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Results: 1-10 of 177

Hong Kong legal market sees tighter AML regulations and the introduction of LLPs
  • RPC
  • Hong Kong
  • February 5 2015

Solicitors’ firms in Hong Kong are required to have professional indemnity insurance. That insurance is provided by the Solicitors Indemnity Fund


Financial litigation roundup - Summer 2014
  • RPC
  • Hong Kong, United Kingdom
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold


Hong Kong regulator pursues market misconduct
  • RPC
  • Hong Kong
  • July 25 2013

In this e-briefing article we combine, for ease of reference, three recent short articles that we have written concerning the Securities and Futures


Financial litigation roundup - Autumn 2014
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 3 2014

The High Court found that the defendants, Barclays and Tricorona, had misused the claimant, CF Partners’, confidential information and awarded


Chickens coming home to roost: SFO's first conviction of a company for bribery after contested trial
  • RPC
  • United Kingdom
  • January 7 2015

Hot on the heels of the SFO's first conviction under the Bribery Act 2010, discussed in George's post, and just as some of us were disappearing for a


Hong Kong: anti-money laundering and compliance
  • RPC
  • China, Hong Kong, United Kingdom
  • July 25 2014

A recent announcement by the Securities and Futures Commission (SFC) that a securities dealer and asset management company has been publicly


Bribes and undisclosed commissions to agents: supreme clarity
  • RPC
  • United Kingdom
  • September 23 2014

The recent Supreme Court decision in FHR European Ventures LLP v Cedar Capital Partners LLC concerned the enforcement rights which are available in


First it was insurance brokers and now it’s investment bankers FSA tests anti-bribery and corruption controls at investment banks
  • RPC
  • United Kingdom
  • April 13 2012

The FSA recently published the findings of its thematic review of anti-bribery and corruption (ABC) systems and controls at 15 investment banks


FSA delivers on AML promise
  • RPC
  • United Kingdom
  • March 28 2012

Following its thematic review and report on “Banks’ management of high money-laundering risk situations” published in June last year, the FSA on Monday announced that it has fined Coutts £8.75 million for anti-money laundering (AML) control failings


European warrant threat to media companies
  • RPC
  • European Union, United Kingdom
  • February 1 2011

Media companies should be aware of new European legislation which is set to widen the circumstances under which legal authorities can demand that journalistic material is handed over for use in evidence in criminal cases