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District Court holds video game company’s optimistic statements are not actionable
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

The US District Court for the Northern District of California recently dismissed a securities fraud class action against Electronic Arts, Inc. (EA


Steak and potatoes please but hold the insider tips; former public company CEO charged with passing material nonpublic information to favorite restaurant manager
  • Katten Muchin Rosenman LLP
  • USA
  • November 23 2014

The Securities and Exchange Commission filed a complaint in a federal court in New York against the former chief executive officer and member of the


CME Group sanctions member for not having adequate controls to prevent automated trading system erroneous response to bad data
  • Katten Muchin Rosenman LLP
  • USA
  • November 23 2014

Credit Suisse Securities (USA) LLC settled a disciplinary action brought by the CME Group for a January 30, 2012 incident where the firm's automated


CME Group fines trader for spoofing-type offense
  • Katten Muchin Rosenman LLP
  • USA
  • November 23 2014

Shlomi Salant agreed to pay a fine of US $30,000 and serve a 10-day trading suspension related to allegations by the Chicago Board of Trade that he


SEC charges company executives with issuing false press releases to inflate stock price
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases


SEC issues third-annual Dodd-Frank Whistleblower Program Report
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

On November 17, the Securities and Exchange Commission released its third annual Dodd-Frank Whistleblower Program Report. The Dodd-Frank Wall Street


Merrill Lynch fined US $6 million by FINRA for Reg SHO violations and supervisory lapses
  • Katten Muchin Rosenman LLP
  • USA
  • November 2 2014

The Financial Industry Regulatory Authority fined two Merrill Lynch companies US $ 6 million in aggregate for not complying with certain requirements


Second Circuit refuses to rehear groundbreaking insider trading case
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

On April 3, the US Court of Appeals for the Second Circuit denied the request of Preet Bharara, US Attorney for the Southern District of New York


SEC secures victory on fraud allegations against technology executive
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

The US District Court for the District of Columbia took the unusual step of granting summary judgment against a technology company executive who the


District court denies motion to dismiss securities class action against Urban Outfitters
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

The US District Court for the Eastern District of Pennsylvania recently denied a motion to dismiss filed by Urban Outfitters, Inc. and its senior