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Results: 1-10 of 561

Gaming company’s regulatory delays insufficient to give rise to a securities fraud claim
  • Katten Muchin Rosenman LLP
  • USA
  • May 3 2013

The US District Court for the Northern District of Illinois dismissed securities fraud claims against WMS Industries (WMS), a gaming and slot machine


Delaware court dismisses securities fraud action against power plant executives
  • Katten Muchin Rosenman LLP
  • USA
  • May 3 2013

The US District Court for the District of Delaware dismissed a class action for securities fraud against former officers and directors of a


SEC obtains settlement for violations of registration rules and “layering”
  • Katten Muchin Rosenman LLP
  • USA
  • April 11 2014

The Securities and Exchange Commission recently announced a settlement with two brokerage firms and certain of their executives for improper


SEC brings fraud charges against oil and gas company and its CEO
  • Katten Muchin Rosenman LLP
  • USA
  • August 8 2014

On August 4, the Securities and Exchange Commission instituted cease-and-desist proceedings against Houston American Energy Corp., an oil and gas


Matria Healthcare insider traders will go to trial
  • Katten Muchin Rosenman LLP
  • USA
  • August 16 2013

The US District Court for the Northern District of Georgia denied a motion for partial summary judgment in the Security and Exchange Commission's


SEC announces enforcement results for 2013
  • Katten Muchin Rosenman LLP
  • USA
  • December 20 2013

The Securities and Exchange Commission recently announced the results of its enforcement activities during fiscal year 2013. Most notably, the SEC


Supreme Court ruling lowers class action hurdle for securities fraud cases
  • Katten Muchin Rosenman LLP
  • USA
  • March 1 2013

On February 27, the Supreme Court upheld a lower court's determination that proof of materiality is not required before certifying a securities fraud


US Court of Appeals for the Eleventh Circuit upholds fraud penalties for ex-GobeTel executives
  • Katten Muchin Rosenman LLP
  • USA
  • March 7 2014

The US Court of Appeals for the Eleventh Circuit recently upheld a summary judgment decision granted in favor of the US Securities and Exchange


Second Circuit upholds insider trading claim for unregistered securities
  • Katten Muchin Rosenman LLP
  • USA
  • January 31 2014

The US Court of Appeals for the Second Circuit recently held that the duty of corporate insiders to either disclose material nonpublic information or


Second Circuit denies investor’s second appeal for new trial
  • Katten Muchin Rosenman LLP
  • USA
  • November 30 2012

Frederic Bourke Jr. (Bourke) recently lost a second appeal stemming from his 2009 conviction for violating the Foreign Corrupt Practices Act (FCPA