

Financial services update February 24 2014 feature: Foreign Corrupt Practices Act
  • Winston & Strawn LLP
  • USA
  • February 24 2014

The SEC's 2014 priorities include continued, rigorous enforcement of the Foreign Corrupt Practices Act ("FCPA"). As noted by the agency in January, a

Senate report urges DOJ action regarding offshore tax evasion, enforcement against Swiss banks
  • BuckleySandler LLP
  • USA
  • March 1 2014

On February 27, the Senate Permanent Subcommittee on Investigations (PSI) issued a report and held a hearing related to its multi-year investigation

Financial Regulatory Developments 28 February - European Parliament (EP)
  • Dentons
  • European Union
  • February 28 2014

The Economic Affairs and the Justice and Home Affairs committees in EP have approved (MLD4). They focused on the new requirement for public listing

Monthly China anti-bribery update report February 2014
  • Squire Patton Boggs
  • China
  • March 3 2014

State level: No developments. Local level (Beijing & Shanghai): No developments. Communist Party Rules: No developments

Fraud at Citigroup’s Mexican subsidiary Banamex leads to SEC investigation
  • Roetzel & Andress
  • Mexico, USA
  • March 4 2014

The U.S. Securities and Exchange Commission (SEC) has undertaken an investigation of Citigroup for possible accounting fraud and violation of the